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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Caterpillar Inc | NYSE:CAT | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
6.34 | 1.78% | 362.61 | 364.4299 | 354.77 | 356.40 | 2,247,917 | 01:00:00 |
Item 5.07.
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Submission of Matters to a Vote of Security Holders.
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Proposal 2 - Company Proposal - Ratification of the Company’s Independent Registered Public Accounting Firm
The proposal requesting ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2017 was approved with the following vote:
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|||||||
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For
|
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Against
|
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Abstain
|
|
|
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517,460,380
|
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21,010,427
|
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1,629,718
|
|
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Proposal 7 - Shareholder Proposal – Decrease Percent of Ownership Required to Call Special Shareholder Meeting
The proposal requesting that the Company give shareholders in the aggregate of 15 percent of the Company’s outstanding common stock the power to call a special shareholder meeting was not approved based on the following vote:
|
|||||||
|
For
|
|
Against
|
|
Abstain
|
|
Broker
Non-Votes |
|
142,443,332
|
|
287,946,982
|
|
2,257,526
|
|
107,452,685
|
Proposal 9 - Shareholder Proposal – Include Sustainability as a Performance Metric Under Executive Incentive Plans:
The proposal requesting that the Compensation Committee of the Board of Directors include sustainability as one of the performance measures for senior executives under the Company’s incentive plans was not approved based on the following vote:
|
|||||||
|
For
|
|
Against
|
|
Abstain
|
|
Broker
Non-Votes |
|
19,622,104
|
|
404,607,222
|
|
8,418,514
|
|
107,452,685
|
Proposal 11 - Shareholder Proposal – Adopt a Permanent Policy that the Chairman be Independent
The proposal requesting that the Board of Directors adopt a permanent policy that would require, whenever possible, the Chairman of the Board to be an independent director was not approved based on the following vote:
|
|||||||
|
For
|
|
Against
|
|
Abstain
|
|
Broker
Non-Votes |
|
113,203,322
|
|
317,026,735
|
|
2,417,783
|
|
107,452,685
|
SIGNATURES
|
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
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CATERPILLAR INC.
|
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June 19, 2017
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By:
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/s/Suzette M. Long
|
|
|
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Suzette M. Long
|
|
|
|
Interim Executive Vice President, Law and Public Policy & Corporate Secretary
|
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1 Year Caterpillar Chart |
1 Month Caterpillar Chart |
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