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ROKU Roku Inc

58.90
-0.23 (-0.39%)
Pre Market
Last Updated: 12:11:44
Delayed by 15 minutes
Share Name Share Symbol Market Type
Roku Inc NASDAQ:ROKU NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.23 -0.39% 58.90 58.86 58.95 18,229 12:11:44

Initial Statement of Beneficial Ownership (3)

11/07/2022 11:29pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Fuchsberg Gilbert
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/30/2022 

3. Issuer Name and Ticker or Trading Symbol

ROKU, INC [ROKU]
(Last)        (First)        (Middle)

C/O ROKU, INC., 1155 COLEMAN AVE.
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
SVP, Corporate Development /
(Street)

SAN JOSE, CA 95110      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 29804 (1)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit  (2) (2)Class A Common Stock 5555  (6)D  
Restricted Stock Unit  (3) (3)Class A Common Stock 3361  (6)D  
Restricted Stock Unit  (4) (4)Class A Common Stock 7112  (6)D  
Restricted Stock Unit  (5) (5)Class A Common Stock 4994  (6)D  

Explanation of Responses:
(1) Includes 200 shares beneficially owned jointly with the reporting person's wife.
(2) This RSU vests in four equal quarterly installments beginning on the vesting commencement date of 9/1/2022.
(3) This RSU vests in four equal quarterly installments beginning on the vesting commencement date of 9/1/2023.
(4) This RSU vests in twelve equal quarterly installments beginning on the vesting commencement date of 9/1/2021.
(5) This RSU vests in four equal quarterly installments beginning on the vesting commencement date of 9/1/2024.
(6) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.

Remarks:
Exhibit List - Exhibit 24.1 - Power of Attorney

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Fuchsberg Gilbert
C/O ROKU, INC.
1155 COLEMAN AVE.
SAN JOSE, CA 95110


SVP, Corporate Development

Signatures
/s/ Renee Strandness, attorney-in-fact7/11/2022
**Signature of Reporting PersonDate


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 5(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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