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VIAV Viavi Solutions Inc

7.9598
-0.0552 (-0.69%)
Last Updated: 17:11:04
Delayed by 15 minutes
Share Name Share Symbol Market Type
Viavi Solutions Inc NASDAQ:VIAV NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.0552 -0.69% 7.9598 7.95 7.96 8.025 7.87 7.91 220,299 17:11:04

Statement of Changes in Beneficial Ownership (4)

16/11/2020 9:57pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Black Laura A.
2. Issuer Name and Ticker or Trading Symbol

VIAVI SOLUTIONS INC. [ VIAV ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

C/O VIAVI SOLUTIONS INC., 6001 AMERICA CENTER DRIVE, 6TH FLOOR
3. Date of Earliest Transaction (MM/DD/YYYY)

11/12/2020
(Street)

SAN JOSE, CA 95002
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/14/2020  M(1)  13058 A$0 47412 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units $0.0 11/12/2020  A   15775    11/12/2021 (2) (3)Common Stock 15775.0 $0 15775 D  
Restricted Stock Units $0.0 11/14/2020  M (1)    13058  11/14/2020 (2) (3)Common Stock 13058.0 $0 0 D  

Explanation of Responses:
(1) Each unit converts upon vesting into one share of common stock.
(2) Units will vest 100% one year from the date of grant.
(3) There are no expiration dates on RSUs.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Black Laura A.
C/O VIAVI SOLUTIONS INC.
6001 AMERICA CENTER DRIVE, 6TH FLOOR
SAN JOSE, CA 95002
X



Signatures
/s/ Chris Domingue, Attorney-in-Fact11/16/2020
**Signature of Reporting PersonDate

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