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Share Name | Share Symbol | Market | Type |
---|---|---|---|
MKS Instruments Inc | NASDAQ:MKSI | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-3.83 | -3.22% | 115.15 | 115.16 | 130.00 | 121.24 | 114.53 | 117.60 | 615,375 | 00:55:07 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
Werth Dennis L |
2. Issuer Name
and
Ticker or Trading Symbol
MKS INSTRUMENTS INC [ MKSI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Sr. VP, Business Units |
2 TECH DRIVE, SUITE 201 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
ANDOVER, MA 01810 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 2/15/2018 | M | 2085 | A | (1) | 2085 | D | |||
Common Stock | 2/15/2018 | M | 1723 | A | (1) | 3808 | D | |||
Common Stock | 2/15/2018 | M | 142 | A | (1) | 3950 | D | |||
Common Stock | 2/15/2018 | M | 2013 | A | (1) | 5963 | D | |||
Common Stock | 2/15/2018 | M | 2034 | A | (1) | 7997 | D | |||
Common Stock | 2/15/2018 | M | 4058 | A | (1) | 12055 | D | |||
Common Stock | 2/15/2018 | M | 1098 | A | (1) | 13153 | D | |||
Common Stock | 2/15/2018 | F (2) | 5204 | D | $111.10 | 7949 | D | |||
Common Stock | 7995.437 | I | By The Werth Family Trust |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | (1) | 2/15/2018 | A | 4725.473 | (3) | (3) | Common Stock | 4725.473 | (1) | 10909.543 | D | ||||
Restricted Stock Unit | (1) | 2/15/2018 | A | 3150.315 | (4) | (4) | Common Stock | 3150.315 | (1) | 19967.59 | D | ||||
Restricted Stock Unit | (1) | 2/15/2018 | M | 2085 | (5) | (5) | Common Stock | 2085 | (1) | 8197.07 | D | ||||
Restricted Stock Unit | (1) | 2/15/2018 | M | 1723 | (6) | (6) | Common Stock | 1723 | (1) | 24149.275 | D | ||||
Restricted Stock Unit | (1) | 2/15/2018 | M | 142 | (6) | (6) | Common Stock | 142 | (1) | 24007.275 | D | ||||
Restricted Stock Unit | (1) | 2/15/2018 | M | 2013 | (7) | (7) | Common Stock | 2013 | (1) | 6184.07 | D | ||||
Restricted Stock Unit | (1) | 2/15/2018 | M | 2034 | (8) | (8) | Common Stock | 2034 | (1) | 21973.275 | D | ||||
Restricted Stock Unit | (1) | 2/15/2018 | M | 4058 | (9) | (9) | Common Stock | 4058 | (1) | 17915.275 | D | ||||
Restricted Stock Unit | (1) | 2/15/2018 | M | 1098 | (9) | (9) | Common Stock | 1098 | (1) | 16817.275 | D |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Werth Dennis L
2 TECH DRIVE SUITE 201 ANDOVER, MA 01810 |
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Sr. VP, Business Units |
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Signatures
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/s/ M. Kathryn Rickards, attorney-in-fact | 2/16/2018 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year MKS Instruments Chart |
1 Month MKS Instruments Chart |
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