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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Okta Inc | NASDAQ:OKTA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
3.23 | 3.35% | 99.78 | 99.56 | 99.78 | 99.47 | 96.93 | 97.83 | 1,608,819 | 00:55:49 |
1. Name and Address of Reporting Person * Race Charles | 2. Issuer Name and Ticker or Trading Symbol Okta, Inc. [ OKTA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) See Remarks |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 12/10/2020 | C(1) | 50000 | A | $0.00 | 79786 | D | |||
Class A Common Stock | 12/10/2020 | S(2) | 5531 | D | $232.0412 (3) | 74255 | D | |||
Class A Common Stock | 12/10/2020 | S(2) | 2000 | D | $233.2865 (4) | 72255 | D | |||
Class A Common Stock | 12/10/2020 | S(2) | 1600 | D | $234.1725 (5) | 70655 | D | |||
Class A Common Stock | 12/10/2020 | S(2) | 1600 | D | $235.8094 (6) | 69055 | D | |||
Class A Common Stock | 12/10/2020 | S(2) | 3600 | D | $237.2408 (7) | 65455 | D | |||
Class A Common Stock | 12/10/2020 | S(2) | 8227 | D | $238.0859 (8) | 57228 | D | |||
Class A Common Stock | 12/10/2020 | S(2) | 9976 | D | $239.1306 (9) | 47252 | D | |||
Class A Common Stock | 12/10/2020 | S(2) | 6474 | D | $240.3273 (10) | 40778 | D | |||
Class A Common Stock | 12/10/2020 | S(2) | 8448 | D | $241.2654 (11) | 32330 | D | |||
Class A Common Stock | 12/10/2020 | S(2) | 2544 | D | $242.1221 (12) | 29786 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $8.97 | 12/10/2020 | M | 50000 | (13) | 10/23/2026 | Class B Common Stock | 50000 | $0.00 | 188852 | D | ||||
Class B Common Stock | (1) | 12/10/2020 | M | 50000 | (1) | (1) | Class A Common Stock | 50000 | $0.00 | 50000 | D | ||||
Class B Common Stock | (1) | 12/10/2020 | C | 50000 | (1) | (1) | Class A Common Stock | 50000 | $0.00 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $39.21 | (14) | 3/21/2028 | Class A Common Stock | 58500 | 58500 | D | ||||||||
Employee Stock Option (Right to Buy) | $82.16 | (15) | 3/24/2029 | Class A Common Stock | 39024 | 39024 | D | ||||||||
Employee Stock Option (Right to Buy) | $142.47 | (16) | 4/14/2030 | Class A Common Stock | 26790 | 26790 | D | ||||||||
Restricted Stock Units | (17) | (18) | (18) | Class A Common Stock | 9488 | 9488 | D | ||||||||
Restricted Stock Units | (17) | (19) | (19) | Class A Common Stock | 11225 | 11225 | D | ||||||||
Restricted Stock Units | (17) | (20) | (20) | Class A Common Stock | 12683 | 12683 | D | ||||||||
Restricted Stock Units | (17) | (21) | (21) | Class A Common Stock | 1099 | 1099 | D |
Remarks: President, Worldwide Field Operations |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Race Charles C/O OKTA, INC. 100 FIRST ST, SUITE 600 SAN FRANCISCO, CA 94105 | See Remarks |
Signatures | ||
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person | 12/14/2020 | |
**Signature of Reporting Person | Date |
1 Year Okta Chart |
1 Month Okta Chart |
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