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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Meta Platforms Inc | NASDAQ:META | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-3.43 | -0.73% | 468.48 | 468.20 | 468.55 | 473.20 | 467.04 | 470.06 | 11,744,797 | 00:59:21 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
Zuckerberg Mark |
2. Issuer Name
and
Ticker or Trading Symbol
Facebook Inc [ FB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director __ X __ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) COB and CEO |
C/O FACEBOOK, INC., 1601 WILLOW ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
MENLO PARK, CA 94025 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 6/29/2017 | C | 66278 | A | $0 | 66278 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 6/29/2017 | S (2) | 5800 | D | $149.5815 (3) | 60478 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 6/29/2017 | S (2) | 26053 | D | $150.4396 (4) | 34425 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 6/29/2017 | S (2) | 31907 | D | $151.3786 (5) | 2518 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 6/29/2017 | S (2) | 2518 | D | $152.0775 (6) | 0 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 6/29/2017 | C | 41426 | A | $0 | 41426 | I | By CZI Holdings, LLC (7) | ||
Class A Common Stock | 6/29/2017 | S (2) | 6503 | D | $149.7578 (8) | 34923 | I | By CZI Holdings, LLC (7) | ||
Class A Common Stock | 6/29/2017 | S (2) | 18006 | D | $150.6295 (9) | 16917 | I | By CZI Holdings, LLC (7) | ||
Class A Common Stock | 6/29/2017 | S (2) | 16617 | D | $151.5344 (10) | 300 | I | By CZI Holdings, LLC (7) | ||
Class A Common Stock | 6/29/2017 | S (2) | 300 | D | $152.2833 (11) | 0 | I | By CZI Holdings, LLC (7) | ||
Class A Common Stock | 6/29/2017 | S (12) | 8614 | D | $150.3505 (13) | 819412 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014 (14) | ||
Class A Common Stock | 6/29/2017 | S (12) | 7153 | D | $151.4049 (15) | 812259 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014 (14) | ||
Class A Common Stock | 6/29/2017 | S (12) | 800 | D | $152.08 (16) | 811459 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014 (14) | ||
Class A Common Stock | 6/29/2017 | S (12) | 2500 | D | $149.7091 (17) | 921950 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014 (18) | ||
Class A Common Stock | 6/29/2017 | S (12) | 7108 | D | $150.6306 (19) | 914842 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014 (18) | ||
Class A Common Stock | 6/29/2017 | S (12) | 6962 | D | $151.5007 (20) | 907880 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014 (18) | ||
Class A Common Stock | 6/30/2017 | C | 66163 | A | $0 | 66163 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 6/30/2017 | S (2) | 21687 | D | $150.7158 (21) | 44476 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 6/30/2017 | S (2) | 44476 | D | $151.3428 (22) | 0 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 6/30/2017 | C | 41354 | A | $0 | 41354 | I | By CZI Holdings, LLC (7) | ||
Class A Common Stock | 6/30/2017 | S (2) | 17220 | D | $150.7907 (23) | 24134 | I | By CZI Holdings, LLC (7) | ||
Class A Common Stock | 6/30/2017 | S (2) | 24134 | D | $151.3668 (24) | 0 | I | By CZI Holdings, LLC (7) | ||
Class A Common Stock | 6/30/2017 | S (12) | 5110 | D | $150.6761 (25) | 806349 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014 (14) | ||
Class A Common Stock | 6/30/2017 | S (12) | 11429 | D | $151.3592 (26) | 794920 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014 (14) | ||
Class A Common Stock | 6/30/2017 | S (12) | 11561 | D | $150.9889 (27) | 896319 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014 (18) | ||
Class A Common Stock | 6/30/2017 | S (12) | 4978 | D | $151.5096 (28) | 891341 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014 (18) | ||
Class A Common Stock | 468566 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (29) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock (30) | (30) | 6/29/2017 | C | 66278 | (30) | (30) | Class A Common Stock | 66278 | $0 | 3137004 | I | By Chan Zuckerberg Foundation (1) | |||
Class B Common Stock (30) | (30) | 6/29/2017 | C | 41426 | (30) | (30) | Class A Common Stock | 41426 | $0 | 401217782 | I | By CZI Holdings, LLC (7) | |||
Class B Common Stock (30) | (30) | 6/30/2017 | C | 66163 | (30) | (30) | Class A Common Stock | 66163 | $0 | 3070841 | I | By Chan Zuckerberg Foundation (1) | |||
Class B Common Stock (30) | (30) | 6/30/2017 | C | 41354 | (30) | (30) | Class A Common Stock | 41354 | $0 | 401176428 | I | By CZI Holdings, LLC (7) | |||
Class B Common Stock (30) | (30) | (30) | (30) | Class A Common Stock | 5207492 | 5207492 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (29) |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Zuckerberg Mark
C/O FACEBOOK, INC. 1601 WILLOW ROAD MENLO PARK, CA 94025 |
X | X | COB and CEO |
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Signatures
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||
/s/ Michael Johnson as attorney-in-fact for Mark Zuckerberg | 7/3/2017 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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