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AZEK AZEK Company Inc

45.08
1.39 (3.18%)
Last Updated: 16:21:36
Delayed by 15 minutes
Share Name Share Symbol Market Type
AZEK Company Inc NYSE:AZEK NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  1.39 3.18% 45.08 45.35 43.98 44.21 359,889 16:21:36

Statement of Changes in Beneficial Ownership (4)

11/12/2020 10:01pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Kitchen Dennis M
2. Issuer Name and Ticker or Trading Symbol

AZEK Co Inc. [ AZEK ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
CHRO
(Last)          (First)          (Middle)

1330 W. FULTON STREET, SUITE 350
3. Date of Earliest Transaction (MM/DD/YYYY)

12/9/2020
(Street)

CHICAGO, IL 60607
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/9/2020  M  40000 A$23.00 275901 D  
Class A Common Stock 12/9/2020  S  40000 D$34.57 (1)235901 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-qualified stock option (right-to-buy) $23.00 12/9/2020  M     40000   (2)6/16/2030 Class A Common Stock 40000 (3)$0.00 46956 D  

Explanation of Responses:
(1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $34.78, inclusive. The reporting person undertakes to provide to AZEK, any security holder of AZEK, or the staff of the SEC, upon request, full information regarding the number of options exercised at each separate price within the range set forth in this footnote.
(2) These non-qualified stock options were granted on June 16, 2020 and vested on September 10, 2020.
(3) These non-qualified stock options were granted on June 16, 2020 and includes 38,261 vested options and 8,695 options that will vest on December 6, 2021, subject to continued service through the applicable vesting date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Kitchen Dennis M
1330 W. FULTON STREET
SUITE 350
CHICAGO, IL 60607


CHRO

Signatures
/s/ Paul J. Kardish, attorney-in-fact for Dennis M. Kitchen12/11/2020
**Signature of Reporting PersonDate

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