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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Meta Platforms Inc | NASDAQ:META | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-1.10 | -0.25% | 440.58 | 440.70 | 441.00 | 2,449 | 09:13:29 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
Zuckerberg Mark |
2. Issuer Name
and
Ticker or Trading Symbol
Facebook Inc [ FB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director __ X __ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) COB and CEO |
C/O FACEBOOK, INC., 1601 WILLOW ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
MENLO PARK, CA 94025 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 9/19/2017 | C | 58262 | A | $0 | 58262 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 9/19/2017 | S (2) | 20655 | D | $171.1822 (3) | 37607 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 9/19/2017 | S (2) | 35787 | D | $171.8586 (4) | 1820 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 9/19/2017 | S (2) | 1820 | D | $172.4872 (5) | 0 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 9/19/2017 | C | 36414 | A | $0 | 36414 | I | By CZI Holdings, LLC (6) | ||
Class A Common Stock | 9/19/2017 | S (2) | 11371 | D | $171.147 (7) | 25043 | I | By CZI Holdings, LLC (6) | ||
Class A Common Stock | 9/19/2017 | S (2) | 23901 | D | $171.8258 (8) | 1142 | I | By CZI Holdings, LLC (6) | ||
Class A Common Stock | 9/19/2017 | S (2) | 1142 | D | $172.485 (9) | 0 | I | By CZI Holdings, LLC (6) | ||
Class A Common Stock | 9/19/2017 | S (10) | 6305 | D | $171.1711 (11) | 668764 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014 (12) | ||
Class A Common Stock | 9/19/2017 | S (10) | 8265 | D | $171.8939 (13) | 660499 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014 (12) | ||
Class A Common Stock | 9/19/2017 | S (10) | 6576 | D | $171.2021 (14) | 764892 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014 (15) | ||
Class A Common Stock | 9/19/2017 | S (10) | 7993 | D | $171.9029 (16) | 756899 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014 (15) | ||
Class A Common Stock | 9/20/2017 | C | 58180 | A | $0 | 58180 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 9/20/2017 | S (2) | 26771 | D | $171.5173 (17) | 31409 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 9/20/2017 | S (2) | 30729 | D | $172.1679 (18) | 680 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 9/20/2017 | S (2) | 680 | D | $172.9315 (19) | 0 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 9/20/2017 | C | 36364 | A | $0 | 36364 | I | By CZI Holdings, LLC (6) | ||
Class A Common Stock | 9/20/2017 | S (2) | 15852 | D | $171.493 (20) | 20512 | I | By CZI Holdings, LLC (6) | ||
Class A Common Stock | 9/20/2017 | S (2) | 19812 | D | $172.1352 (21) | 700 | I | By CZI Holdings, LLC (6) | ||
Class A Common Stock | 9/20/2017 | S (2) | 700 | D | $172.88 (22) | 0 | I | By CZI Holdings, LLC (6) | ||
Class A Common Stock | 9/20/2017 | S (10) | 8800 | D | $171.5855 (23) | 651699 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014 (12) | ||
Class A Common Stock | 9/20/2017 | S (10) | 5646 | D | $172.2787 (24) | 646053 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014 (12) | ||
Class A Common Stock | 9/20/2017 | S (10) | 100 | D | $173.03 | 645953 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014 (12) | ||
Class A Common Stock | 9/20/2017 | S (10) | 7960 | D | $171.5331 (25) | 748939 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014 (15) | ||
Class A Common Stock | 9/20/2017 | S (10) | 6512 | D | $172.2154 (26) | 742427 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014 (15) | ||
Class A Common Stock | 9/20/2017 | S (10) | 75 | D | $172.93 | 742352 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014 (15) | ||
Class A Common Stock | 468566 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (27) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock (28) | (28) | 9/19/2017 | C | 58262 | (28) | (28) | Class A Common Stock | 58262 | $0 | 2533173 | I | By Chan Zuckerberg Foundation (1) | |||
Class B Common Stock (28) | (28) | 9/19/2017 | C | 36414 | (28) | (28) | Class A Common Stock | 36414 | $0 | 400840388 | I | By CZI Holdings, LLC (6) | |||
Class B Common Stock (28) | (28) | 9/20/2017 | C | 58180 | (28) | (28) | Class A Common Stock | 58180 | $0 | 2474993 | I | By Chan Zuckerberg Foundation (1) | |||
Class B Common Stock (28) | (28) | 9/20/2017 | C | 36364 | (28) | (28) | Class A Common Stock | 36364 | $0 | 400804024 | I | By CZI Holdings, LLC (6) | |||
Class B Common Stock (28) | (28) | (28) | (28) | Class A Common Stock | 5207492 | 5207492 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (27) |
Reporting Owners
|
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Reporting Owner Name / Address |
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||||
Director | 10% Owner | Officer | Other | ||
Zuckerberg Mark
C/O FACEBOOK, INC. 1601 WILLOW ROAD MENLO PARK, CA 94025 |
X | X | COB and CEO |
|
Signatures
|
||
/s/ Michael Johnson as attorney-in-fact for Mark Zuckerberg | 9/21/2017 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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