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CHTR Charter Communications Inc New

324.59
0.00 (0.00%)
Pre Market
Last Updated: 12:10:41
Delayed by 15 minutes
Share Name Share Symbol Market Type
Charter Communications Inc New NASDAQ:CHTR NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 324.59 323.95 329.94 3 12:10:41

Initial Statement of Beneficial Ownership (3)

21/10/2021 9:05pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Fischer Jessica M
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/19/2021 

3. Issuer Name and Ticker or Trading Symbol

CHARTER COMMUNICATIONS, INC. /MO/ [CHTR]
(Last)        (First)        (Middle)

C/O CHARTER COMMUNICATIONS, INC., 400 WASHINGTON BLVD.
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Chief Financial Officer /
(Street)

STAMFORD, CT 06902      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Class A Common Stock 387 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units 1/15/2022 (1) (2)Class A Common Stock 545.0 (1) (2)D  
Stock Options 1/15/2022 (3)1/15/2029 Class A Common Stock 5765.0 (3)$292.31 D  
Restricted Stock Units 1/15/2023 (4) (2)Class A Common Stock 311.0 (4) (2)D  
Stock Options 1/15/2023 (5)1/15/2030 Class A Common Stock 3289.0 (5)$512.0575 D  
Restricted Stock Units 1/15/2024 (6) (2)Class A Common Stock 255.0 (6) (2)D  
Stock Options 1/15/2024 (7)1/15/2031 Class A Common Stock 2815.0 (7)$625.55 D  
Restricted Stock Units 2/5/2024 (8) (2)Class A Common Stock 139.0 (8) (2)D  
Stock Options 2/5/2024 (9)2/5/2031 Class A Common Stock 4610.0 (9)$621.71 D  

Explanation of Responses:
(1) Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2022.
(2) Restricted Stock Unit Grant - price and expiration date not applicable.
(3) Stock Options granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, January 15, 2022. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.
(4) Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023.
(5) Stock Options granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, January 15, 2023. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.
(6) Restricted Stock Units granted on January 15, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.
(7) Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
(8) Restricted Stock Units granted on February 5, 2021, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, February 5, 2024.
(9) Stock Options granted on February 5, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, February 5, 2024. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Fischer Jessica M
C/O CHARTER COMMUNICATIONS, INC.
400 WASHINGTON BLVD.
STAMFORD, CT 06902


Chief Financial Officer

Signatures
/s/Thomas E. Proost as attorney-in-fact for Jessica M. Fischer10/21/2021
**Signature of Reporting PersonDate

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