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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Roku Inc | NASDAQ:ROKU | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
1.82 | 3.16% | 59.48 | 59.20 | 59.80 | 60.58 | 57.22 | 57.28 | 4,339,510 | 00:59:24 |
1. Name and Address of Reporting Person * Wood Anthony J. | 2. Issuer Name and Ticker or Trading Symbol ROKU, INC [ ROKU ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO and Chairman BOD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 6/15/2021 | C | 5000.0 (1) | A | (1) | 30000.0 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | C | 75000 | A | $2.76 | 75000 | D | |||
Class A Common Stock | 6/15/2021 | G | V | 75000 | D | $2.76 | 0.0 | D | ||
Class A Common Stock | 6/15/2021 | G | V | 75000 | A | $2.76 | 105000 | I | Wood Revocable Trust | |
Class A Common Stock | 6/15/2021 | S | 4226 (2) | D | $338.7865 (3) | 100774 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 15320 (2) | D | $339.8192 (4) | 85454 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 12918 (2) | D | $340.5871 (5) | 72536 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 6560 (2) | D | $341.6185 (6) | 65976 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 3692 (2) | D | $342.5295 (7) | 62284 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 1450 (2) | D | $343.6484 (8) | 60834 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 3095 (2) | D | $344.7566 (9) | 57739 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 6519 (2) | D | $345.6142 (10) | 51220 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 2400 (2) | D | $346.3766 (11) | 48820 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 2918 (2) | D | $348.5106 (12) | 45902 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 4030 (2) | D | $349.4453 (13) | 41872 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 1546 (2) | D | $350.31 (14) | 40326 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 1900 (2) | D | $351.5028 (15) | 38426 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 923 (2) | D | $352.56 (16) | 37503 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 600 (2) | D | $353.63 (17) | 36903 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 2246 (2) | D | $355.1418 (18) | 34657 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 2201 (2) | D | $356.1944 (19) | 32456 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 1920 (2) | D | $357.4127 (20) | 30536 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 1404 (2) | D | $358.2436 (21) | 29132 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 1932 (2) | D | $359.3597 (22) | 27200 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 1200 (2) | D | $360.0633 (23) | 26000 | I | Wood Revocable Trust | ||
Class A Common Stock | 6/15/2021 | S | 1000.0 (2) | D | $361.779 (24) | 25000.0 | I | Wood Revocable Trust | ||
Class A Common Stock | 36000.0 | I | Wood 2020 Irrevocable Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | $0 | 6/15/2021 | C | 5000.0 (1) | (1) | (1) | Class A Common Stock | 5000.0 | $0 | 16960815 | I | Wood Revocable Trust | |||
Employee Stock Option (Right to Buy) | $2.76 | 6/15/2021 | M | 25000 | (25) | 7/24/2022 | Class B Common Stock | 25000 | $2.76 | 328333 | D | ||||
Class B Common Stock | $2.76 | 6/15/2021 | M | 25000 | (1) | 7/24/2022 | Class A Common Stock | 25000 | $2.76 | 25000 | D | ||||
Class B Common Stock | $2.76 | 6/15/2021 | C | 25000 | (1) | 7/24/2022 | Class A Common Stock | 25000 | $2.76 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $2.76 | 6/15/2021 | M | 50000.0 | (25) | 7/24/2022 | Class B Common Stock | 50000 | $2.76 | 116667 | D | ||||
Class B Common Stock | $2.76 | 6/15/2021 | M | 50000 | (1) | 7/24/2022 | Class A Common Stock | 50000.0 | $2.76 | 50000 | D | ||||
Class B Common Stock | $2.76 | 6/15/2021 | C | 50000 | (1) | 7/24/2022 | Class A Common Stock | 50000 | $2.76 | 0.0 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Wood Anthony J. C/O ROKU, INC. 1155 COLEMAN SAN JOSE, CA 95110 | X | X | CEO and Chairman BOD |
Signatures | ||
/s/ Christy Lillquist, attorney-in-fact | 6/16/2021 | |
**Signature of Reporting Person | Date |
1 Year Roku Chart |
1 Month Roku Chart |
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