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| Share Name | Share Symbol | Market | Type |
|---|---|---|---|
| Cummins Inc | NYSE:CMI | NYSE | Common Stock |
| Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|
| 0.45 | 0.16% | 280.74 | 281.82 | 275.805 | 281.82 | 1,058,931 | 01:00:00 |
| 1. Name and Address of Reporting Person * LINEBARGER NORMAN THOMAS | 2. Issuer Name and Ticker or Trading SymbolCUMMINS INC [CMI] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chairman & CEO |
| 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) | ||
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person ___ Form Filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
| 1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Amount | (A) or (D) | Price | ||||||||
| Common | 5/15/2020 | G | 34572.0000 (1) | D | $0.0000 | 73120.0000 | D | |||
| Common | 9/1/2020 | G | 13767.0000 (2) | A | $0.0000 | 86887.0000 | D | |||
| Common | 9/1/2020 | G | 3884.0000 (3) | A | $0.0000 | 16832.0000 | I | By Child #1 | ||
| Common | 9/1/2020 | G | 3884.0000 (3) | A | $0.0000 | 16832.0000 | I | By Child #2 | ||
| Common | 9/1/2020 | G | 21535.0000 (3) | D | $0.0000 | 0.0000 | I | GRAT #3 | ||
| Common | 5/15/2020 | G | 34572.0000 (1) | A | $0.0000 | 34572.0000 | I | GRAT #4 | ||
| Common | 8435.5600 (4) | I | By 401(k) Plan | |||||||
| Common | 240.0000 | I | By Spouse | |||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
| 1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||||
| Stock Option (Right-to-Buy) | $109.0900 | 4/4/2019 | 4/4/2026 | Common | 131920.0000 | 131920.0000 | D | ||||||||
| Stock Option (Right-to-Buy) | $111.8400 | 4/2/2015 | 4/2/2023 | Common | 60100.0000 | 60100.0000 | D | ||||||||
| Stock Option (Right-to-Buy) | $119.7700 | 5/2/2013 | 5/2/2021 | Common | 13040.0000 | 13040.0000 | D | ||||||||
| Stock Option (Right-to-Buy) | $120.2800 | 4/2/2014 | 4/2/2022 | Common | 37510.0000 | 37510.0000 | D | ||||||||
| Stock Option (Right-to-Buy) | $136.8200 | 4/2/2018 | 4/2/2025 | Common | 60780.0000 | 60780.0000 | D | ||||||||
| Stock Option (Right-to-Buy) | $142.1200 | 4/6/2023 | 4/6/2030 | Common | 95920.0000 | 95920.0000 | D | ||||||||
| Stock Option (Right-to-Buy) | $149.3400 | 4/2/2017 | 4/2/2024 | Common | 44890.0000 | 44890.0000 | D | ||||||||
| Stock Option (Right-to-Buy) | $149.7200 | 4/3/2020 | 4/3/2027 | Common | 85050.0000 | 85050.0000 | D | ||||||||
| Stock Option (Right-to-Buy) | $160.1000 | 4/3/2021 | 4/3/2028 | Common | 61700.0000 | 61700.0000 | D | ||||||||
| Stock Option (Right-to-Buy) | $163.4300 | 4/4/2022 | 4/4/2029 | Common | 98670.0000 | 98670.0000 | D | ||||||||
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| LINEBARGER NORMAN THOMAS 500 JACKSON STREET COLUMBUS, IN 47201 | X | Chairman & CEO | |||
| Signatures | ||
| /s/ Sharon Barner, Attorney-in-Fact | 1/6/2021 | |
| **Signature of Reporting Person | Date | |
1 Year Cummins Chart |
1 Month Cummins Chart |
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