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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Okta Inc | NASDAQ:OKTA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
2.14 | 2.29% | 95.48 | 93.00 | 95.40 | 95.60 | 92.3701 | 94.35 | 1,243,755 | 22:14:59 |
1. Name and Address of Reporting Person * Losch William E | 2. Issuer Name and Ticker or Trading Symbol Okta, Inc. [ OKTA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
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3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security (Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 10/14/2019 | C(1) | 20000 | A | $0.00 | 31464 | D | |||
Class A Common Stock | 10/14/2019 | S(2) | 12231 | D | $116.0568 (3) | 19233 | D | |||
Class A Common Stock | 10/14/2019 | S(2) | 2400 | D | $117.3821 (4) | 16833 | D | |||
Class A Common Stock | 10/14/2019 | S(2) | 4469 | D | $118.1771 (5) | 12364 | D | |||
Class A Common Stock | 10/14/2019 | S(2) | 800 | D | $119.0088 (6) | 11564 | D | |||
Class A Common Stock | 10/14/2019 | S(2) | 100 | D | $120.12 | 11464 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $8.97 | 10/14/2019 | M | 20000 | (7) | 7/29/2026 | Class B Common Stock | 20000 | $0.00 | 254736 | D | ||||
Class B Common Stock | (1) | 10/14/2019 | M | 20000 | (1) | (1) | Class A Common Stock | 20000 | $0.00 | 20000 | D | ||||
Class B Common Stock | (1) | 10/14/2019 | C (1) | 20000 | (1) | (1) | Class A Common Stock | 20000 | $0.00 | 0 | D | ||||
Class B Common Stock | (1) | (1) | (1) | Class A Common Stock | 450886 | 450886 | I | By Trust | |||||||
Employee Stock Option (Right to Buy) | $1.40 | (8) | 8/29/2023 | Class B Common Stock | 106820 | 106820 | D | ||||||||
Employee Stock Option (Right to Buy) | $39.21 | (9) | 3/21/2028 | Class A Common Stock | 81500 | 81500 | D | ||||||||
Employee Stock Option (Right to Buy) | $82.16 | (10) | 3/24/2029 | Class A Common Stock | 45530 | 45530 | D | ||||||||
Restricted Stock Units | (11) | (12) | (12) | Class A Common Stock | 22063 | 22063 | D | ||||||||
Restricted Stock Units | (11) | (13) | (13) | Class A Common Stock | 20953 | 20953 | D |
Reporting Owners |
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Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
Losch William E C/O OKTA, INC. 100 FIRST ST, SUITE 600 SAN FRANCISCO, CA 94105 |
Chief Financial Officer |
Signatures |
||
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person | 10/16/2019 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Okta Chart |
1 Month Okta Chart |
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