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SFNC Simmons First National Corporation

17.70
0.37 (2.14%)
After Hours
Last Updated: 22:30:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Simmons First National Corporation NASDAQ:SFNC NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.37 2.14% 17.70 7.82 17.85 17.78 17.35 17.52 318,260 22:30:00

Statement of Changes in Beneficial Ownership (4)

02/02/2021 11:56pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Casteel Marty
2. Issuer Name and Ticker or Trading Symbol

SIMMONS FIRST NATIONAL CORP [ SFNC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

SIMMONS FIRST NATIONAL CORP, 501 MAIN STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

1/29/2021
(Street)

PINE BLUFF, AR 71601
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1/29/2021  M  324 A$24.70 163932 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit  (1)1/29/2021  A   1296     (2) (2)Common 1296 $0.00 1296 D  
Restricted Stock Unit $24.70 1/29/2021  M     324   (3) (3)Common 324 $0.00 972 (4)D  

Explanation of Responses:
(1) Each Restricted Stock Unit represents a contingent right to receive one share of Simmons First National Corporation common stock.
(2) 324 Restricted Stock Units vest on January 29, 2021; 324 Restricted Stock Units vest on April 01, 2021; 324 Restricted Stock Units vest on July 01, 2021 and 324 Restricted Stock Units vest on October 01, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.
(3) The Restricted Stock Unit vested on January 29, 2021.
(4) 324 Restricted Stock Units vest on April 01, 2021; 324 Restricted Stock Units vest on July 01, 2021 and 324 Restricted Stock Units vest on October 01, 2021. SFNC shares will be delivered within 30 days of vesting. Events such as retirement, death, disability and other specified events in the agreement may result in earlier vesting.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Casteel Marty
SIMMONS FIRST NATIONAL CORP
501 MAIN STREET
PINE BLUFF, AR 71601
X



Signatures
/s/ Marty Casteel by Natalie Gassiott2/2/2021
**Signature of Reporting PersonDate

1 Year Simmons First National Chart

1 Year Simmons First National Chart

1 Month Simmons First National Chart

1 Month Simmons First National Chart

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