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SAIA Saia Inc

395.51
-1.32 (-0.33%)
Pre Market
Last Updated: 09:46:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Saia Inc NASDAQ:SAIA NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -1.32 -0.33% 395.51 158.74 451.00 100 09:46:00

Statement of Changes in Beneficial Ownership (4)

13/02/2019 11:44pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

HOLZGREFE FREDERICK J III
2. Issuer Name and Ticker or Trading Symbol

SAIA INC [ SAIA ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
President & COO
(Last)          (First)          (Middle)

11465 JOHNS CREEK PARKWAY, SUITE 400
3. Date of Earliest Transaction (MM/DD/YYYY)

2/11/2019
(Street)

JOHNS CREEK, GA 30097
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   2/11/2019     F (1)    2065.00   D $65.41   45196.00   D    
Common Stock   2/11/2019     S    10932.00   D $64.416   34264.00   D    
Common Stock   2/12/2019     M    23260.00   A $27.45   57524.00   D    
Common Stock   2/12/2019     S    23260.00   D $67.511   34264.00   D    
Common Stock   2/12/2019     S    2488.00   D $67.678   31776.00   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock     (2) 2/12/2019     I      743.694         (3)   (4) Common Stock   743.694   $0.00   3306.048   D    
Stock Options (Right to Buy)   $27.45   2/12/2019     M         23260.00    2/9/2019   2/9/2023   Common Stock   23260.00   $0.00   0.00   D    
Stock Options (Right to Buy)   $73.35                    2/6/2021   2/6/2025   Common Stock   8120.00     8120.00   D    
Stock Options (Right to Buy)   $66.03                    2/7/2022   2/7/2026   Common Stock   11430.00     11430.00   D    
Stock Options (Right to Buy)   $46.35                    2/7/2020   2/7/2024   Common Stock   6190.00     6190.00   D    

Explanation of Responses:
(1)  Shares withheld at officer's election to cover tax liabilities incurred in connection with the vesting of restricted shares awarded in February 2016.
(2)  The conversion rate of this derivative security on February 12, 2019 is 1.1741 resulting in 3,881.763 shares of common stock (underlying security in column 7).
(3)  Immediate
(4)  The shares of phantom stock become payable in the Company's common stock upon reporting person's termination of service as an employee, in accordance with the terms of the Plan.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
HOLZGREFE FREDERICK J III
11465 JOHNS CREEK PARKWAY
SUITE 400
JOHNS CREEK, GA 30097


President & COO

Signatures
/s/ Stephanie R. Maschmeier 2/13/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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