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AOS AO Smith Corp

85.15
0.00 (0.00%)
Pre Market
Last Updated: 09:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
AO Smith Corp NYSE:AOS NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 85.15 0 09:00:00

Initial Statement of Beneficial Ownership (3)

26/08/2020 6:01pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Scheppele Stephanie Melissa
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/22/2020 

3. Issuer Name and Ticker or Trading Symbol

SMITH A O CORP [AOS]
(Last)        (First)        (Middle)

A. O. SMITH CORPORATION, 44 VANTAGE WAY
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
SVP - CIO /
(Street)

NASHVILLE, TN 37228      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Options (Right to Buy)  (1)7/13/2030 Common Stock 13210 $48.68 D  
Restricted Stock Units  (2)7/13/2023 Common Stock 2570 $48.68 D  

Explanation of Responses:
(1) The employee stock options were granted on 07/13/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 07/13/2021.
(2) The restricted stock units were granted on 07/13/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable date of 07/13/2023.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Scheppele Stephanie Melissa
A. O. SMITH CORPORATION
44 VANTAGE WAY
NASHVILLE, TN 37228


SVP - CIO

Signatures
James F. Stern, Attorney-in-Fact for Stephanie Melissa Scheppele8/26/2020
**Signature of Reporting PersonDate

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