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Share Name | Share Symbol | Market | Type |
---|---|---|---|
C3 AI Inc | NYSE:AI | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.15 | 0.58% | 26.08 | 15,899 | 13:23:02 |
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
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OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * SIEBEL THOMAS M | 2. Issuer Name and Ticker or Trading Symbol C3.ai, Inc. [ AI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 2/1/2023 | M | 53125 | A | (1) | 1809515 | D | |||
Class A Common Stock | 2/1/2023 | F | 19625 | D | $21.68 | 1789890 | D | |||
Class A Common Stock | 2/2/2023 | G | V | 33500 | D | $0.00 | 1756390 | D | ||
Class A Common Stock | 2/2/2023 | G | V | 33500 | A | $0.00 | 3583894 | I | See Footnote (2) | |
Class A Common Stock | 9216 | I | See Footnote (3) | |||||||
Class A Common Stock | 170294 | I | See Footnote (4) | |||||||
Class A Common Stock | 72695 | I | See Footnote (5) | |||||||
Class A Common Stock | 1237115 | I | See Footnote (6) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 2/1/2023 | M | 53125 | (7) | (7) | Class A Common Stock | 53125 | $0.00 | 690625 | D | ||||
Class B Common Stock | (8) | 12/20/2022 | G | V | 6614 (9) | (8) | (8) | Class A Common Stock | 6614 | $0.00 | 0 | I | See Footnote (10) | ||
Class B Common Stock | (8) | 12/20/2022 | G | V | 6614 (9) | (8) | (8) | Class A Common Stock | 6614 | $0.00 | 0 | I | See Footnote (11) | ||
Class B Common Stock | (8) | 12/20/2022 | G | V | 13228 (12) | (8) | (8) | Class A Common Stock | 13228 | $0.00 | 2072820 | I | See Footnote (2) | ||
Class B Common Stock | (8) | (8) | (8) | Class A Common Stock | 500000 | 500000 | I | See Footnote (3) |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
SIEBEL THOMAS M C/O C3.AI, INC. 1300 SEAPORT BLVD, SUITE 500 REDWOOD CITY, CA 94603 | X | X | Chief Executive Officer |
Signatures | ||
/s/ Eric Jensen, Attorney-in-Fact | 2/3/2023 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year C3 AI Chart |
1 Month C3 AI Chart |
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