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UAL United Airlines Holdings Inc

51.67
-0.01 (-0.02%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
United Airlines Holdings Inc NASDAQ:UAL NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.01 -0.02% 51.67 51.20 51.97 52.75 51.225 52.00 7,315,512 05:00:05

Statement of Changes in Beneficial Ownership (4)

16/09/2021 11:31pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Roitman Jonathan
2. Issuer Name and Ticker or Trading Symbol

United Airlines Holdings, Inc. [ UAL ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP & COO
(Last)          (First)          (Middle)

P.O. BOX 66100- HDQLD
3. Date of Earliest Transaction (MM/DD/YYYY)

9/14/2021
(Street)

CHICAGO, IL 60666
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 9/14/2021  S  3760 D$43.941 0 D  
Common Stock 9/14/2021  M(1)(2)  1418 A$0.00 1418 D  
Common Stock 9/14/2021  F(3)  630 D$43.87 788 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units  (4)9/14/2021  A   5675     (2) (2)Common Stock 5676 $0.00 5675 D  
Restricted Stock Units  (4)9/14/2021  D     1418   (2) (2)Common Stock 1418 $0.00 4257 D  

Explanation of Responses:
(1) Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.
(2) The RSUs were granted on September 14, 2021 and vest in four installments of 1,418 RSUs on September 14, 2021, 1,419 RSUs on February 28, 2022, 1,419 RSUs on August 31, 2022, and 1,419 RSUs on February 28, 2023.
(3) This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU award referenced in footnote 2 above.
(4) Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Roitman Jonathan
P.O. BOX 66100- HDQLD
CHICAGO, IL 60666


EVP & COO

Signatures
/s/ Sarah Hagy for Jonathan Roitman9/16/2021
**Signature of Reporting PersonDate

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