ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for alerts Register for real-time alerts, custom portfolio, and market movers

AOS AO Smith Corp

85.58
0.36 (0.42%)
After Hours
Last Updated: 21:21:08
Delayed by 15 minutes
Share Name Share Symbol Market Type
AO Smith Corp NYSE:AOS NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.36 0.42% 85.58 85.71 85.027 85.23 500,169 21:21:08

Statement of Changes in Beneficial Ownership (4)

18/02/2020 2:38pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Ding Wei
2. Issuer Name and Ticker or Trading Symbol

SMITH A O CORP [ AOS ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President - A. O. Smith China
(Last)          (First)          (Middle)

A. O. SMITH (CHINA) WATER HEATER CO. LTD, 336 YAO XIN AVENUE
3. Date of Earliest Transaction (MM/DD/YYYY)

2/13/2020
(Street)

NANJING, F3 210038
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 2/13/2020  A  2895 (1)A$43.96 11668 D  
Common Stock 2/13/2020  F  1140 D$43.96 10528 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units $43.96 2/13/2020  M     2895   (1) (1)Common Stock 2895 $0 5935 D  

Explanation of Responses:
(1) 2,895 Restricted Stock Units were granted on 02/13/2017, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,895 Restricted Stock Units vested on 02/13/2020. As a result of vesting, the Company is obligated to deliver 2,895 shares of Common Stock to the reporting person.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Ding Wei
A. O. SMITH (CHINA) WATER HEATER CO. LTD
336 YAO XIN AVENUE
NANJING, F3 210038


President - A. O. Smith China

Signatures
James F. Stern, Attorney-in-Fact for Wei Ding2/18/2020
**Signature of Reporting PersonDate

1 Year AO Smith Chart

1 Year AO Smith Chart

1 Month AO Smith Chart

1 Month AO Smith Chart

Your Recent History

Delayed Upgrade Clock