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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Okta Inc | NASDAQ:OKTA | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.735 | 0.74% | 100.005 | 100.00 | 100.03 | 100.13 | 98.75 | 99.09 | 343,098 | 17:54:29 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
McKinnon Todd |
2. Issuer Name
and
Ticker or Trading Symbol
Okta, Inc. [ OKTA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
C/O OKTA, INC., 301 BRANNAN STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
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SAN FRANCISCO, CA 94107 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 10/13/2017 | C (1) | 15399 | A | $0.00 (1) | 15399 | I | By Trust | ||
Class A Common Stock | 10/13/2017 | S (2) | 15099 | D | $27.6287 (3) | 300 | I | By Trust | ||
Class A Common Stock | 10/13/2017 | S (2) | 300 | D | $28.3167 (4) | 0 | I | By Trust | ||
Class A Common Stock | 10/16/2017 | C (1) | 10056 | A | $0.00 (1) | 10056 | I | By Trust | ||
Class A Common Stock | 10/16/2017 | S (2) | 9422 | D | $26.7555 (5) | 634 | I | By Trust | ||
Class A Common Stock | 10/16/2017 | S (2) | 634 | D | $27.5612 (6) | 0 | I | By Trust |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (1) | 10/13/2017 | C (1) | 15399 | (1) | (1) | Class A Common Stock | 15399 | $0.00 (1) | 5805903 | I | By Trust | |||
Class B Common Stock | (1) | 10/16/2017 | C (1) | 10056 | (1) | (1) | Class A Common Stock | 10056 | $0.00 (1) | 5795847 | I | By Trust | |||
Class B Common Stock | (1) | (1) | (1) | Class A Common Stock | 130674 | 130674 | I | By Trust | |||||||
Employee Stock Option (Right to Buy) | $1.40 | (7) | 8/29/2023 | Class B Common Stock | 112500 | 112500 | D | ||||||||
Employee Stock Option (Right to Buy) | $7.17 | (8) | 8/27/2025 | Class B Common Stock | 500000 | 500000 | D | ||||||||
Employee Stock Option (Right to Buy) | $8.97 | (9) | 7/29/2026 | Class B Common Stock | 2000000 | 2000000 | D |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
McKinnon Todd
C/O OKTA, INC. 301 BRANNAN STREET SAN FRANCISCO, CA 94107 |
X |
|
Chief Executive Officer |
|
Signatures
|
||
/s/ Larissa Schwartz, attorney-in-fact of the Reporting Person | 10/17/2017 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Okta Chart |
1 Month Okta Chart |
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