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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Axsome Therapeutics Inc | NASDAQ:AXSM | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
1.81 | 2.44% | 76.00 | 70.25 | 78.00 | 76.32 | 74.36 | 75.57 | 767,615 | 05:00:07 |
FORM 3
| Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
| |
1. Name and Address of Reporting Person * Jacobson Mark L. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
| 3. Issuer Name and Ticker or Trading Symbol Axsome Therapeutics, Inc. [AXSM] |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Operating Officer / | ||
5. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned | |||
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | (1) | 4/2/2024 | Common Stock | 24662 | $1.30 | D | |
Stock Option (Right to Buy) | (2) | 6/17/2024 | Common Stock | 19862 | $1.30 | D | |
Stock Option (Right to Buy) | (1) | 12/28/2024 | Common Stock | 47739 | $4.04 | D | |
Stock Option (Right to Buy) | (1) | 9/14/2025 | Common Stock | 40673 | $6.47 | D | |
Stock Option (Right to Buy) | (3) | 5/26/2026 | Common Stock | 25000 | $8.02 | D | |
Stock Option (Right to Buy) | (4) | 3/14/2027 | Common Stock | 25000 | $4.95 | D | |
Stock Option (Right to Buy) | (5) | 9/12/2027 | Common Stock | 15000 | $4.85 | D | |
Stock Option (Right to Buy) | (6) | 3/11/2028 | Common Stock | 45378 | $2.85 | D | |
Stock Option (Right to Buy) | (7) | 3/19/2029 | Common Stock | 119704 | $12.95 | D | |
Stock Option (Right to Buy) | (8) | 10/10/2029 | Common Stock | 25813 | $17.61 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Jacobson Mark L. C/O AXSOME THERAPEUTICS, INC. 200 BROADWAY, 3RD FLOOR NEW YORK, NY 10038 | Chief Operating Officer |
Signatures | ||
/s/ Mark Jacobson | 3/9/2020 | |
**Signature of Reporting Person | Date |
1 Year Axsome Therapeutics Chart |
1 Month Axsome Therapeutics Chart |
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