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LRCX Lam Research Corporation

894.41
-34.40 (-3.70%)
After Hours
Last Updated: 22:09:01
Delayed by 15 minutes
Share Name Share Symbol Market Type
Lam Research Corporation NASDAQ:LRCX NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -34.40 -3.70% 894.41 885.00 891.99 934.53 893.93 923.86 971,871 22:09:01

Statement of Changes in Beneficial Ownership (4)

06/08/2020 11:10pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Gottscho Richard A
2. Issuer Name and Ticker or Trading Symbol

LAM RESEARCH CORP [ LRCX ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Executive Vice President & CTO
(Last)          (First)          (Middle)

4650 CUSHING PARKWAY
3. Date of Earliest Transaction (MM/DD/YYYY)

8/4/2020
(Street)

FREMONT, CA 94538
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 8/4/2020  G  V 75 D$0 28982 (1)D  
Common Stock 8/4/2020  M  1753 A$190.07 30735 (1)D  
Common Stock 8/4/2020  M  3540 A$176.75 34275 (1)D  
Common Stock 8/4/2020  S  5293 D$384.52 (2)28982 (1)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (Right to Buy) $190.07 8/4/2020  M     1753   (3)3/1/2025 Common Stock 1753.0 $190.70 1754 D  
Employee Stock Option (Right to Buy) $176.75 8/4/2020  M     3540   (4)3/1/2026 Common Stock 3540.0 $176.75 7080 D  

Explanation of Responses:
(1) Amount reported includes shares subject to unvested Restricted Stock Units.
(2) The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $384.37 to $384.56, inclusive.
(3) The stock option becomes exercisable in three equal installments on 03/01/2019, 03/01/2020, and 03/01/2021.
(4) The stock option becomes exercisable in three equal installments on 03/01/2020, 03/01/2021, and 03/01/2022.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Gottscho Richard A
4650 CUSHING PARKWAY
FREMONT, CA 94538


Executive Vice President & CTO

Signatures
Brenna Hodgson by Power of Attorney8/6/2020
**Signature of Reporting PersonDate

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