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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Roku Inc | NASDAQ:ROKU | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.845 | -1.41% | 59.10 | 58.56 | 61.48 | 61.48 | 58.70 | 61.31 | 3,904,550 | 05:00:07 |
1. Name and Address of Reporting Person * Wood Anthony J. | 2. Issuer Name and Ticker or Trading Symbol ROKU, INC [ ROKU ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO and Chairman BOD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 7/15/2021 | C | 55000 (1) | A | (1) | 80000 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | C | 25000 | A | $2.76 | 25000 | D | |||
Class A Common Stock | 7/15/2021 | G | V | 25000 | D | $2.76 | 0.0 | D | ||
Class A Common Stock | 7/15/2021 | G | V | 25000 | A | $2.76 | 105000 | I | Wood Revocable Trust | |
Class A Common Stock | 7/15/2021 | S | 800 (2) | D | $398.245 (3) | 104200 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 2156 (2) | D | $399.2169 (4) | 102044 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 2600 (2) | D | $400.3085 (5) | 99444 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 1141 (2) | D | $401.5906 (6) | 98303 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 3075 (2) | D | $402.4485 (7) | 95228 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 5173 (2) | D | $403.4389 (8) | 90055 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 13909 (2) | D | $404.4123 (9) | 76146 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 11611 (2) | D | $405.4082 (10) | 64535 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 980 (2) | D | $406.1682 (11) | 63555 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 3257 (2) | D | $407.6915 (12) | 60298 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 4546 (2) | D | $408.4109 (13) | 55752 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 1800 (2) | D | $409.6249 (14) | 53952 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 4000 (2) | D | $410.6433 (15) | 49952 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 6034 (2) | D | $411.5072 (16) | 43918 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 3875 (2) | D | $412.4702 (17) | 40043 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 6000 (2) | D | $413.4784 (18) | 34043 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 2100 (2) | D | $414.6833 (19) | 31943 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 1700 (2) | D | $415.8131 (20) | 30243 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 2000 (2) | D | $416.6051 (21) | 28243 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 2818 (2) | D | $417.6566 (22) | 25425 | I | Wood Revocable Trust | ||
Class A Common Stock | 7/15/2021 | S | 425 (2) | D | $418.6235 (23) | 25000.0 | I | Wood Revocable Trust | ||
Class A Common Stock | 36000.0 | I | Wood 2020 Irrevocable Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | $0 | 7/15/2021 | C | 55000.0 (1) | (1) | (1) | Class A Common Stock | 55000 | $0 | 16865815 | I | Wood Revocable Trust | |||
Employee Stock Option (Right to Buy) | $2.76 | 7/15/2021 | M | 25000 | (24) | 7/24/2022 | Class B Common Stock | 25000 | $2.76 | 258333 | D | ||||
Class B Common Stock | $2.76 | 7/15/2021 | M | 25000 | (1) | 7/24/2022 | Class A Common Stock | 25000 | $2.76 | 25000 | D | ||||
Class B Common Stock | $2.76 | 7/15/2021 | C | 25000 | (1) | 7/24/2022 | Class A Common Stock | 25000 | $2.76 | 0 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Wood Anthony J. C/O ROKU, INC. 1155 COLEMAN SAN JOSE, CA 95110 | X | X | CEO and Chairman BOD |
Signatures | ||
/s/ Christy Lillquist, attorney-in-fact | 7/19/2021 | |
**Signature of Reporting Person | Date |
1 Year Roku Chart |
1 Month Roku Chart |
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