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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Okta Inc | NASDAQ:OKTA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
3.44 | 3.56% | 99.9859 | 99.56 | 99.99 | 99.47 | 96.93 | 97.83 | 1,608,237 | 22:49:58 |
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
Runyan Jonathan T |
2. Issuer Name
and
Ticker or Trading Symbol
Okta, Inc. [ OKTA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) General Counsel and Secretary |
C/O OKTA, INC., 100 FIRST ST, SUITE 600 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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SAN FRANCISCO, CA 94105 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 5/15/2019 | S (1) | 200 | D | $103.215 (2) | 51644 | I | By Trust | ||
Class A Common Stock | 5/15/2019 | S (1) | 100 | D | $104.64 | 51544 | I | By Trust | ||
Class A Common Stock | 5/15/2019 | S (1) | 2302 | D | $106.2571 (3) | 49242 | I | By Trust | ||
Class A Common Stock | 5/15/2019 | S (1) | 398 | D | $107.1063 (4) | 48844 | I | By Trust |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $3.11 | (5) | 1/21/2025 | Class B Common Stock | 46876 | 46876 | D | ||||||||
Employee Stock Option (Right to Buy) | $7.17 | (6) | 8/27/2025 | Class B Common Stock | 11459 | 11459 | D | ||||||||
Employee Stock Option (Right to Buy) | $8.62 | (7) | 2/24/2026 | Class B Common Stock | 35417 | 35417 | D | ||||||||
Employee Stock Option (Right to Buy) | $8.97 | (8) | 7/29/2026 | Class B Common Stock | 195625 | 195625 | D | ||||||||
Employee Stock Option (Right to Buy) | $39.21 | (9) | 3/21/2028 | Class A Common Stock | 52000 | 52000 | D | ||||||||
Restricted Stock Units | (10) | (11) | (11) | Class A Common Stock | 16875 | 16875 | D | ||||||||
Employee Stock Option (Right to Buy) | $82.16 | (12) | 3/24/2029 | Class A Common Stock | 32520 | 32520 | D | ||||||||
Restricted Stock Units | (10) | (13) | (13) | Class A Common Stock | 14966 | 14966 | D |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Runyan Jonathan T
C/O OKTA, INC. 100 FIRST ST, SUITE 600 SAN FRANCISCO, CA 94105 |
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General Counsel and Secretary |
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Signatures
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/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person | 5/17/2019 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Okta Chart |
1 Month Okta Chart |
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