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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Okta Inc | NASDAQ:OKTA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.53 | 0.56% | 96.01 | 80.00 | 125.00 | 96.66 | 95.001 | 96.90 | 983,558 | 05:00:09 |
1. Name and Address of Reporting Person * Losch William E | 2. Issuer Name and Ticker or Trading Symbol Okta, Inc. [ OKTA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 3/15/2020 | M | 1691 | A | $0.00 | 14253 | D | |||
Class A Common Stock | 3/16/2020 | S(1) | 921 | D | $97.6704 (2) | 13332 | D | |||
Class A Common Stock | 3/15/2020 | M | 2207 | D | $0.00 | 15539 | D | |||
Class A Common Stock | 3/16/2020 | S(1) | 1201 | D | $97.6704 (2) | 14338 | D | |||
Class A Common Stock | 3/15/2020 | M | 5239 | A | $0.00 | 19577 | D | |||
Class A Common Stock | 3/16/2020 | S(1) | 2851 | D | $97.6704 (2) | 16726 | D | |||
Class A Common Stock | 3/16/2020 | C(3) | 30000 | A | $0.00 | 46726 | D | |||
Class A Common Stock | 3/16/2020 | S(4) | 600 | D | $88.8167 (5) | 46126 | D | |||
Class A Common Stock | 3/16/2020 | S(4) | 700 | D | $90.5657 (6) | 45426 | D | |||
Class A Common Stock | 3/16/2020 | S(4) | 1000 | D | $93.296 (7) | 44426 | D | |||
Class A Common Stock | 3/16/2020 | S(4) | 1100 | D | $94.2864 (8) | 43326 | D | |||
Class A Common Stock | 3/16/2020 | S(4) | 2537 | D | $95.9689 (9) | 40789 | D | |||
Class A Common Stock | 3/16/2020 | S(4) | 4205 | D | $96.798 (10) | 36584 | D | |||
Class A Common Stock | 3/16/2020 | S(4) | 2101 | D | $97.8061 (11) | 34483 | D | |||
Class A Common Stock | 3/16/2020 | S(4) | 1713 | D | $98.9719 (12) | 32770 | D | |||
Class A Common Stock | 3/16/2020 | S(4) | 6744 | D | $100.0016 (13) | 26026 | D | |||
Class A Common Stock | 3/16/2020 | S(4) | 7300 | D | $100.7167 (14) | 18726 | D | |||
Class A Common Stock | 3/16/2020 | S(4) | 1600 | D | $101.8775 (15) | 17126 | D | |||
Class A Common Stock | 3/16/2020 | S(4) | 400 | D | $102.67 (16) | 16726 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (17) | 3/15/2020 | A | 1691 | (18) | (18) | Class A Common Stock | 1691 | $0.00 | 1691 | D | ||||
Restricted Stock Units | (17) | 3/15/2020 | M | 1691 | (18) | (18) | Class A Common Stock | 1691 | $0.00 | 0 | D | ||||
Restricted Stock Units | (17) | 3/15/2020 | M | 2207 | (19) | (19) | Class A Common Stock | 2207 | $0.00 | 17650 | D | ||||
Restricted Stock Units | (17) | 3/15/2020 | M | 5239 | (20) | (20) | Class A Common Stock | 5239 | $0.00 | 15714 | D | ||||
Employee Stock Option (Right to Buy) | $8.97 | 3/16/2020 | M | 30000 | (21) | 7/29/2026 | Class B Common Stock | 30000 | $0.00 | 174736 | D | ||||
Class B Common Stock | (3) | 3/16/2020 | M | 30000 | (3) | (3) | Class A Common Stock | 30000 | $0.00 | 30000 | D | ||||
Class B Common Stock | (3) | 3/16/2020 | C | 30000 | (3) | (3) | Class A Common Stock | 30000 | $0.00 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $1.40 | (22) | 8/29/2023 | Class B Common Stock | 27820 | 27820 | D | ||||||||
Employee Stock Option (Right to Buy) | $39.21 | (23) | 3/21/2028 | Class A Common Stock | 81500 | 81500 | D | ||||||||
Employee Stock Option (Right to Buy) | $82.16 | (24) | 3/24/2029 | Class A Common Stock | 45530 | 45530 | D | ||||||||
Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 489886 | 489886 | I | By Trust |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Losch William E C/O OKTA, INC. 100 FIRST ST, SUITE 600 SAN FRANCISCO, CA 94105 | Chief Financial Officer |
Signatures | ||
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person | 3/18/2020 | |
**Signature of Reporting Person | Date |
1 Year Okta Chart |
1 Month Okta Chart |
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