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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Mitek Systems Inc | NASDAQ:MITK | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.29 | 2.22% | 13.38 | 13.10 | 15.70 | 13.82 | 13.13 | 13.36 | 600,250 | 05:00:03 |
|
|
☒
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QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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☐
|
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
|
|
Delaware
|
87-0418827
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(State or Other Jurisdiction of
Incorporation or Organization)
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(I.R.S. Employer
Identification No.)
|
|
|
600 B Street, Suite 100
San Diego, California
|
92101
|
(Address of Principal Executive Offices)
|
(Zip Code)
|
|
Large accelerated filer
|
☐
|
|
Accelerated filer
|
☒
|
Non-accelerated filer
|
☐
|
(Do not check if a smaller reporting company)
|
Smaller reporting company
|
☐
|
Emerging growth company
|
☐
|
|
|
|
|
|
|
|
|
|
|
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||
|
||
|
||
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||
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|
|
|
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March 31, 2017 (Unaudited)
|
|
September 30, 2016
|
||||
ASSETS
|
|
|
|
|
|
||
Current assets:
|
|
|
|
|
|
||
Cash and cash equivalents
|
$
|
12,959
|
|
|
$
|
9,010
|
|
Short-term investments
|
23,051
|
|
|
24,863
|
|
||
Accounts receivable, net
|
5,104
|
|
|
4,949
|
|
||
Other current assets
|
1,130
|
|
|
1,485
|
|
||
Total current assets
|
42,244
|
|
|
40,307
|
|
||
Long-term investments
|
3,896
|
|
|
1,952
|
|
||
Property and equipment, net
|
474
|
|
|
440
|
|
||
Intangible assets, net
|
2,363
|
|
|
2,783
|
|
||
Goodwill
|
2,725
|
|
|
2,863
|
|
||
Other non-current assets
|
62
|
|
|
40
|
|
||
Total assets
|
$
|
51,764
|
|
|
$
|
48,385
|
|
LIABILITIES AND STOCKHOLDERS’ EQUITY
|
|
|
|
|
|
||
Current liabilities:
|
|
|
|
|
|
||
Accounts payable
|
$
|
1,820
|
|
|
$
|
1,318
|
|
Accrued payroll and related taxes
|
2,370
|
|
|
3,263
|
|
||
Deferred revenue, current portion
|
3,677
|
|
|
3,391
|
|
||
Other current liabilities
|
348
|
|
|
355
|
|
||
Total current liabilities
|
8,215
|
|
|
8,327
|
|
||
Deferred revenue, non-current portion
|
51
|
|
|
259
|
|
||
Other non-current liabilities
|
686
|
|
|
314
|
|
||
Total liabilities
|
8,952
|
|
|
8,900
|
|
||
Stockholders’ equity:
|
|
|
|
|
|
||
Preferred stock, $0.001 par value, 1,000,000 shares authorized, none issued and outstanding
|
—
|
|
|
—
|
|
||
Common stock, $0.001 par value, 60,000,000 shares authorized, 33,324,328 and 32,781,704 issued and outstanding, as of March 31, 2017 and September 30, 2016, respectively
|
33
|
|
|
33
|
|
||
Additional paid-in capital
|
74,067
|
|
|
71,036
|
|
||
Accumulated other comprehensive loss
|
(356
|
)
|
|
(42
|
)
|
||
Accumulated deficit
|
(30,932
|
)
|
|
(31,542
|
)
|
||
Total stockholders’ equity
|
42,812
|
|
|
39,485
|
|
||
Total liabilities and stockholders’ equity
|
$
|
51,764
|
|
|
$
|
48,385
|
|
|
Three Months Ended March 31,
|
|
Six Months Ended March 31,
|
||||||||||||
|
2017
|
|
2016
|
|
2017
|
|
2016
|
||||||||
Revenue
|
|
|
|
|
|
|
|
|
|
||||||
Software
|
$
|
7,797
|
|
|
$
|
5,556
|
|
|
$
|
13,780
|
|
|
$
|
10,286
|
|
SaaS, maintenance and consulting
|
3,622
|
|
|
2,966
|
|
|
6,908
|
|
|
5,640
|
|
||||
Total revenue
|
11,419
|
|
|
8,522
|
|
|
20,688
|
|
|
15,926
|
|
||||
Operating costs and expenses
|
|
|
|
|
|
|
|
|
|
||||||
Cost of revenue-software
|
154
|
|
|
132
|
|
|
368
|
|
|
522
|
|
||||
Cost of revenue-SaaS, maintenance and consulting
|
676
|
|
|
588
|
|
|
1,353
|
|
|
1,140
|
|
||||
Selling and marketing
|
3,704
|
|
|
2,553
|
|
|
7,542
|
|
|
5,016
|
|
||||
Research and development
|
2,401
|
|
|
1,813
|
|
|
4,852
|
|
|
3,520
|
|
||||
General and administrative
|
2,742
|
|
|
2,264
|
|
|
4,985
|
|
|
4,355
|
|
||||
Acquisition-related costs and expenses
|
518
|
|
|
541
|
|
|
1,036
|
|
|
1,084
|
|
||||
Total operating costs and expenses
|
10,195
|
|
|
7,891
|
|
|
20,136
|
|
|
15,637
|
|
||||
Operating income
|
1,224
|
|
|
631
|
|
|
552
|
|
|
289
|
|
||||
Other income, net
|
67
|
|
|
30
|
|
|
132
|
|
|
66
|
|
||||
Income before income taxes
|
1,291
|
|
|
661
|
|
|
684
|
|
|
355
|
|
||||
Income tax provision
|
(74
|
)
|
|
(79
|
)
|
|
(74
|
)
|
|
(95
|
)
|
||||
Net income
|
$
|
1,217
|
|
|
$
|
582
|
|
|
$
|
610
|
|
|
$
|
260
|
|
Net income per share – basic
|
$
|
0.04
|
|
|
$
|
0.02
|
|
|
$
|
0.02
|
|
|
$
|
0.01
|
|
Net income per share – diluted
|
$
|
0.03
|
|
|
$
|
0.02
|
|
|
$
|
0.02
|
|
|
$
|
0.01
|
|
Shares used in calculating net income per share – basic
|
32,786,079
|
|
|
31,325,577
|
|
|
32,581,988
|
|
|
31,214,325
|
|
||||
Shares used in calculating net income per share – diluted
|
34,815,304
|
|
|
33,133,920
|
|
|
34,818,392
|
|
|
32,625,526
|
|
||||
Other comprehensive income:
|
|
|
|
|
|
|
|
|
|
||||||
Net income
|
$
|
1,217
|
|
|
$
|
582
|
|
|
$
|
610
|
|
|
$
|
260
|
|
Foreign currency translation adjustment
|
74
|
|
|
1
|
|
|
(296
|
)
|
|
(129
|
)
|
||||
Unrealized gain (loss) on investments
|
3
|
|
|
27
|
|
|
(18
|
)
|
|
7
|
|
||||
Other comprehensive income
|
$
|
1,294
|
|
|
$
|
610
|
|
|
$
|
296
|
|
|
$
|
138
|
|
|
Six Months Ended March 31,
|
||||||
|
2017
|
|
2016
|
||||
Operating activities:
|
|
|
|
|
|
||
Net income
|
$
|
610
|
|
|
$
|
260
|
|
Adjustments to reconcile net income to net cash provided by operating activities:
|
|
|
|
|
|
||
Stock-based compensation expense
|
2,308
|
|
|
2,161
|
|
||
Amortization of closing and earnout shares
|
752
|
|
|
779
|
|
||
Amortization of intangible assets
|
287
|
|
|
298
|
|
||
Depreciation and amortization
|
216
|
|
|
218
|
|
||
Accretion and amortization on debt securities
|
16
|
|
|
114
|
|
||
Changes in assets and liabilities:
|
|
|
|
|
|
||
Accounts receivable
|
(181
|
)
|
|
1,439
|
|
||
Other assets
|
325
|
|
|
(242
|
)
|
||
Accounts payable
|
510
|
|
|
69
|
|
||
Accrued payroll and related taxes
|
(875
|
)
|
|
(111
|
)
|
||
Deferred revenue
|
90
|
|
|
260
|
|
||
Other liabilities
|
314
|
|
|
(56
|
)
|
||
Net cash provided by operating activities
|
4,372
|
|
|
5,189
|
|
||
Investing activities:
|
|
|
|
|
|
||
Purchases of investments
|
(12,317
|
)
|
|
(14,472
|
)
|
||
Sales and maturities of investments
|
12,150
|
|
|
19,599
|
|
||
Purchases of property and equipment
|
(254
|
)
|
|
(111
|
)
|
||
Net cash provided by (used in) investing activities
|
(421
|
)
|
|
5,016
|
|
||
Financing activities:
|
|
|
|
|
|
||
Proceeds from exercise of stock options, net
|
30
|
|
|
313
|
|
||
Principal payments on capital lease obligations
|
—
|
|
|
(11
|
)
|
||
Net cash provided by financing activities
|
30
|
|
|
302
|
|
||
Foreign currency effect on cash and cash equivalents
|
(32
|
)
|
|
(34
|
)
|
||
Net increase in cash and cash equivalents
|
3,949
|
|
|
10,473
|
|
||
Cash and cash equivalents at beginning of period
|
9,010
|
|
|
2,753
|
|
||
Cash and cash equivalents at end of period
|
$
|
12,959
|
|
|
$
|
13,226
|
|
Supplemental disclosures of cash flow information:
|
|
|
|
|
|
||
Cash paid for interest
|
$
|
—
|
|
|
$
|
2
|
|
Cash paid for income taxes
|
$
|
36
|
|
|
$
|
74
|
|
Supplemental disclosures of non-cash investing and financing activities:
|
|
|
|
|
|
||
Unrealized holding gain (loss) on available-for-sale investments
|
$
|
(18
|
)
|
|
$
|
7
|
|
|
Three Months Ended March 31,
|
|
Six Months Ended March 31,
|
||||||||
|
2017
|
|
2016
|
|
2017
|
|
2016
|
||||
Stock options
|
707,284
|
|
|
1,013,306
|
|
|
680,028
|
|
|
997,991
|
|
RSUs
|
107,000
|
|
|
25,979
|
|
|
107,000
|
|
|
—
|
|
IDchecker closing shares
|
91,054
|
|
|
415,611
|
|
|
88,453
|
|
|
466,980
|
|
IDchecker earnout shares
|
73,835
|
|
|
—
|
|
|
71,725
|
|
|
—
|
|
Total potentially dilutive common shares outstanding
|
979,173
|
|
|
1,454,896
|
|
|
947,206
|
|
|
1,464,971
|
|
|
Three Months Ended March 31,
|
|
Six Months Ended March 31,
|
||||||||||||
|
2017
|
|
2016
|
|
2017
|
|
2016
|
||||||||
Net income
|
$
|
1,217
|
|
|
$
|
582
|
|
|
$
|
610
|
|
|
$
|
260
|
|
Weighted-averages shares outstanding – basic
|
32,786,079
|
|
|
31,325,577
|
|
|
32,581,988
|
|
|
31,214,325
|
|
||||
Common stock equivalents
|
2,029,225
|
|
|
1,808,343
|
|
|
2,236,404
|
|
|
1,411,201
|
|
||||
Weighted-averages shares outstanding – diluted
|
34,815,304
|
|
|
33,133,920
|
|
|
34,818,392
|
|
|
32,625,526
|
|
||||
Net income per share:
|
|
|
|
|
|
|
|
||||||||
Basic
|
$
|
0.04
|
|
|
$
|
0.02
|
|
|
$
|
0.02
|
|
|
$
|
0.01
|
|
Diluted
|
$
|
0.03
|
|
|
$
|
0.02
|
|
|
$
|
0.02
|
|
|
$
|
0.01
|
|
|
June 17, 2015
|
||
Current assets
|
$
|
620
|
|
Property, plant and equipment
|
42
|
|
|
Intangible assets
|
3,570
|
|
|
Assets acquired
|
$
|
4,232
|
|
Current liabilities
|
$
|
(476
|
)
|
Other liabilities
|
(810
|
)
|
|
Liabilities assumed
|
$
|
(1,286
|
)
|
Fair value of net assets acquired
|
$
|
2,946
|
|
Total consideration paid
|
5,819
|
|
|
Goodwill before effect in exchange rates as of June 17, 2015
|
$
|
2,873
|
|
Effect of movements in exchange rates as of March 31, 2017
|
(148
|
)
|
|
Goodwill as of March 31, 2017
|
$
|
2,725
|
|
|
Cost
|
|
Gross
Unrealized
Gains
|
|
Gross
Unrealized
Losses
|
|
Fair Market
Value
|
||||||||
Available-for-sale securities:
|
|
|
|
|
|
|
|
|
|
|
|
||||
U.S. Treasury, short-term
|
$
|
10,002
|
|
|
$
|
—
|
|
|
$
|
(5
|
)
|
|
$
|
9,997
|
|
Corporate debt securities, short-term
|
13,062
|
|
|
2
|
|
|
(10
|
)
|
|
13,054
|
|
||||
U.S. Treasury, long-term
|
1,399
|
|
|
—
|
|
|
(1
|
)
|
|
1,398
|
|
||||
Corporate debt securities, long-term
|
2,498
|
|
|
2
|
|
|
(2
|
)
|
|
2,498
|
|
||||
Total
|
$
|
26,961
|
|
|
$
|
4
|
|
|
$
|
(18
|
)
|
|
$
|
26,947
|
|
|
Cost
|
|
Gross
Unrealized
Gains
|
|
Gross
Unrealized
Losses
|
|
Fair Market
Value
|
||||||||
Available-for-sale securities:
|
|
|
|
|
|
|
|
|
|
|
|
||||
U.S. Treasury
|
$
|
12,907
|
|
|
$
|
8
|
|
|
$
|
—
|
|
|
$
|
12,915
|
|
Corporate debt securities, short-term
|
11,949
|
|
|
2
|
|
|
(3
|
)
|
|
11,948
|
|
||||
Corporate debt securities, long-term
|
1,954
|
|
|
1
|
|
|
(3
|
)
|
|
1,952
|
|
||||
Total
|
$
|
26,810
|
|
|
$
|
11
|
|
|
$
|
(6
|
)
|
|
$
|
26,815
|
|
•
|
Level 1—Quoted prices in active markets for identical assets or liabilities;
|
•
|
Level 2—Inputs other than Level 1 inputs that are observable, either directly or indirectly, such as quoted prices for similar assets or liabilities, quoted prices in markets that are not active or other inputs that are observable or can be corroborated by observable market data for substantially the full term of the assets or liabilities; and
|
•
|
Level 3—Unobservable inputs that are supported by little or no market activity and that are significant to the fair value of the assets or liabilities.
|
|
Balance
|
|
Quoted Prices in Active Markets (Level 1)
|
|
Significant Other Observable Inputs (Level 2)
|
|
Significant Unobservable Inputs (Level 3)
|
||||||||
March 31, 2017:
|
|
|
|
|
|
|
|
||||||||
Assets:
|
|
|
|
|
|
|
|
||||||||
Short-term investments:
|
|
|
|
|
|
|
|
||||||||
U.S. Treasury
|
$
|
9,997
|
|
|
$
|
9,997
|
|
|
$
|
—
|
|
|
$
|
—
|
|
Corporate debt securities
|
|
|
|
|
|
|
|
|
|
|
|
||||
Financial
|
3,492
|
|
|
—
|
|
|
3,492
|
|
|
—
|
|
||||
Industrial
|
5,867
|
|
|
—
|
|
|
5,867
|
|
|
—
|
|
||||
Commercial paper
|
|
|
|
|
|
|
|
|
|
|
|
||||
Financial
|
3,695
|
|
|
—
|
|
|
3,695
|
|
|
—
|
|
||||
Total short-term investments at fair value
|
23,051
|
|
|
9,997
|
|
|
13,054
|
|
|
—
|
|
||||
Long-term investments:
|
|
|
|
|
|
|
|
||||||||
U.S. Treasury
|
1,398
|
|
|
1,398
|
|
|
—
|
|
|
—
|
|
||||
Corporate debt securities
|
|
|
|
|
|
|
|
||||||||
Industrial
|
2,498
|
|
|
—
|
|
|
2,498
|
|
|
—
|
|
||||
Total assets at fair value
|
$
|
26,947
|
|
|
$
|
11,395
|
|
|
$
|
15,552
|
|
|
$
|
—
|
|
Liabilities:
|
|
|
|
|
|
|
|
|
|
|
|
||||
Acquisition-related contingent consideration
|
311
|
|
|
—
|
|
|
—
|
|
|
311
|
|
||||
Total liabilities at fair value
|
$
|
311
|
|
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
311
|
|
|
Balance
|
|
Quoted Prices in Active Markets (Level 1)
|
|
Significant Other Observable Inputs (Level 2)
|
|
Significant Unobservable Inputs (Level 3)
|
||||||||
September 30, 2016:
|
|
|
|
|
|
|
|
||||||||
Assets:
|
|
|
|
|
|
|
|
||||||||
Short-term investments:
|
|
|
|
|
|
|
|
||||||||
U.S. Treasury
|
$
|
12,915
|
|
|
$
|
12,915
|
|
|
$
|
—
|
|
|
$
|
—
|
|
Corporate debt securities
|
|
|
|
|
|
|
|
|
|
|
|
||||
Financial
|
3,963
|
|
|
—
|
|
|
3,963
|
|
|
—
|
|
||||
Industrial
|
4,445
|
|
|
—
|
|
|
4,445
|
|
|
—
|
|
||||
Commercial paper
|
|
|
|
|
|
|
|
|
|
|
|
||||
Financial
|
2,843
|
|
|
—
|
|
|
2,843
|
|
|
—
|
|
||||
Industrial
|
697
|
|
|
—
|
|
|
697
|
|
|
—
|
|
||||
Total short-term investments at fair value
|
24,863
|
|
|
12,915
|
|
|
11,948
|
|
|
—
|
|
||||
Long-term investments:
|
|
|
|
|
|
|
|
|
|
|
|
||||
Corporate debt securities
|
|
|
|
|
|
|
|
|
|
|
|
||||
Financial
|
502
|
|
|
—
|
|
|
502
|
|
|
—
|
|
||||
Industrial
|
1,450
|
|
|
—
|
|
|
1,450
|
|
|
—
|
|
||||
Total assets at fair value
|
$
|
26,815
|
|
|
$
|
12,915
|
|
|
$
|
13,900
|
|
|
$
|
—
|
|
Liabilities:
|
|
|
|
|
|
|
|
|
|
|
|
||||
Acquisition-related contingent consideration
|
252
|
|
|
—
|
|
|
—
|
|
|
252
|
|
||||
Total liabilities at fair value
|
$
|
252
|
|
|
$
|
—
|
|
|
$
|
—
|
|
|
$
|
252
|
|
Balance at September 30, 2016
|
$
|
252
|
|
Expenses recorded due to changes in fair value
|
147
|
|
|
Issuance of common stock
|
(88
|
)
|
|
Balance at March 31, 2017
|
$
|
311
|
|
|
Weighted Average Amortization Period
|
|
Cost
|
|
Accumulated Amortization
|
|
Net
|
||||||
Completed technologies
|
6 years
|
|
$
|
2,370
|
|
|
$
|
793
|
|
|
$
|
1,577
|
|
Customer relationships
|
6 years
|
|
970
|
|
|
324
|
|
|
646
|
|
|||
Trade names
|
5 years
|
|
230
|
|
|
90
|
|
|
140
|
|
|||
Total intangible assets
|
|
|
$
|
3,570
|
|
|
$
|
1,207
|
|
|
$
|
2,363
|
|
|
Estimated Future Amortization Expense
|
||
2017 (remaining six months)
|
$
|
286
|
|
2018
|
572
|
|
|
2019
|
572
|
|
|
2020
|
559
|
|
|
2021
|
374
|
|
|
Total
|
$
|
2,363
|
|
|
Three Months Ended March 31,
|
|
Six Months Ended March 31,
|
||||||||||||
|
2017
|
|
2016
|
|
2017
|
|
2016
|
||||||||
Cost of revenue
|
$
|
47
|
|
|
$
|
10
|
|
|
$
|
87
|
|
|
$
|
10
|
|
Sales and marketing
|
360
|
|
|
287
|
|
|
674
|
|
|
530
|
|
||||
Research and development
|
239
|
|
|
162
|
|
|
452
|
|
|
342
|
|
||||
General and administrative
|
577
|
|
|
713
|
|
|
1,095
|
|
|
1,279
|
|
||||
Stock-based compensation expense included in expenses
|
$
|
1,223
|
|
|
$
|
1,172
|
|
|
$
|
2,308
|
|
|
$
|
2,161
|
|
|
Six Months Ended March 31, 2017
|
|
Six Months Ended March 31, 2016
|
Risk-free interest rate
|
1.68% – 1.92%
|
|
1.43% – 1.75%
|
Expected life (years)
|
5.32
|
|
5.90
|
Expected volatility
|
78%
|
|
83%
|
Expected dividends
|
None
|
|
None
|
|
Number of
Shares
|
|
Weighted-Average
Exercise Price
|
|
Weighted-Average
Remaining
Contractual Term
(in Years)
|
|||
Outstanding, September 30, 2016
|
3,015,374
|
|
|
$
|
3.95
|
|
|
6.4
|
Granted
|
107,800
|
|
|
$
|
6.13
|
|
|
|
Exercised
|
(10,291
|
)
|
|
$
|
2.85
|
|
|
|
Canceled
|
(32,501
|
)
|
|
$
|
4.29
|
|
|
|
Outstanding, March 31, 2017
|
3,080,382
|
|
|
$
|
4.02
|
|
|
6.0
|
|
Number of
Shares
|
|
Weighted-Average
Fair Market Value
Per Share
|
|||
Outstanding, September 30, 2016
|
2,046,169
|
|
|
$
|
4.90
|
|
Granted
|
917,785
|
|
|
$
|
5.77
|
|
Settled
|
(532,333
|
)
|
|
$
|
4.62
|
|
Canceled
|
(75,506
|
)
|
|
$
|
5.15
|
|
Outstanding, March 31, 2017
|
2,356,115
|
|
|
$
|
5.11
|
|
•
|
Revenues for the three months ended
March 31, 2017
were
$11.4 million
, an
increase
of
34%
compared to revenues of
$8.5 million
in the three months ended
March 31, 2016
. Net income was
$1.2 million
, or
$0.03
per diluted share, during the three months ended
March 31, 2017
, an increase of
109%
compared to net income of
$0.6 million
, or
$0.02
per diluted share, during the three months ended
March 31, 2016
.
|
•
|
Continued growth in our mobile check deposit business. During the
second
quarter of fiscal 2017 the total number of financial institutions licensing our technology was approximately
5,600
. All of the top 10 U.S. retail banks, and nearly all of the top 50 U.S. retail banks, utilize our technology.
|
•
|
We added new patents to our portfolio during fiscal 2017 bringing our total number of issued patents to 29 as of April 11, 2017. In addition, we have 16 domestic and international patent applications as of April 29, 2017.
|
Exhibit No.
|
|
Description
|
|
Incorporated by
Reference from
Document
|
|
2.1**
|
|
Share Purchase Agreement dated May 26, 2015, by and among Mitek Systems, Inc., IDchecker NL B.V., ID Checker Holding B.V., Stichting Administratiekantoor OPID, Pierre L.M. deBoer, and Michael Hagen.
|
|
(1
|
)
|
|
|
|
|
|
|
3.1
|
|
Restated Certificate of Incorporation of Mitek Systems, Inc., as amended.
|
|
(2
|
)
|
|
|
|
|
|
|
3.2
|
|
Second Amended and Restated Bylaws of Mitek Systems, Inc.
|
|
(3
|
)
|
|
|
|
|
|
|
4.1
|
|
Form of debenture issued on December 10, 2009.
|
|
(4
|
)
|
|
|
|
|
|
|
4.2
|
|
Form of warrant issued on December 10, 2009.
|
|
(4
|
)
|
|
|
|
|
|
|
10.1
|
|
Amended and Restated Mitek Systems, Inc. 2012 Incentive Plan.
|
|
*
|
|
|
|
|
|
|
|
10.2
|
|
Mitek Systems, Inc. Director Restricted Stock Unit Plan, as amended.
|
|
*
|
|
|
|
|
|
|
|
31.1
|
|
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
|
|
*
|
|
|
|
|
|
|
|
31.2
|
|
Certification of Chief Financial Officer pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934.
|
|
*
|
|
|
|
|
|
|
|
32.1
|
|
Certification of Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
|
|
*
|
|
|
|
|
|
|
|
101
|
|
Financial statements from the Quarterly Report on Form 10-Q of Mitek Systems, Inc. for the quarter ended March 31, 2017, formatted in XBRL: (i) the Consolidated Balance Sheets, (ii) the Consolidated Statements of Operations and Other Comprehensive Income, (iii) the Consolidated Statements of Cash Flows, (iv) the Notes to Consolidated Financial Statements.
|
|
*
|
|
|
*
|
Filed herewith.
|
**
|
Certain schedules, appendices and exhibits to this agreement have been omitted in accordance with Item 601(b)(2) of Regulation S-K. A copy of any omitted schedule and/or exhibit will be furnished supplementally to the SEC upon request.
|
(1)
|
Incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on June 17, 2015.
|
(2)
|
Incorporated by reference to the Company’s Annual Report on Form 10-K for the fiscal year ended September 30, 2015.
|
(3)
|
Incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on November 10, 2014.
|
(4)
|
Incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on December 16, 2009.
|
May 4, 2017
|
MITEK SYSTEMS, INC.
|
||
|
|
|
|
|
By:
|
|
/s/ James B. DeBello
|
|
|
|
James B. DeBello
|
|
|
|
President and Chief Executive Officer
(Principal Executive Officer)
|
|
|
|
|
|
By:
|
|
/s/ Russell C. Clark
|
|
|
|
Russell C. Clark
|
|
|
|
Chief Financial Officer
(Principal Financial and Accounting Officer)
|
1 Year Mitek Systems Chart |
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