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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Broadcom Inc | NASDAQ:AVGO | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
49.65 | 3.84% | 1,344.07 | 1,342.52 | 1,344.80 | 1,355.83 | 1,303.13 | 1,310.00 | 2,395,059 | 00:57:48 |
1. Name and Address of Reporting Person * TAN HOCK E | 2. Issuer Name and Ticker or Trading Symbol Broadcom Inc. [ AVGO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President and CEO |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, $0.001 par value | 6/30/2020 | M(1) | 57171 | A | $38.99 | 304273 (2) | D | |||
Common Stock, $0.001 par value | 6/30/2020 | S(1) | 1300 | D | $308.742 (3) | 302973 (2) | D | |||
Common Stock, $0.001 par value | 6/30/2020 | S(1) | 1400 | D | $309.757 (4) | 301573 (2) | D | |||
Common Stock, $0.001 par value | 6/30/2020 | S(1) | 4489 | D | $310.962 (5) | 297084 (2) | D | |||
Common Stock, $0.001 par value | 6/30/2020 | S(1) | 1252 | D | $311.734 (6) | 295832 (2) | D | |||
Common Stock, $0.001 par value | 6/30/2020 | S(1) | 12439 | D | $313.154 (7) | 283393 (2) | D | |||
Common Stock, $0.001 par value | 6/30/2020 | S(1) | 18139 | D | $314.197 (8) | 265254 (2) | D | |||
Common Stock, $0.001 par value | 6/30/2020 | S(1) | 10947 | D | $314.94 (9) | 254307 (2) | D | |||
Common Stock, $0.001 par value | 6/30/2020 | S(1) | 6370 | D | $315.956 (10) | 247937 (2) | D | |||
Common Stock, $0.001 par value | 6/30/2020 | S(1) | 835 | D | $316.77 (11) | 247102 (2) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $38.99 | 6/30/2020 | M (1) | 57171 | (12) | 9/21/2020 | Common Stock, $0.001 par value | 57171.0 | $0 | 571715 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
TAN HOCK E C/O BROADCOM INC. 1320 RIDDER PARK DRIVE SAN JOSE, CA 95131 | X | President and CEO |
Signatures | ||
/s/ Noelle Matteson, Attorney-in-Fact for Hock E. Tan | 7/2/2020 | |
**Signature of Reporting Person | Date |
1 Year Broadcom Chart |
1 Month Broadcom Chart |
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