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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Okta Inc | NASDAQ:OKTA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.53 | 0.56% | 96.01 | 95.10 | 98.90 | 96.66 | 95.001 | 96.90 | 983,558 | 01:00:00 |
1. Name and Address of Reporting Person * Kerrest Jacques Frederic | 2. Issuer Name and Ticker or Trading Symbol Okta, Inc. [ OKTA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) See Remarks |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 11/21/2019 | C(1) | 100 | A | $0.00 | 8076 | I | By Trust | ||
Class A Common Stock | 11/21/2019 | S(2) | 100 | D | $130.00 | 7976 | I | By Trust | ||
Class A Common Stock | 11/21/2019 | C(1) | 200 | A | $0.00 | 200 | I | By Trust | ||
Class A Common Stock | 11/21/2019 | S(2) | 200 | D | $130.005 (3) | 0 | I | By Trust |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | $0.00 (1) | 11/21/2019 | C (1) | 100 | (1) | (1) | Class A Common Stock | 100 | $0.00 | 1704343 | I | By Trust | |||
Class B Common Stock | $0.00 (1) | 11/21/2019 | C (1) | 200 | (1) | (1) | Class A Common Stock | 200 | $0.00 | 134611 | I | By Trust | |||
Class B Common Stock | (1) | (1) | (1) | Class A Common Stock | 39573 | 39573 | I | By Trust | |||||||
Class B Common Stock | (1) | (1) | (1) | Class A Common Stock | 11427 | 11427 | I | By Trust | |||||||
Class B Common Stock | (1) | (1) | (1) | Class A Common Stock | 178022 | 178022 | I | By Trust | |||||||
Employee Stock Option (Right to Buy) | $1.40 | (4) | 8/29/2023 | Class B Common Stock | 75000 | 75000 | D | ||||||||
Employee Stock Option (Right to Buy) | $3.11 | (4) | 8/26/2024 | Class B Common Stock | 75000 | 75000 | D | ||||||||
Employee Stock Option (Right to Buy) | $7.17 | (5) | 8/27/2025 | Class B Common Stock | 250000 | 250000 | D | ||||||||
Employee Stock Option (Right to Buy) | $8.97 | (6) | 7/29/2026 | Class B Common Stock | 1000000 | 1000000 | D | ||||||||
Employee Stock Option (Right to Buy) | $39.21 | (7) | 3/21/2028 | Class A Common Stock | 114000 | 114000 | D | ||||||||
Employee Stock Option (Right to Buy) | $82.16 | (8) | 3/24/2029 | Class A Common Stock | 71547 | 71547 | D | ||||||||
Restricted Stock Units | (9) | (10) | (10) | Class A Common Stock | 30875 | 30875 | D | ||||||||
Restricted Stock Units | (9) | (11) | (11) | Class A Common Stock | 32926 | 32926 | D |
Remarks: Executive Vice Chairperson of the Board and Chief Operating Officer |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Kerrest Jacques Frederic C/O OKTA, INC. 100 FIRST ST, SUITE 600 SAN FRANCISCO, CA 94105 | X | See Remarks |
Signatures | ||
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person | 11/25/2019 | |
**Signature of Reporting Person | Date |
1 Year Okta Chart |
1 Month Okta Chart |
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