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Share Name | Share Symbol | Market | Type |
---|---|---|---|
SoFi Technologies Inc | NASDAQ:SOFI | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.12 | -1.68% | 7.04 | 7.04 | 7.05 | 7.19 | 7.03 | 7.12 | 30,883,078 | 23:12:26 |
Delaware
|
6199
|
98-1547291
|
||||||
(State or other jurisdiction of
incorporation or organization)
|
(Primary Standard Industrial
Classification Code Number)
|
(I.R.S. Employer
Identification Number)
|
Copies to: | |||||
Jocelyn M. Arel, Esq.
Benjamin K. Marsh, Esq.
Goodwin Procter LLP
The New York Times Building
620 Eighth Avenue
New York, New York 10018
(212) 813-8800
|
Robert Lavet
General Counsel and Secretary
SoFi Technologies, Inc.
234 1st Street
San Francisco, California 94105
(855) 456-7634
|
Large accelerated filer
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☐ |
Accelerated filer
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☐ | |||||||||||
Non-accelerated filer
|
☒ |
Smaller reporting company
|
☐ | |||||||||||
Emerging growth company
|
☐ |
The registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act or until this registration statement shall become effective on such date as the SEC, acting pursuant to said Section 8(a), may determine. |
Exhibit No. | Description | |||||||
1.1## | Form of Underwriting Agreement | |||||||
2.1+ | ||||||||
2.2 | ||||||||
2.3* | ||||||||
3.1 | ||||||||
3.2 | ||||||||
4.1 | ||||||||
4.2 | ||||||||
4.3 | ||||||||
5.1** | ||||||||
5.2** | ||||||||
10.1 | ||||||||
10.2 | ||||||||
10.3 | ||||||||
10.4 | ||||||||
10.5 | ||||||||
10.6 |
Amended and Restated Registration Rights Agreement, dated as of May 28, 2021, by and among the Registrant, SCH Sponsor V LLC, certain former stockholders of Social Finance, Inc., as set forth on Schedule 1 thereto, Jay Parikh, Jennifer Dulski and the parties set forth on Schedule 2 thereto (incorporated by reference to Exhibit 10.5 to the Current Report on Form 8-K filed June 4, 2021)
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10.7 | ||||||||
10.8 | ||||||||
10.9# | ||||||||
10.10# | ||||||||
10.11
|
||||||||
10.12†*
|
||||||||
10.13* | ||||||||
10.14*
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||||||||
10.15* | ||||||||
10.16#*
|
||||||||
10.17#*
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10.18#*
|
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10.19#*
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10.20#*
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10.21#*
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10.22#* | ||||||||
10.23#*
|
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10.24#
|
||||||||
16.1 | ||||||||
21.1 | ||||||||
23.1* | ||||||||
23.2* | ||||||||
23.3** | ||||||||
23.4** | ||||||||
24.1* |
SOFI TECHNOLOGIES, INC.
|
||||||||
By: |
/s/ Christopher Lapointe
|
|||||||
Name: | Christopher Lapointe | |||||||
Title: | Chief Financial Officer |
Signature | Title | |||||||
*
|
Director and Chief Executive Officer
(Principal Executive Officer)
|
|||||||
Anthony Noto | ||||||||
/s/ Christopher Lapointe
|
Chief Financial Officer
(Principal Financial Officer and Principal
Accounting Officer)
|
|||||||
Christopher Lapointe | ||||||||
*
|
Director | |||||||
Ahmed Al-Hammadi | ||||||||
*
|
Director | |||||||
Ruzwana Bashir | ||||||||
*
|
Director | |||||||
Michael Bingle | ||||||||
*
|
Director | |||||||
Michel Combes | ||||||||
*
|
Director | |||||||
Richard Costolo | ||||||||
*
|
Director | |||||||
Steven Freiberg | ||||||||
*
|
Director | |||||||
Tom Hutton | ||||||||
*
|
Director | |||||||
Clara Liang | ||||||||
*
|
Director | |||||||
Carlos Medeiros | ||||||||
*
|
Director | |||||||
Harvey Schwartz | ||||||||
*
|
Director | |||||||
Clay Wilkes | ||||||||
*
|
Director | |||||||
Magdalena Yeşil |
|
||||||||
*By: |
/s/ Christopher Lapointe
|
|||||||
Christopher Lapointe | ||||||||
Attorney-in-Fact |
1 Year SoFi Technologies Chart |
1 Month SoFi Technologies Chart |
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