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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Astronics Corporation | NASDAQ:ATRO | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.13 | 0.64% | 20.56 | 20.00 | 21.00 | 20.79 | 20.265 | 20.52 | 82,408 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: November 30, 2011 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
MCKENNA ROBERT J |
2. Issuer Name
and
Ticker or Trading Symbol
ASTRONICS CORP [ ATRO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
38 QUARTERMASTER DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
SALEM, SC 29676 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
$.01 PV Com Stk | 12951 | I | Robert J. McKenna Revocable Trust (1) | |||||||
$.01 PV Cl B Stk (2) | 8/16/2011 | J | 1954 | A | $ 0 | 8546 | I | Robert J. McKenna Revocable Trust (1) | ||
$.01 PV Cl B Stk (2) | 8/16/2011 | J | 1446 | A | $ 0 | 15909 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (3) | $4.76 | 8/16/2011 | J | 0 | 8/28/2005 | 2/28/2015 | $.01 PV Com Stk | 4000 | $4.76 | 4000 | D | ||||
Option (3) | $4.76 | 8/16/2011 | J | 500 | 8/28/2008 | 2/28/2015 | $.01 PV Cl B Stk | 1500 | $4.76 | 1500 | D | ||||
Option (3) | $9.75 | 8/16/2011 | J | 0 | 9/6/2006 | 3/6/2016 | $.01 PV Com Stk | 5000 | $9.75 | 5000 | D | ||||
Option (3) | $9.75 | 8/16/2011 | J | 625 | 9/6/2006 | 3/6/2016 | $.01 PV Cl B Stk | 1875 | $9.75 | 1875 | D | ||||
Option (3) | $12.8 | 8/16/2011 | J | 0 | 9/20/2007 | 3/20/2017 | $.01 PV Com Stk | 5000 | $12.8 | 5000 | D | ||||
Option (3) | $12.8 | 8/16/2011 | J | 625 | 9/20/2007 | 3/20/2017 | $.01 PV Cl B Stk | 1875 | $12.8 | 1875 | D | ||||
Option (3) | $13.9 | 8/16/2011 | J | 0 | 9/20/2008 | 3/20/2018 | $.01 PV Com Stk | 2500 | $13.9 | 2500 | D | ||||
Option (3) | $13.9 | 8/16/2011 | J | 312 | 9/20/2008 | 3/20/2018 | $.01 PV Cl B Stk | 937 | $13.9 | 937 | D | ||||
Option (3) | $6.73 | 8/16/2011 | J | 0 | 9/5/2009 | 3/5/2019 | $.01 PV Com Stk | 4000 | $6.73 | 4000 | D | ||||
Option (3) | $6.73 | 8/16/2011 | J | 400 | 9/5/2009 | 3/5/2019 | $.01 PV Cl B Stk | 400 | $6.73 | 400 | D | ||||
Option (3) | $8.03 | 8/16/2011 | J | 0 | 9/2/2010 | 3/2/2020 | $.01 PV Com Stk | 5000 | $8.03 | 5000 | D | ||||
Option (3) | $8.03 | 8/16/2011 | J | 500 | 9/2/2010 | 3/2/2020 | $.01 PV Cl B Stk | 500 | $8.03 | 500 | D | ||||
Option (3) | $19.6 | 8/16/2011 | J | 0 | 8/28/2011 | 2/28/2021 | $.01 PV Com Stk | 2500 | $19.6 | 2500 | D | ||||
Option (3) | $19.6 | 8/16/2011 | J | 250 | 8/28/2011 | 2/28/2021 | $.01 PV Cl B Stk | 250 | $19.6 | 250 | D |
Explanation of Responses: | |
( 1) | Represents shares held by the Robert J. McKenna Revocable Trust. The beneficiaries of the trust are the reporting persons immediate family. The reporting person serves as one of two trustees and shares voting and investment power. |
( 2) | Shares issued pursuant to a one-for-ten distribution of Class B Stock to holders of both Common and Class B Stock on the record date of August 16, 2011. |
( 3) | Adjusted pursuant to Class B Stock distribution declared by the Board of Directors payable on 8/16/2011 of one share of Class B Stock for every ten shares of Common Stock and Class B Stock. |
Reporting Owners
|
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Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
MCKENNA ROBERT J
38 QUARTERMASTER DRIVE SALEM, SC 29676 |
X |
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Signatures
|
||
/s/David C. Burney as Power of Attorney for Robert J. McKenna | 8/18/2011 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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