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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Okta Inc | NASDAQ:OKTA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.53 | 0.56% | 96.01 | 80.00 | 125.00 | 96.66 | 95.001 | 96.90 | 983,558 | 05:00:09 |
1. Name and Address of Reporting Person * Losch William E | 2. Issuer Name and Ticker or Trading Symbol Okta, Inc. [ OKTA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security (Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 9/15/2019 | M | 2206 | A | $0.00 | 12572 | D | |||
Class A Common Stock | 9/16/2019 | S(1) | 1108 | D | $102.5651 (2) | 11464 | D | |||
Class A Common Stock | 9/16/2019 | C(3) | 20000 | A | $0.00 | 31464 | D | |||
Class A Common Stock | 9/16/2019 | S(4) | 2452 | D | $101.072 (5) | 29012 | D | |||
Class A Common Stock | 9/16/2019 | S(4) | 4616 | D | $101.9904 (6) | 24396 | D | |||
Class A Common Stock | 9/16/2019 | S(4) | 10014 | D | $103.1852 (7) | 14382 | D | |||
Class A Common Stock | 9/16/2019 | S(4) | 2918 | D | $103.8037 (8) | 11464 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (9) | 9/15/2019 | M | 2206 | (10) | (10) | Class A Common Stock | 2206 | $0.00 | 22063 | D | ||||
Employee Stock Option (Right to Buy) | $7.17 | 9/16/2019 | M | 19536 | (11) | 8/27/2025 | Class B Common Stock | 19536 | $0.00 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $8.97 | 9/16/2019 | M | 464 | (12) | 7/29/2026 | Class B Common Stock | 464 | $0.00 | 274736 | D | ||||
Class B Common Stock | (3) | 9/16/2019 | M | 20000 | (3) | (3) | Class A Common Stock | 20000 | $0.00 | 20000 | D | ||||
Class B Common Stock | (3) | 9/16/2019 | C | 20000 | (3) | (3) | Class A Common Stock | 20000 | $0.00 | 0 | D | ||||
Class B Common Stock | (3) | (3) | (3) | Class A Common Stock | 450886 | 450886 | I | By Trust | |||||||
Employee Stock Option (Right to Buy) | $1.40 | (11) | 8/29/2023 | Class B Common Stock | 106820 | 106820 | D | ||||||||
Employee Stock Option (Right to Buy) | $39.21 | (13) | 3/21/2028 | Class A Common Stock | 81500 | 81500 | D | ||||||||
Employee Stock Option (Right to Buy) | $82.16 | (14) | 3/24/2029 | Class A Common Stock | 45530 | 45530 | D | ||||||||
Restricted Stock Units | (9) | (15) | (15) | Class A Common Stock | 20953 | 20953 | D |
Reporting Owners |
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Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
Losch William E C/O OKTA, INC. 100 FIRST ST, SUITE 600 SAN FRANCISCO, CA 94105 |
Chief Financial Officer |
Signatures |
||
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person | 9/18/2019 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Okta Chart |
1 Month Okta Chart |
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