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AMSC American Superconductor Corp

12.35
0.00 (0.00%)
02 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
American Superconductor Corp NASDAQ:AMSC NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 12.35 12.30 13.24 13.24 12.35 12.35 294,610 01:00:00

Initial Statement of Beneficial Ownership (3)

11/04/2017 10:40pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Kosiba John W JR

2. Date of Event Requiring Statement (MM/DD/YYYY)
4/3/2017 

3. Issuer Name and Ticker or Trading Symbol

AMERICAN SUPERCONDUCTOR CORP /DE/ [AMSC]

(Last)        (First)        (Middle)

C/O AMERICAN SUPERCONDUCTOR CORPORATION, 64 JACKSON ROAD

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
SVP, CFO & Treasurer /

(Street)

DEVENS, MA 01434       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   40000   D    
Common Stock   669   (1) I   By 401(k) Plan  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to buy)   6/14/2011   (2) 6/14/2020   Common Stock   999   $304.90   D    
Stock Option (Right to buy)   5/11/2012   (3) 5/11/2021   Common Stock   449   $116.30   D    
Stock Option (Right to buy)   9/5/2012   (4) 9/26/2021   Common Stock   1500   $46.60   D    
Stock Option (Right to buy)   5/9/2013   (5) 5/9/2022   Common Stock   1999   $40.90   D    
Stock Option (Right to buy)   7/31/2014   (6) 7/31/2023   Common Stock   3200   $25.10   D    

Explanation of Responses:
(1)  The reporting person holds 669 shares indirectly through the company's 401(k) plan as of March 31, 2017.
(2)  The options are vested with respect to 999 shares.
(3)  The options are vested with respect to 449 shares.
(4)  The options are vested with respect to 1,500 shares.
(5)  The options are vested with respect to 1,999 shares.
(6)  The options are vested with respect to 3,200 shares

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Kosiba John W JR
C/O AMERICAN SUPERCONDUCTOR CORPORATION
64 JACKSON ROAD
DEVENS, MA 01434


SVP, CFO & Treasurer

Signatures
/s/ John W. Kosiba, Jr. 4/11/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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