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LITE Lumentum Holdings Inc

43.52
-0.24 (-0.55%)
02 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Lumentum Holdings Inc NASDAQ:LITE NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.24 -0.55% 43.52 43.53 44.07 45.215 43.08 43.30 997,390 00:46:59

Amended Statement of Changes in Beneficial Ownership (4/a)

16/10/2017 11:27pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Reinhardt Jason
2. Issuer Name and Ticker or Trading Symbol

Lumentum Holdings Inc. [ LITE ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
EVP, Global Sales
(Last)          (First)          (Middle)

C/O LUMENTUM, 400 NORTH MCCARTHY BLVD
3. Date of Earliest Transaction (MM/DD/YYYY)

8/18/2017
(Street)

MILPITAS, CA 95035
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

8/22/2017 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   8/18/2017     A    10792   (1) (2) A $0   55528   D    
Common Stock   8/18/2017     A    4317   (1) (2) A $0   59845   D    
Common Stock   8/18/2017     A    7442   (2) (3) A $0   67287   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
(1)  New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.
(2)  This form is being amended to update the number of shares awarded as 16,108 and 6,443 Restricted Stock Units to 10,792 and 4,317 Restricted Stock Units and 7,442 Performance Stock Units respectively.
(3)  Performance shares that vested upon achievement of established target goals.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Reinhardt Jason
C/O LUMENTUM
400 NORTH MCCARTHY BLVD
MILPITAS, CA 95035


EVP, Global Sales

Signatures
/s/ Judy G Hamel as Attorney-in-Fact 10/16/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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