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CFIIU CF Finance Acquisition Corporation II

9.80
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Name Symbol Market Type
CF Finance Acquisition Corporation II NASDAQ:CFIIU NASDAQ Trust
  Price Change % Change Price Bid Price Offer Price High Price Low Price Open Price Traded Last Trade
  0.00 0.00% 9.80 9.08 10.36 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

10/03/2021 11:55pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Leppert Thomas C
2. Issuer Name and Ticker or Trading Symbol

CF Finance Acquisition Corp II [ VIEW ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

C/O VIEW, INC., 195 S. MILPITAS BLVD
3. Date of Earliest Transaction (MM/DD/YYYY)

3/8/2021
(Street)

MILPITAS, CA 95035
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options $11.62 3/8/2021  A   34875     (1)(2) (1)(2)Class A Common Stock 34875  (1)(2)34875 D  
Stock Options $15.92 3/8/2021  A   17437     (3) (3)Class A Common Stock 17437  (3)17437 D  
Stock Options $9.04 3/8/2021  A   232500     (4) (4)Class A Common Stock 232500  (4)232500 D  

Explanation of Responses:
(1) In connection with the Issuer's business combination (the "Business Combination") with View, Inc. ("Legacy View") in accordance with the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 30, 2020, among the Issuer (f/k/a CF Finance Acquisition Corp. II), PVMS Merger Sub, Inc. and Legacy View, upon the closing of the Business Combination, each stock option issued under Legacy View's Amended and Restated 2018 Equity Incentive Plan ("Stock Option") was converted into an option to purchase a number of shares of the Issuer's Class A Common Stock in accordance with the Merger Agreement.
(2) (Continued from Footnote 1) The Stock Options granted to the reporting person on October 21, 2015 were converted into options to purchase 34,875 shares of the Issuer's Class A Common Stock at an exercise price of $11.62. 1/60th of the shares subject to this award vested on November 21, 2015 and 1/60th of the shares subject to this award vested on the same day of each month thereafter, so that all such shares subject to this award were fully vested and exercisable on October 21, 2020.
(3) The Stock Options granted to the reporting person on July 25, 2016 were converted into options to purchase 17,437 shares of the Issuer's Class A Common Stock at an exercise price of $15.92. 1/60th of the shares subject to this award vested on August 25, 2016 and 1/60th of the shares subject to this award vested on the same day of each month thereafter, so that all such shares subject to this award will be fully vested and exercisable on July 25, 2021.
(4) The Stock Options granted to the reporting person on February 19, 2019 were converted into options to purchase 232,500 shares of the Issuer's Class A Common Stock at an exercise price of $9.04. 1/48th of the shares subject to this award vested on March 1, 2019 and 1/48th of the shares subject to this award vested on the same day of each month thereafter, so that all such shares subject to this award will be fully vested and exercisable on February 1, 2023.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Leppert Thomas C
C/O VIEW, INC.
195 S. MILPITAS BLVD
MILPITAS, CA 95035
X



Signatures
/s/ William Krause, Attorney-in-fact3/10/2021
**Signature of Reporting PersonDate

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