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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Cummins Inc | NYSE:CMI | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.45 | 0.16% | 280.74 | 281.82 | 275.805 | 281.82 | 1,058,931 | 01:00:00 |
1. Name and Address of Reporting Person * Barner Sharon R | 2. Issuer Name and Ticker or Trading Symbol CUMMINS INC [ CMI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) VP - Chief Administrative Off. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common | 11/10/2021 | M | 8040.0000 | A | $136.8200 | 22226.0000 | D | |||
Common | 11/10/2021 | M | 6680.0000 | A | $111.8400 | 28906.0000 | D | |||
Common | 11/10/2021 | M | 5700.0000 | A | $149.3400 | 34606.0000 | D | |||
Common | 11/10/2021 | M | 4410.0000 | A | $120.2800 | 39016.0000 | D | |||
Common | 11/10/2021 | S | 700.0000 | D | $238.3307 (1) | 38316.0000 | D | |||
Common | 11/10/2021 | S | 10390.0000 | D | $237.7026 (2) | 27926.0000 | D | |||
Common | 11/10/2021 | S | 13700.0000 | D | $238.0503 (3) | 14226.0000 | D | |||
Common | 11/11/2021 | S | 40.0000 | D | $237.9500 | 14186.0000 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right-to-Buy) | $120.2800 | 11/10/2021 | M | 4410.0000 | 4/2/2014 | 4/2/2022 | Common | 4410.0000 | $0.0000 | 0.0000 | D | ||||
Stock Option (Right-to-Buy) | $111.8400 | 11/10/2021 | M | 6680.0000 | 4/2/2015 | 4/2/2023 | Common | 6680.0000 | $0.0000 | 0.0000 | D | ||||
Stock Option (Right-to-Buy) | $149.3400 | 11/10/2021 | M | 5700.0000 | 4/2/2017 | 4/2/2024 | Common | 5700.0000 | $0.0000 | 0.0000 | D | ||||
Stock Option (Right-to-Buy) | $136.8200 | 11/10/2021 | M | 8040.0000 | 4/2/2018 | 4/2/2025 | Common | 8040.0000 | $0.0000 | 0.0000 | D | ||||
Stock Option (Right-to-Buy) | $109.0900 | 4/4/2019 | 4/4/2026 | Common | 19410.0000 | 19410.0000 | D | ||||||||
Stock Option (Right-to-Buy) | $142.1200 | 4/6/2023 | 4/6/2030 | Common | 15990.0000 | 15990.0000 | D | ||||||||
Stock Option (Right-to-Buy) | $149.7200 | 4/3/2020 | 4/3/2027 | Common | 12510.0000 | 12510.0000 | D | ||||||||
Stock Option (Right-to-Buy) | $160.1000 | 4/3/2021 | 4/3/2028 | Common | 9560.0000 | 9560.0000 | D | ||||||||
Stock Option (Right-to-Buy) | $163.4300 | 4/4/2022 | 4/4/2029 | Common | 15420.0000 | 15420.0000 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Barner Sharon R 500 JACKSON STREET COLUMBUS, IN 47201 | VP - Chief Administrative Off. |
Signatures | ||
/s/ Sharon Barner, Attorney-in-Fact | 11/12/2021 | |
**Signature of Reporting Person | Date |
1 Year Cummins Chart |
1 Month Cummins Chart |
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