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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Meta Platforms Inc | NASDAQ:META | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-3.43 | -0.73% | 468.48 | 468.20 | 468.55 | 473.20 | 467.04 | 470.06 | 11,744,797 | 00:59:21 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
Zuckerberg Mark |
2. Issuer Name
and
Ticker or Trading Symbol
Facebook Inc [ FB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director __ X __ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) COB and CEO |
C/O FACEBOOK, INC., 1601 WILLOW ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
MENLO PARK, CA 94025 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 9/9/2016 | C | 253151 | A | $0 | 253151 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 9/9/2016 | S (2) | 111543 | D | $127.7477 (3) | 141608 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 9/9/2016 | S (2) | 106994 | D | $128.6657 (4) | 34614 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 9/9/2016 | S (2) | 34614 | D | $129.5468 (5) | 0 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 9/9/2016 | C | 116594 | A | $0 | 116835 | I | By CZI Holdings, LLC (6) | ||
Class A Common Stock | 9/9/2016 | S (2) | 52007 | D | $127.756 (7) | 64828 | I | By CZI Holdings, LLC (6) | ||
Class A Common Stock | 9/9/2016 | S (2) | 49068 | D | $128.676 (8) | 15760 | I | By CZI Holdings, LLC (6) | ||
Class A Common Stock | 9/9/2016 | S (2) | 15760 | D | $129.5558 (9) | 0 | I | By CZI Holdings, LLC (6) | ||
Class A Common Stock | 9/12/2016 | C | 254398 | A | $0 | 254398 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 9/12/2016 | S (2) | 19160 | D | $126.3861 (10) | 235238 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 9/12/2016 | S (2) | 103729 | D | $127.3071 (11) | 131509 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 9/12/2016 | S (2) | 131509 | D | $128.3031 (12) | 0 | I | By Chan Zuckerberg Foundation (1) | ||
Class A Common Stock | 9/12/2016 | C | 117413 | A | $0 | 117413 | I | By CZI Holdings, LLC (6) | ||
Class A Common Stock | 9/12/2016 | S (2) | 11304 | D | $126.4779 (13) | 106109 | I | By CZI Holdings, LLC (6) | ||
Class A Common Stock | 9/12/2016 | S (2) | 49846 | D | $127.3785 (14) | 56263 | I | By CZI Holdings, LLC (6) | ||
Class A Common Stock | 9/12/2016 | S (2) | 56263 | D | $128.3429 (15) | 0 | I | By CZI Holdings, LLC (6) | ||
Class A Common Stock | 827870 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 Grat No. 1 Dated 5/8/2014 (16) | |||||||
Class A Common Stock | 1139412 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 Grat No. 2 Dated 5/8/2014 (17) | |||||||
Class A Common Stock | 1235844 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 Grat No. 3 Dated 5/8/2014 (18) | |||||||
Class A Common Stock | 350169 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (19) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock (20) | (20) | 9/9/2016 | C | 253151 | (20) | (20) | Class A Common Stock | 253151 | $0 | 5204701 | I | By Chan Zuckerberg Foundation (1) | |||
Class B Common Stock (20) | (20) | 9/9/2016 | C | 116594 | (20) | (20) | Class A Common Stock | 116594 | $0 | 407471863 | I | By CZI Holdings, LLC (6) | |||
Class B Common Stock (20) | (20) | 9/12/2016 | C | 254398 | (20) | (20) | Class A Common Stock | 254398 | $0 | 4950303 | I | By Chan Zuckerberg Foundation (1) | |||
Class B Common Stock (20) | (20) | 9/12/2016 | C | 117413 | (20) | (20) | Class A Common Stock | 117413 | $0 | 407354450 | I | By CZI Holdings, LLC (6) | |||
Class B Common Stock (20) | (20) | (20) | (20) | Class A Common Stock | 4857323 | 4857323 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (19) |
Reporting Owners
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Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
Zuckerberg Mark
C/O FACEBOOK, INC. 1601 WILLOW ROAD MENLO PARK, CA 94025 |
X | X | COB and CEO |
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Signatures
|
||
/s/ Michael Johnson as attorney-in-fact for Mark Zuckerberg | 9/13/2016 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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