ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for alerts Register for real-time alerts, custom portfolio, and market movers

SWBI Smith and Wesson Brands Inc

16.51
-0.37 (-2.19%)
After Hours
Last Updated: 00:41:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Smith and Wesson Brands Inc NASDAQ:SWBI NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.37 -2.19% 16.51 16.51 16.60 16.95 16.74 16.86 221,287 00:41:00

Statement of Changes in Beneficial Ownership (4)

10/09/2020 9:59pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Cupero Susan Jean
2. Issuer Name and Ticker or Trading Symbol

SMITH & WESSON BRANDS, INC. [ SWBI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
See Remarks
(Last)          (First)          (Middle)

2100 ROOSEVELT AVENUE
3. Date of Earliest Transaction (MM/DD/YYYY)

9/8/2020
(Street)

SPRINGFIELD, MA 01104
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 9/8/2020  A  10000 (1)A$0.00 25866 D  
Common Stock 9/9/2020  A  7357 (2)A$0.00 33223 D  
Common Stock         288 I By Son (3)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Rights  (4)9/9/2020  A   14714     (4)5/1/2023 Common Stock 14714 $0.00 14714 D  

Explanation of Responses:
(1) 100 % of the restricted stock units shall vest and be delivered, net of tax withholding, on September 8, 2021, which is one year from the date of grant.
(2) One-quarter of the restricted stock units shall vest and be delivered, net of tax withholding, on each of the first, second, third, and fourth anniversaries of September 9, 2020.
(3) The shares are held by the reporting person's son.
(4) Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Remarks:
The reporting person is Vice President, Sales.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Cupero Susan Jean
2100 ROOSEVELT AVENUE
SPRINGFIELD, MA 01104


See Remarks

Signatures
/s/ Robert J. Cicero, as attorney-in-fact9/10/2020
**Signature of Reporting PersonDate

1 Year Smith and Wesson Brands Chart

1 Year Smith and Wesson Brands Chart

1 Month Smith and Wesson Brands Chart

1 Month Smith and Wesson Brands Chart

Your Recent History

Delayed Upgrade Clock