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| Share Name | Share Symbol | Market | Type |
|---|---|---|---|
| Cornerstone Strategic Investment Fund Inc | AMEX:CLM | AMEX | Common Stock |
| Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|
| -0.1803 | -2.38% | 7.4097 | 7.56 | 7.36 | 7.53 | 1,630,186 | 23:58:55 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-05150
Cornerstone Strategic Value Fund, Inc.
(Exact name of registrant as specified in charter)
| 225 Pictoria Drive, Suite 450, Cincinnati, OH | 45246 |
| (Address of principal executive offices) | (Zip code) |
Paul Leone, Esq.
c/o Ultimus Fund Solutions, LLC, 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246
(Name and address of agent for service)
Registrant's telephone number, including area code: (866) 668-6558
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 - June 30, 2021
ITEM 1. PROXY VOTING RECORD.
| Company Name | Ticker | CUSIP | Meeting Date | Proposal Number | Proposal Description | Proponent | Ballot Status | Management Recommendation | Vote Cast | For/ Against Management |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 1.1 | Elect Robert J. Alpern | Mgmt | Voted | For | For 98.69% Against 0% Abstain 0% Withheld 1.31% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 1.2 | Elect Roxanne S. Austin | Mgmt | Voted | For | For 94.92% Against 0% Abstain 0% Withheld 5.08% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 1.3 | Elect Sally E. Blount | Mgmt | Voted | For | For 99.73% Against 0% Abstain 0% Withheld 0.27% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 1.4 | Elect Robert B. Ford | Mgmt | Voted | For | For 98.96% Against 0% Abstain 0% Withheld 1.04% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 1.5 | Elect Michelle A. Kumbier | Mgmt | Voted | For | For 98.97% Against 0% Abstain 0% Withheld 1.03% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 1.6 | Elect Darren W. McDew | Mgmt | Voted | For | For 98.24% Against 0% Abstain 0% Withheld 1.76% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 1.7 | Elect Nancy McKinstry | Mgmt | Voted | For | For 99.61% Against 0% Abstain 0% Withheld 0.39% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 1.8 | Elect William A. Osborn | Mgmt | Voted | For | For 78.6% Against 0% Abstain 0% Withheld 21.4% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 1.9 | Elect Michael F. Roman | Mgmt | Voted | For | For 98.79% Against 0% Abstain 0% Withheld 1.21% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 1.10 | Elect Daniel J. Starks | Mgmt | Voted | For | For 97.46% Against 0% Abstain 0% Withheld 2.54% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 1.11 | Elect John G. Stratton | Mgmt | Voted | For | For 98.76% Against 0% Abstain 0% Withheld 1.24% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 1.12 | Elect Glenn F. Tilton | Mgmt | Voted | For | For 99.67% Against 0% Abstain 0% Withheld 0.33% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 1.13 | Elect Miles D. White | Mgmt | Voted | For | For 95.53% Against 0% Abstain 0% Withheld 4.47% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 97.35% Against 0% Abstain 0% Withheld 2.65% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.22% Against 0.61% Abstain 0.17% Withheld 0% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 4 | Elimination of Supermajority Requirement for Article Amendments | Mgmt | Voted | For | For 92.01% Against 7.39% Abstain 0.6% Withheld 0% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 5 | Elimination of Supermajority Requirement for Approval of Certain Extraordinary Transactions | Mgmt | Voted | For | For 19.68% Against 79.73% Abstain 0.59% Withheld 0% | Against |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 6 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For 30.76% Against 68.62% Abstain 0.62% Withheld 0% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 7 | Shareholder Proposal Regarding Company Plan to Promote Racial Justice | ShrHoldr | Voted | Against | For 2.38% Against 97.01% Abstain 0.61% Withheld 0% | For |
| Abbott Laboratories | ABT | 002824100 | 4/23/2021 | 8 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For 84.48% Against 15.03% Abstain 0.49% Withheld 0% | Against |
| AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | 1.1 | Elect Roxanne S. Austin | Mgmt | Voted | For | For 99.78% Against 0.11% Abstain 0.11% Withheld 0% | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | 1.2 | Elect Richard A. Gonzalez | Mgmt | Voted | For | For 99.7% Against 0.19% Abstain 0.11% Withheld 0% | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | 1.3 | Elect Rebecca B. Roberts | Mgmt | Voted | For | For 88.56% Against 11.36% Abstain 0.08% Withheld 0% | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | 1.4 | Elect Glenn F. Tilton | Mgmt | Voted | For | For 99.54% Against 0.36% Abstain 0.1% Withheld 0% | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 99.49% Against 0.42% Abstain 0.09% Withheld 0% | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.78% Against 0.12% Abstain 0.1% Withheld 0% | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | 4 | Amendment to the 2013 Incentive Stock Program | Mgmt | Voted | For | For 99.06% Against 0.87% Abstain 0.07% Withheld 0% | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | 5 | Amendment to the 2013 Employee Stock Purchase Plan | Mgmt | Voted | For | For 98.91% Against 0.99% Abstain 0.1% Withheld 0% | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | 6 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For 99.78% Against 0.12% Abstain 0.1% Withheld 0% | For |
| AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For 99.65% Against 0.15% Abstain 0.2% Withheld 0% | Against |
| AbbVie Inc. | ABBV | 00287Y109 | 5/7/2021 | 8 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For 99.78% Against 0.13% Abstain 0.09% Withheld 0% | Against |
| Aberdeen Emerging Markets Equity Income Fund Inc | AEF | 00301W105 | 4/1/2021 | 1 | Elect Nancy Yao Maasbach | Mgmt | Voted | For | For 93.36% Against 6.3% Abstain 0.34% Withheld 0% | For |
| Aberdeen Emerging Markets Equity Income Fund Inc | AEF | 00301W105 | 4/1/2021 | 2 | Elect Rahn K. Porter | Mgmt | Voted | For | For 95.09% Against 4.75% Abstain 0.16% Withheld 0% | For |
| Aberdeen Emerging Markets Equity Income Fund Inc | AEF | 00301W105 | 4/1/2021 | 3 | Elect Steven N. Rappaport | Mgmt | Voted | For | For 97.25% Against 2.49% Abstain 0.26% Withheld 0% | For |
| Aberdeen Global Premier Properties Fund | AWP | 00326L100 | 4/29/2021 | 1.1 | Elect John Sievwright | Mgmt | Voted | For | For 98.19% Against 1.71% Abstain 0.1% Withheld 0% | For |
| Aberdeen Japan Equity Fund, Inc. | JEQ | 00306J109 | 5/27/2021 | 1 | Elect Radhika Ajmera | Mgmt | Voted | For | For 99.38% Against 0.46% Abstain 0.16% Withheld 0% | For |
| Aberdeen Japan Equity Fund, Inc. | JEQ | 00306J109 | 5/27/2021 | 2 | Elect P. Gerald Malone | Mgmt | Voted | For | For 99.39% Against 0.43% Abstain 0.18% Withheld 0% | For |
| Accenture plc | ACN | G1151C101 | 2/3/2021 | 1 | Elect Jaime Ardila | Mgmt | Voted | For | For 98.78% Against 1.08% Abstain 0.14% Withheld 0% | For |
| Accenture plc | ACN | G1151C101 | 2/3/2021 | 2 | Elect Herbert Hainer | Mgmt | Voted | For | For 95.95% Against 2.73% Abstain 1.32% Withheld 0% | For |
| Accenture plc | ACN | G1151C101 | 2/3/2021 | 3 | Elect Nancy McKinstry | Mgmt | Voted | For | For 97.25% Against 2.65% Abstain 0.1% Withheld 0% | For |
| Accenture plc | ACN | G1151C101 | 2/3/2021 | 4 | Elect Beth E. Mooney | Mgmt | Voted | For | For 99.6% Against 0.31% Abstain 0.09% Withheld 0% | For |
| Accenture plc | ACN | G1151C101 | 2/3/2021 | 5 | Elect Gilles Pelisson | Mgmt | Voted | For | For 94.85% Against 4.61% Abstain 0.54% Withheld 0% | For |
| Accenture plc | ACN | G1151C101 | 2/3/2021 | 6 | Elect Paula A. Price | Mgmt | Voted | For | For 99.26% Against 0.64% Abstain 0.1% Withheld 0% | For |
| Accenture plc | ACN | G1151C101 | 2/3/2021 | 7 | Elect Venkata Renduchintala | Mgmt | Voted | For | For 99.55% Against 0.35% Abstain 0.1% Withheld 0% | For |
| Accenture plc | ACN | G1151C101 | 2/3/2021 | 8 | Elect David P. Rowland | Mgmt | Voted | For | For 99.27% Against 0.63% Abstain 0.1% Withheld 0% | For |
| Accenture plc | ACN | G1151C101 | 2/3/2021 | 9 | Elect Arun Sarin | Mgmt | Voted | For | For 98.27% Against 1.62% Abstain 0.11% Withheld 0% | For |
| Accenture plc | ACN | G1151C101 | 2/3/2021 | 10 | Elect Julie Sweet | Mgmt | Voted | For | For 98.72% Against 1.2% Abstain 0.08% Withheld 0% | For |
| Accenture plc | ACN | G1151C101 | 2/3/2021 | 11 | Elect Frank Kui Tang | Mgmt | Voted | For | For 99.67% Against 0.23% Abstain 0.1% Withheld 0% | For |
| Accenture plc | ACN | G1151C101 | 2/3/2021 | 12 | Elect Tracey T. Travis | Mgmt | Voted | For | For 96.31% Against 3.6% Abstain 0.09% Withheld 0% | For |
| Accenture plc | ACN | G1151C101 | 2/3/2021 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 92.31% Against 7.4% Abstain 0.29% Withheld 0% | For |
| Accenture plc | ACN | G1151C101 | 2/3/2021 | 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For 12.39% Against 86.6% Abstain 1.01% Withheld 0% | Against |
| Accenture plc | ACN | G1151C101 | 2/3/2021 | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For 97.24% Against 1.72% Abstain 1.04% Withheld 0% | For |
| Accenture plc | ACN | G1151C101 | 2/3/2021 | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For 99.2% Against 0.64% Abstain 0.16% Withheld 0% | For |
| Accenture plc | ACN | G1151C101 | 2/3/2021 | 17 | Authorize the Price Range at which the Company can Re-allot Treasury Shares | Mgmt | Voted | For | For 99.59% Against 0.25% Abstain 0.16% Withheld 0% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/15/2021 | 1.1 | Elect Enrique R. Arzac | Mgmt | Voted | For | For 99.56% Against 0.26% Abstain 0.18% Withheld 0% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/15/2021 | 1.2 | Elect Kenneth J. Dale | Mgmt | Voted | For | For 94.9% Against 4.95% Abstain 0.15% Withheld 0% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/15/2021 | 1.3 | Elect Frederic A. Escherich | Mgmt | Voted | For | For 99.33% Against 0.52% Abstain 0.15% Withheld 0% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/15/2021 | 1.4 | Elect Roger W. Gale | Mgmt | Voted | For | For 99.58% Against 0.24% Abstain 0.18% Withheld 0% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/15/2021 | 1.5 | Elect Mary Chris Jammet | Mgmt | Voted | For | For 99.3% Against 0.53% Abstain 0.17% Withheld 0% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/15/2021 | 1.6 | Elect Lauriann C. Kloppenburg | Mgmt | Voted | For | For 98.27% Against 1.59% Abstain 0.14% Withheld 0% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/15/2021 | 1.7 | Elect Kathleen T. McGahran | Mgmt | Voted | For | For 99.33% Against 0.53% Abstain 0.14% Withheld 0% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/15/2021 | 1.8 | Elect Mark E. Stoeckle | Mgmt | Voted | For | For 98.42% Against 1.43% Abstain 0.15% Withheld 0% | For |
| Adams Diversified Equity Fund, Inc. | ADX | 006212104 | 4/15/2021 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 97.23% Against 2.15% Abstain 0.62% Withheld 0% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/15/2021 | 1.1 | Elect Enrique R. Arzac | Mgmt | Voted | For | For 96.39% Against 3.41% Abstain 0.2% Withheld 0% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/15/2021 | 1.2 | Elect Kenneth J. Dale | Mgmt | Voted | For | For 99.34% Against 0.55% Abstain 0.11% Withheld 0% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/15/2021 | 1.3 | Elect Frederic A. Escherich | Mgmt | Voted | For | For 99.35% Against 0.52% Abstain 0.13% Withheld 0% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/15/2021 | 1.4 | Elect Roger W. Gale | Mgmt | Voted | For | For 96.95% Against 2.63% Abstain 0.42% Withheld 0% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/15/2021 | 1.5 | Elect Mary Chris Jammet | Mgmt | Voted | For | For 97.79% Against 1.79% Abstain 0.42% Withheld 0% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/15/2021 | 1.6 | Elect Lauriann C. Kloppenburg | Mgmt | Voted | For | For 99.17% Against 0.71% Abstain 0.12% Withheld 0% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/15/2021 | 1.7 | Elect Kathleen T. McGahran | Mgmt | Voted | For | For 97.95% Against 1.93% Abstain 0.12% Withheld 0% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/15/2021 | 1.8 | Elect Mark E. Stoeckle | Mgmt | Voted | For | For 98.55% Against 1.29% Abstain 0.16% Withheld 0% | For |
| Adams Natural Resources Fund Inc | PEO | 00548F105 | 4/15/2021 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 99.31% Against 0.57% Abstain 0.12% Withheld 0% | For |
| Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | 1 | Elect Amy L. Banse | Mgmt | Voted | For | For 95.8% Against 3.98% Abstain 0.22% Withheld 0% | For |
| Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | 2 | Elect Melanie Boulden | Mgmt | Voted | For | For 99.44% Against 0.45% Abstain 0.11% Withheld 0% | For |
| Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | 3 | Elect Frank A. Calderoni | Mgmt | Voted | For | For 99.38% Against 0.4% Abstain 0.22% Withheld 0% | For |
| Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | 4 | Elect James E. Daley | Mgmt | Voted | For | For 92.86% Against 6.95% Abstain 0.19% Withheld 0% | For |
| Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | 5 | Elect Laura Desmond | Mgmt | Voted | For | For 98.32% Against 1.51% Abstain 0.17% Withheld 0% | For |
| Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | 6 | Elect Shantanu Narayen | Mgmt | Voted | For | For 98.63% Against 1.16% Abstain 0.21% Withheld 0% | For |
| Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | 7 | Elect Kathleen Oberg | Mgmt | Voted | For | For 99.39% Against 0.42% Abstain 0.19% Withheld 0% | For |
| Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | 8 | Elect Dheeraj Pandey | Mgmt | Voted | For | For 93.64% Against 2.73% Abstain 3.63% Withheld 0% | For |
| Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | 9 | Elect David A. Ricks | Mgmt | Voted | For | For 99.36% Against 0.44% Abstain 0.2% Withheld 0% | For |
| Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | 10 | Elect Daniel Rosensweig | Mgmt | Voted | For | For 94.11% Against 5.71% Abstain 0.18% Withheld 0% | For |
| Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | 11 | Elect John E. Warnock | Mgmt | Voted | For | For 98.25% Against 1.51% Abstain 0.24% Withheld 0% | For |
| Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | 12 | Amendment to the 2019 Equity Incentive Plan | Mgmt | Voted | For | For 92.17% Against 6.48% Abstain 1.35% Withheld 0% | For |
| Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 91.59% Against 7.97% Abstain 0.44% Withheld 0% | For |
| Adobe Inc. | ADBE | 00724F101 | 4/20/2021 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 94.07% Against 5.76% Abstain 0.17% Withheld 0% | For |
| Advanced Micro Devices, Inc. | AMD | 007903107 | 5/19/2021 | 1 | Elect John E. Caldwell | Mgmt | Voted | For | For 2.4% Against 97.48% Abstain 0.12% Withheld 0% | Against |
| Advanced Micro Devices, Inc. | AMD | 007903107 | 5/19/2021 | 2 | Elect Nora M. Denzel | Mgmt | Voted | For | For 96.81% Against 0% Abstain 0% Withheld 3.19% | For |
| Advanced Micro Devices, Inc. | AMD | 007903107 | 5/19/2021 | 3 | Elect D. Mark Durcan | Mgmt | Voted | For | For 95.47% Against 0% Abstain 0% Withheld 4.53% | For |
| Advanced Micro Devices, Inc. | AMD | 007903107 | 5/19/2021 | 4 | Elect Michael P. Gregoire | Mgmt | Voted | For | For 89.04% Against 0% Abstain 0% Withheld 10.96% | For |
| Advanced Micro Devices, Inc. | AMD | 007903107 | 5/19/2021 | 5 | Elect Joseph A. Householder | Mgmt | Voted | For | For 46.02% Against 53.85% Abstain 0.13% Withheld 0% | Against |
| Advanced Micro Devices, Inc. | AMD | 007903107 | 5/19/2021 | 6 | Elect John W. Marren | Mgmt | Voted | For | For 96.69% Against 3.29% Abstain 0.02% Withheld 0% | For |
| Advanced Micro Devices, Inc. | AMD | 007903107 | 5/19/2021 | 7 | Elect Lisa T. Su | Mgmt | Voted | For | For 91.73% Against 0% Abstain 0% Withheld 8.27% | For |
| Advanced Micro Devices, Inc. | AMD | 007903107 | 5/19/2021 | 8 | Elect Abhijit Y. Talwalkar | Mgmt | Voted | For | For 91.7% Against 0% Abstain 0% Withheld 8.3% | For |
| Advanced Micro Devices, Inc. | AMD | 007903107 | 5/19/2021 | 9 | Ratification of Auditor | Mgmt | Voted | For | For 98.8% Against 0.96% Abstain 0.24% Withheld 0% | For |
| Advanced Micro Devices, Inc. | AMD | 007903107 | 5/19/2021 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.2% Against 1.52% Abstain 0.28% Withheld 0% | For |
| Advanced Micro Devices, Inc. | AMD | 007903107 | 4/7/2021 | 1 | Xilinx Transaction | Mgmt | Voted | For | For 96.21% Against 3.73% Abstain 0.06% Withheld 0% | For |
| Aflac Incorporated | AFL | 001055102 | 5/3/2021 | 1 | Elect Daniel P. Amos | Mgmt | Voted | For | For 98.5% Against 1.22% Abstain 0.28% Withheld 0% | For |
| Aflac Incorporated | AFL | 001055102 | 5/3/2021 | 2 | Elect W. Paul Bowers | Mgmt | Voted | For | For 99.38% Against 0.37% Abstain 0.25% Withheld 0% | For |
| Aflac Incorporated | AFL | 001055102 | 5/3/2021 | 3 | Elect Toshihiko Fukuzawa | Mgmt | Voted | For | For 94.13% Against 5.18% Abstain 0.69% Withheld 0% | For |
| Aflac Incorporated | AFL | 001055102 | 5/3/2021 | 4 | Elect Thomas J. Kenny | Mgmt | Voted | For | For 98.56% Against 1.19% Abstain 0.25% Withheld 0% | For |
| Aflac Incorporated | AFL | 001055102 | 5/3/2021 | 5 | Elect Georgette D. Kiser | Mgmt | Voted | For | For 93.53% Against 6.17% Abstain 0.3% Withheld 0% | For |
| Aflac Incorporated | AFL | 001055102 | 5/3/2021 | 6 | Elect Karole F. Lloyd | Mgmt | Voted | For | For 98.93% Against 0.79% Abstain 0.28% Withheld 0% | For |
| Aflac Incorporated | AFL | 001055102 | 5/3/2021 | 7 | Elect Nobuchika Mori | Mgmt | Voted | For | For 90.99% Against 8.02% Abstain 0.99% Withheld 0% | For |
| Aflac Incorporated | AFL | 001055102 | 5/3/2021 | 8 | Elect Joseph L. Moskowitz | Mgmt | Voted | For | For 90.62% Against 9.08% Abstain 0.3% Withheld 0% | For |
| Aflac Incorporated | AFL | 001055102 | 5/3/2021 | 9 | Elect Barbara K. Rimer | Mgmt | Voted | For | For 98.64% Against 1.08% Abstain 0.28% Withheld 0% | For |
| Aflac Incorporated | AFL | 001055102 | 5/3/2021 | 10 | Elect Katherine T. Rohrer | Mgmt | Voted | For | For 99.33% Against 0.38% Abstain 0.29% Withheld 0% | For |
| Aflac Incorporated | AFL | 001055102 | 5/3/2021 | 11 | Elect Melvin T. Stith | Mgmt | Voted | For | For 98.2% Against 1.51% Abstain 0.29% Withheld 0% | For |
| Aflac Incorporated | AFL | 001055102 | 5/3/2021 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 92.69% Against 6.71% Abstain 0.6% Withheld 0% | For |
| Aflac Incorporated | AFL | 001055102 | 5/3/2021 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 95.21% Against 4.52% Abstain 0.27% Withheld 0% | For |
| Agilent Technologies, Inc. | A | 00846U101 | 3/17/2021 | 1 | Elect Mala Anand | Mgmt | Voted | For | For 98.1% Against 1.45% Abstain 0.45% Withheld 0% | For |
| Agilent Technologies, Inc. | A | 00846U101 | 3/17/2021 | 2 | Elect KOH Boon Hwee | Mgmt | Voted | For | For 41.55% Against 57.82% Abstain 0.63% Withheld 0% | Against |
| Agilent Technologies, Inc. | A | 00846U101 | 3/17/2021 | 3 | Elect Michael R. McMullen | Mgmt | Voted | For | For 56.73% Against 36.4% Abstain 6.87% Withheld 0% | For |
| Agilent Technologies, Inc. | A | 00846U101 | 3/17/2021 | 4 | Elect Daniel K. Podolsky | Mgmt | Voted | For | For 99.45% Against 0.38% Abstain 0.17% Withheld 0% | For |
| Agilent Technologies, Inc. | A | 00846U101 | 3/17/2021 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 93.68% Against 6.06% Abstain 0.26% Withheld 0% | For |
| Agilent Technologies, Inc. | A | 00846U101 | 3/17/2021 | 6 | Ratification of Auditor | Mgmt | Voted | For | For 98.41% Against 1.39% Abstain 0.2% Withheld 0% | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2021 | 1 | Elect Susan K. Carter | Mgmt | Voted | For | For 98.59% Against 1.21% Abstain 0.2% Withheld 0% | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2021 | 2 | Elect Charles I. Cogut | Mgmt | Voted | For | For 94.62% Against 4.78% Abstain 0.6% Withheld 0% | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2021 | 3 | Elect Lisa Davis | Mgmt | Voted | For | For 98.68% Against 1.09% Abstain 0.23% Withheld 0% | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2021 | 4 | Elect Chadwick C. Deaton | Mgmt | Voted | For | For 97.67% Against 2.15% Abstain 0.18% Withheld 0% | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2021 | 5 | Elect Seifi Ghasemi | Mgmt | Voted | For | For 98.93% Against 0.86% Abstain 0.21% Withheld 0% | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2021 | 6 | Elect David H. Y. Ho | Mgmt | Voted | For | For 84.34% Against 15.28% Abstain 0.38% Withheld 0% | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2021 | 7 | Elect Edward L. Monser | Mgmt | Voted | For | For 98.7% Against 1.11% Abstain 0.19% Withheld 0% | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2021 | 8 | Elect Matthew H. Paull | Mgmt | Voted | For | For 91.65% Against 7.72% Abstain 0.63% Withheld 0% | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2021 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 95.73% Against 4.05% Abstain 0.22% Withheld 0% | For |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2021 | 10 | 2021 Long-Term Incentive Plan | Mgmt | Voted | For | For 41.72% Against 57.78% Abstain 0.5% Withheld 0% | Against |
| Air Products and Chemicals, Inc. | APD | 009158106 | 1/28/2021 | 11 | Ratification of Auditor | Mgmt | Voted | For | For 14.88% Against 83.14% Abstain 1.98% Withheld 0% | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 1 | Elect Jeffrey P. Bezos | Mgmt | Voted | For | For 48.65% Against 49.39% Abstain 1.96% Withheld 0% | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 2 | Elect Keith B. Alexander | Mgmt | Voted | For | For 10.86% Against 88.48% Abstain 0.66% Withheld 0% | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 3 | Elect Jamie S. Gorelick | Mgmt | Voted | For | For 2.53% Against 96.58% Abstain 0.89% Withheld 0% | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 4 | Elect Daniel P. Huttenlocher | Mgmt | Voted | For | For 9.37% Against 85.38% Abstain 5.25% Withheld 0% | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 5 | Elect Judith A. McGrath | Mgmt | Voted | For | For 97.97% Against 1.91% Abstain 0.12% Withheld 0% | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 6 | Elect Indra K. Nooyi | Mgmt | Voted | For | For 99.15% Against 0.71% Abstain 0.14% Withheld 0% | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 7 | Elect Jonathan J. Rubinstein | Mgmt | Voted | For | For 98.28% Against 1.59% Abstain 0.13% Withheld 0% | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 8 | Elect Thomas O. Ryder | Mgmt | Voted | For | For 97.08% Against 2.76% Abstain 0.16% Withheld 0% | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 9 | Elect Patricia Q. Stonesifer | Mgmt | Voted | For | For 98.17% Against 1.67% Abstain 0.16% Withheld 0% | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 10 | Elect Wendell P. Weeks | Mgmt | Voted | For | For 98.45% Against 1.39% Abstain 0.16% Withheld 0% | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 11 | Ratification of Auditor | Mgmt | Voted | For | For 98.15% Against 1.7% Abstain 0.15% Withheld 0% | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 96.78% Against 3.08% Abstain 0.14% Withheld 0% | For |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 13 | Shareholder Proposal Regarding Report on Customer Due Diligence | ShrHoldr | Voted | Against | For 98.17% Against 1.69% Abstain 0.14% Withheld 0% | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 14 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For 98.5% Against 1.34% Abstain 0.16% Withheld 0% | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 15 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | For 96.37% Against 3.48% Abstain 0.15% Withheld 0% | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 16 | Shareholder Proposal Regarding Report on Promotion Data | ShrHoldr | Voted | Against | For 98.88% Against 0.97% Abstain 0.15% Withheld 0% | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 17 | Shareholder Proposal Regarding Report on Plastic Packaging | ShrHoldr | Voted | Against | For 98.15% Against 1.7% Abstain 0.15% Withheld 0% | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 18 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | Against | For 97.61% Against 2.23% Abstain 0.16% Withheld 0% | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 19 | Shareholder Proposal Regarding Hourly Associate Representation on the Board | ShrHoldr | Voted | Against | For 97.75% Against 2.08% Abstain 0.17% Withheld 0% | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 20 | Shareholder Proposal Regarding Anticompetitive Practices | ShrHoldr | Voted | Against | For 98.4% Against 1.44% Abstain 0.16% Withheld 0% | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 21 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For 96.99% Against 2.84% Abstain 0.17% Withheld 0% | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 22 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For 87.36% Against 12.2% Abstain 0.44% Withheld 0% | Against |
| Amazon.com, Inc. | AMZN | 023135106 | 5/26/2021 | 23 | Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology | ShrHoldr | Voted | Against | For 98.43% Against 1.15% Abstain 0.42% Withheld 0% | Against |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/20/2021 | 1 | Elect Nicholas K. Akins | Mgmt | Voted | For | For 97.78% Against 1.8% Abstain 0.42% Withheld 0% | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/20/2021 | 2 | Elect David J. Anderson | Mgmt | Voted | For | For 98.45% Against 1.1% Abstain 0.45% Withheld 0% | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/20/2021 | 3 | Elect J. Barnie Beasley, Jr. | Mgmt | Voted | For | For 91.68% Against 7.89% Abstain 0.43% Withheld 0% | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/20/2021 | 4 | Elect Art A. Garcia | Mgmt | Voted | For | For 88.94% Against 10.61% Abstain 0.45% Withheld 0% | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/20/2021 | 5 | Elect Linda A. Goodspeed | Mgmt | Voted | For | For 90.11% Against 9.44% Abstain 0.45% Withheld 0% | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/20/2021 | 6 | Elect Thomas E. Hoaglin | Mgmt | Voted | For | For 91.88% Against 7.77% Abstain 0.35% Withheld 0% | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/20/2021 | 7 | Elect Sandra Beach Lin | Mgmt | Voted | For | For 84.43% Against 15.2% Abstain 0.37% Withheld 0% | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/20/2021 | 8 | Elect Margaret M. McCarthy | Mgmt | Voted | For | For 98.46% Against 1.11% Abstain 0.43% Withheld 0% | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/20/2021 | 9 | Elect Stephen S. Rasmussen | Mgmt | Voted | For | For 98.18% Against 1.3% Abstain 0.52% Withheld 0% | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/20/2021 | 10 | Elect Oliver G. Richard, III | Mgmt | Voted | For | For 89.65% Against 9.82% Abstain 0.53% Withheld 0% | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/20/2021 | 11 | Elect Daryl Roberts | Mgmt | Voted | For | For 93.44% Against 6.29% Abstain 0.27% Withheld 0% | For |
| American Electric Power Company, Inc. | AEP | 025537101 | 4/20/2021 | 12 | Elect Sara Martinez Tucker | Mgmt | Voted | For | For 38.13% Against 61.2% Abstain 0.67% Withheld 0% | Against |
| American Water Works Company, Inc. | AWK | 030420103 | 5/12/2021 | 1 | Elect Jeffrey N. Edwards | Mgmt | Voted | For | For 44.38% Against 54.9% Abstain 0.72% Withheld 0% | Against |
| American Water Works Company, Inc. | AWK | 030420103 | 5/12/2021 | 2 | Elect Martha Clark Goss | Mgmt | Voted | For | For 78.92% Against 20.2% Abstain 0.88% Withheld 0% | For |
| American Water Works Company, Inc. | AWK | 030420103 | 5/12/2021 | 3 | Elect Veronica M. Hagen | Mgmt | Voted | For | For 99.43% Against 0.43% Abstain 0.14% Withheld 0% | For |
| American Water Works Company, Inc. | AWK | 030420103 | 5/12/2021 | 4 | Elect Kimberly J. Harris | Mgmt | Voted | For | For 95.89% Against 3.67% Abstain 0.44% Withheld 0% | For |
| American Water Works Company, Inc. | AWK | 030420103 | 5/12/2021 | 5 | Elect Julia L. Johnson | Mgmt | Voted | For | For 99.41% Against 0.45% Abstain 0.14% Withheld 0% | For |
| American Water Works Company, Inc. | AWK | 030420103 | 5/12/2021 | 6 | Elect Patricia L. Kampling | Mgmt | Voted | For | For 99.46% Against 0.42% Abstain 0.12% Withheld 0% | For |
| American Water Works Company, Inc. | AWK | 030420103 | 5/12/2021 | 7 | Elect Karl F. Kurz | Mgmt | Voted | For | For 96.59% Against 3.1% Abstain 0.31% Withheld 0% | For |
| American Water Works Company, Inc. | AWK | 030420103 | 5/12/2021 | 8 | Elect Walter J. Lynch | Mgmt | Voted | For | For 96.28% Against 3.63% Abstain 0.09% Withheld 0% | For |
| American Water Works Company, Inc. | AWK | 030420103 | 5/12/2021 | 9 | Elect George MacKenzie | Mgmt | Voted | For | For 84.37% Against 15.45% Abstain 0.18% Withheld 0% | For |
| American Water Works Company, Inc. | AWK | 030420103 | 5/12/2021 | 10 | Elect James G. Stavridis | Mgmt | Voted | For | For 84.35% Against 15.47% Abstain 0.18% Withheld 0% | For |
| American Water Works Company, Inc. | AWK | 030420103 | 5/12/2021 | 11 | Elect Lloyd M. Yates | Mgmt | Voted | For | For 29.59% Against 70.02% Abstain 0.39% Withheld 0% | Against |
| American Water Works Company, Inc. | AWK | 030420103 | 5/12/2021 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 3.39% Against 95.42% Abstain 1.19% Withheld 0% | Against |
| American Water Works Company, Inc. | AWK | 030420103 | 5/12/2021 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 33.86% Against 65.89% Abstain 0.25% Withheld 0% | Against |
| AMGEN Inc. | AMGN | 031162100 | 5/18/2021 | 1 | Elect Wanda M. Austin | Mgmt | Voted | For | For 1.03% Against 98.59% Abstain 0.38% Withheld 0% | Against |
| AMGEN Inc. | AMGN | 031162100 | 5/18/2021 | 2 | Elect Robert A. Bradway | Mgmt | Voted | For | For 23.6% Against 72.88% Abstain 3.52% Withheld 0% | Against |
| AMGEN Inc. | AMGN | 031162100 | 5/18/2021 | 3 | Elect Brian J. Druker | Mgmt | Voted | For | For 31.06% Against 68.63% Abstain 0.31% Withheld 0% | Against |
| AMGEN Inc. | AMGN | 031162100 | 5/18/2021 | 4 | Elect Robert A. Eckert | Mgmt | Voted | For | For 35% Against 64.72% Abstain 0.28% Withheld 0% | Against |
| AMGEN Inc. | AMGN | 031162100 | 5/18/2021 | 5 | Elect Greg C. Garland | Mgmt | Voted | For | For 96.39% Against 3.5% Abstain 0.11% Withheld 0% | For |
| AMGEN Inc. | AMGN | 031162100 | 5/18/2021 | 6 | Elect Charles M. Holley, Jr. | Mgmt | Voted | For | For 99.55% Against 0.32% Abstain 0.13% Withheld 0% | For |
| AMGEN Inc. | AMGN | 031162100 | 5/18/2021 | 7 | Elect Tyler Jacks | Mgmt | Voted | For | For 99.28% Against 0.61% Abstain 0.11% Withheld 0% | For |
| AMGEN Inc. | AMGN | 031162100 | 5/18/2021 | 8 | Elect Ellen J. Kullman | Mgmt | Voted | For | For 97.07% Against 0.72% Abstain 2.21% Withheld 0% | For |
| AMGEN Inc. | AMGN | 031162100 | 5/18/2021 | 9 | Elect Amy E. Miles | Mgmt | Voted | For | For 98.35% Against 1.54% Abstain 0.11% Withheld 0% | For |
| AMGEN Inc. | AMGN | 031162100 | 5/18/2021 | 10 | Elect Ronald D. Sugar | Mgmt | Voted | For | For 99.41% Against 0.48% Abstain 0.11% Withheld 0% | For |
| AMGEN Inc. | AMGN | 031162100 | 5/18/2021 | 11 | Elect R. Sanders Williams | Mgmt | Voted | For | For 97.19% Against 2.67% Abstain 0.14% Withheld 0% | For |
| AMGEN Inc. | AMGN | 031162100 | 5/18/2021 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 97.14% Against 2.73% Abstain 0.13% Withheld 0% | For |
| AMGEN Inc. | AMGN | 031162100 | 5/18/2021 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 99.42% Against 0.45% Abstain 0.13% Withheld 0% | For |
| Anthem, Inc. | ANTM | 03674B104 | 5/26/2021 | 1 | Elect Lewis Hay III | Mgmt | Voted | For | For 98.44% Against 1.44% Abstain 0.12% Withheld 0% | For |
| Anthem, Inc. | ANTM | 03674B104 | 5/26/2021 | 2 | Elect Antonio F. Neri | Mgmt | Voted | For | For 68.62% Against 31.13% Abstain 0.25% Withheld 0% | For |
| Anthem, Inc. | ANTM | 03674B104 | 5/26/2021 | 3 | Elect Ramiro G. Peru | Mgmt | Voted | For | For 98.48% Against 1.32% Abstain 0.2% Withheld 0% | For |
| Anthem, Inc. | ANTM | 03674B104 | 5/26/2021 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.07% Against 0.68% Abstain 0.25% Withheld 0% | For |
| Anthem, Inc. | ANTM | 03674B104 | 5/26/2021 | 5 | Ratification of Auditor | Mgmt | Voted | For | For 98.93% Against 0.53% Abstain 0.54% Withheld 0% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 1 | Elect Lester B. Knight | Mgmt | Voted | For | For 91.12% Against 8.37% Abstain 0.51% Withheld 0% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 2 | Elect Gregory C. Case | Mgmt | Voted | For | For 97.53% Against 1.52% Abstain 0.95% Withheld 0% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 3 | Elect Jin-Yong Cai | Mgmt | Voted | For | For 96.96% Against 2.1% Abstain 0.94% Withheld 0% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 4 | Elect Jeffrey C. Campbell | Mgmt | Voted | For | For 91.81% Against 7.2% Abstain 0.99% Withheld 0% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 5 | Elect Fulvio Conti | Mgmt | Voted | For | For 98.2% Against 0.89% Abstain 0.91% Withheld 0% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 6 | Elect Cheryl A. Francis | Mgmt | Voted | For | For 96.25% Against 2.84% Abstain 0.91% Withheld 0% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 7 | Elect J. Michael Losh | Mgmt | Voted | For | For 97.49% Against 1.55% Abstain 0.96% Withheld 0% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 8 | Elect Richard B. Myers | Mgmt | Voted | For | For 97.94% Against 1.18% Abstain 0.88% Withheld 0% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 9 | Elect Richard C. Notebaert | Mgmt | Voted | For | For 97.23% Against 2.07% Abstain 0.7% Withheld 0% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 10 | Elect Gloria Santona | Mgmt | Voted | For | For 97.96% Against 1.17% Abstain 0.87% Withheld 0% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 11 | Elect Byron O. Spruell | Mgmt | Voted | For | For 97.87% Against 1.23% Abstain 0.9% Withheld 0% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 12 | Elect Carolyn Y. Woo | Mgmt | Voted | For | For 97.96% Against 1.14% Abstain 0.9% Withheld 0% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.08% Against 1.04% Abstain 0.88% Withheld 0% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 14 | Ratification of Auditor | Mgmt | Voted | For | For 96.78% Against 2.73% Abstain 0.49% Withheld 0% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 15 | Appointment of Auditor | Mgmt | Voted | For | For 92.96% Against 5.71% Abstain 1.33% Withheld 0% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 16 | Authority to Set Auditor's Fees | Mgmt | Voted | For | For 95.59% Against 3.46% Abstain 0.95% Withheld 0% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 17 | Amendment to Articles of Association to Authorize the Board to Capitalize any Profits Available for Distribution | Mgmt | Voted | For | For 46.75% Against 51.31% Abstain 1.94% Withheld 0% | Against |
| Aon plc | AON | G0408V102 | 6/2/2021 | 18 | Capitalization of Merger Reserve and Unrealized Revaluation Reserve | Mgmt | Voted | For | For 99.29% Against 0% Abstain 0% Withheld 0.71% | For |
| Aon plc | AON | G0408V102 | 6/2/2021 | 19 | Reduction in Share Premium Account | Mgmt | Voted | For | For 98.59% Against 0% Abstain 0% Withheld 1.41% | For |
| Aon plc | AON | G0408V102 | 8/26/2020 | 1 | Stock Issuance for Merger with Willis Towers Watson | Mgmt | Voted | For | For 99.29% Against 0% Abstain 0% Withheld 0.71% | For |
| Aon plc | AON | G0408V102 | 8/26/2020 | 2 | Right to Adjourn Meeting | Mgmt | Voted | For | For 98.22% Against 0% Abstain 0% Withheld 1.78% | For |
| Apple Inc. | AAPL | 037833100 | 2/23/2021 | 1 | Elect James A. Bell | Mgmt | Voted | For | For 99.13% Against 0% Abstain 0% Withheld 0.87% | For |
| Apple Inc. | AAPL | 037833100 | 2/23/2021 | 2 | Elect Timothy D. Cook | Mgmt | Voted | For | For 99.33% Against 0% Abstain 0% Withheld 0.67% | For |
| Apple Inc. | AAPL | 037833100 | 2/23/2021 | 3 | Elect Albert A. Gore | Mgmt | Voted | For | For 92.87% Against 0% Abstain 0% Withheld 7.13% | For |
| Apple Inc. | AAPL | 037833100 | 2/23/2021 | 4 | Elect Andrea Jung | Mgmt | Voted | For | For 99.66% Against 0% Abstain 0% Withheld 0.34% | For |
| Apple Inc. | AAPL | 037833100 | 2/23/2021 | 5 | Elect Arthur D. Levinson | Mgmt | Voted | For | For 99.5% Against 0% Abstain 0% Withheld 0.5% | For |
| Apple Inc. | AAPL | 037833100 | 2/23/2021 | 6 | Elect Monica C. Lozano | Mgmt | Voted | For | For 99.04% Against 0% Abstain 0% Withheld 0.96% | For |
| Apple Inc. | AAPL | 037833100 | 2/23/2021 | 7 | Elect Ronald D. Sugar | Mgmt | Voted | For | For 99.66% Against 0% Abstain 0% Withheld 0.34% | For |
| Apple Inc. | AAPL | 037833100 | 2/23/2021 | 8 | Elect Susan L. Wagner | Mgmt | Voted | For | For 98.56% Against 0% Abstain 0% Withheld 1.44% | For |
| Apple Inc. | AAPL | 037833100 | 2/23/2021 | 9 | Ratification of Auditor | Mgmt | Voted | For | For 93.51% Against 6.24% Abstain 0.25% Withheld 0% | For |
| Apple Inc. | AAPL | 037833100 | 2/23/2021 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 95.95% Against 3.95% Abstain 0.1% Withheld 0% | For |
| Apple Inc. | AAPL | 037833100 | 2/23/2021 | 11 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | For 98.59% Against 1.24% Abstain 0.17% Withheld 0% | Against |
| Apple Inc. | AAPL | 037833100 | 2/23/2021 | 12 | Shareholder Proposal Regarding Improvements in Executive Compensation Program | ShrHoldr | Voted | Against | For 99.38% Against 0.49% Abstain 0.13% Withheld 0% | Against |
| Applied Materials, Inc. | AMAT | 038222105 | 3/11/2021 | 1 | Elect Rani Borkar | Mgmt | Voted | For | For 33.3% Against 66.39% Abstain 0.31% Withheld 0% | Against |
| Applied Materials, Inc. | AMAT | 038222105 | 3/11/2021 | 2 | Elect Judy Bruner | Mgmt | Voted | For | For 98.49% Against 0.89% Abstain 0.62% Withheld 0% | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/11/2021 | 3 | Elect Eric Chen | Mgmt | Voted | For | For 86.29% Against 12.91% Abstain 0.8% Withheld 0% | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/11/2021 | 4 | Elect Aart J. de Geus | Mgmt | Voted | For | For 95.45% Against 3.75% Abstain 0.8% Withheld 0% | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/11/2021 | 5 | Elect Gary E. Dickerson | Mgmt | Voted | For | For 93.26% Against 5.95% Abstain 0.79% Withheld 0% | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/11/2021 | 6 | Elect Thomas J. Iannotti | Mgmt | Voted | For | For 96.11% Against 3.1% Abstain 0.79% Withheld 0% | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/11/2021 | 7 | Elect Alexander A. Karsner | Mgmt | Voted | For | For 97.88% Against 1.45% Abstain 0.67% Withheld 0% | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/11/2021 | 8 | Elect Adrianna C. Ma | Mgmt | Voted | For | For 89.34% Against 9.55% Abstain 1.11% Withheld 0% | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/11/2021 | 9 | Elect Yvonne McGill | Mgmt | Voted | For | For 97.85% Against 1.49% Abstain 0.66% Withheld 0% | For |
| Applied Materials, Inc. | AMAT | 038222105 | 3/11/2021 | 10 | Elect Scott A. McGregor | Mgmt | Voted | For | For 7.58% Against 90.3% Abstain 2.12% Withheld 0% | Against |
| Applied Materials, Inc. | AMAT | 038222105 | 3/11/2021 | 14 | Approval of the Employees Stock Purchase Plan | Mgmt | Voted | For | For 91.29% Against 7.96% Abstain 0.75% Withheld 0% | For |
| Autodesk, Inc. | ADSK | 052769106 | 6/16/2021 | 1 | Elect Andrew Anagnost | Mgmt | Voted | For | For 99.59% Against 0.35% Abstain 0.06% Withheld 0% | For |
| Autodesk, Inc. | ADSK | 052769106 | 6/16/2021 | 2 | Elect Karen Blasing | Mgmt | Voted | For | For 97.93% Against 2.01% Abstain 0.06% Withheld 0% | For |
| Autodesk, Inc. | ADSK | 052769106 | 6/16/2021 | 3 | Elect Reid French | Mgmt | Voted | For | For 96.6% Against 3.34% Abstain 0.06% Withheld 0% | For |
| Autodesk, Inc. | ADSK | 052769106 | 6/16/2021 | 4 | Elect Ayanna Howard | Mgmt | Voted | For | For 98.87% Against 1.07% Abstain 0.06% Withheld 0% | For |
| Autodesk, Inc. | ADSK | 052769106 | 6/16/2021 | 5 | Elect Blake J. Irving | Mgmt | Voted | For | For 91.7% Against 8.24% Abstain 0.06% Withheld 0% | For |
| Autodesk, Inc. | ADSK | 052769106 | 6/16/2021 | 6 | Elect Mary T. McDowell | Mgmt | Voted | For | For 99.03% Against 0.83% Abstain 0.14% Withheld 0% | For |
| Autodesk, Inc. | ADSK | 052769106 | 6/16/2021 | 7 | Elect Stephen D. Milligan | Mgmt | Voted | For | For 98.77% Against 1.08% Abstain 0.15% Withheld 0% | For |
| Autodesk, Inc. | ADSK | 052769106 | 6/16/2021 | 8 | Elect Lorrie M. Norrington | Mgmt | Voted | For | For 99.61% Against 0.33% Abstain 0.06% Withheld 0% | For |
| Autodesk, Inc. | ADSK | 052769106 | 6/16/2021 | 9 | Elect Elizabeth S. Rafael | Mgmt | Voted | For | For 99.62% Against 0.24% Abstain 0.14% Withheld 0% | For |
| Autodesk, Inc. | ADSK | 052769106 | 6/16/2021 | 10 | Elect Stacy J. Smith | Mgmt | Voted | For | For 98.41% Against 1.53% Abstain 0.06% Withheld 0% | For |
| Autodesk, Inc. | ADSK | 052769106 | 6/16/2021 | 11 | Ratification of Auditor | Mgmt | Voted | For | For 99.43% Against 0.43% Abstain 0.14% Withheld 0% | For |
| Autodesk, Inc. | ADSK | 052769106 | 6/16/2021 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 97.92% Against 2.02% Abstain 0.06% Withheld 0% | For |
| Automatic Data Processing Inc. | ADP | 053015103 | 11/11/2020 | 1 | Elect Peter Bisson | Mgmt | Voted | For | For 99.62% Against 0.31% Abstain 0.07% Withheld 0% | For |
| Automatic Data Processing Inc. | ADP | 053015103 | 11/11/2020 | 2 | Elect Richard T. Clark | Mgmt | Voted | For | For 95.33% Against 4.53% Abstain 0.14% Withheld 0% | For |
| Automatic Data Processing Inc. | ADP | 053015103 | 11/11/2020 | 3 | Elect Linnie M. Haynesworth | Mgmt | Voted | For | For 96.17% Against 3.7% Abstain 0.13% Withheld 0% | For |
| Automatic Data Processing Inc. | ADP | 053015103 | 11/11/2020 | 4 | Elect John P. Jones | Mgmt | Voted | For | For 95.6% Against 4.2% Abstain 0.2% Withheld 0% | For |
| Automatic Data Processing Inc. | ADP | 053015103 | 11/11/2020 | 5 | Elect Francine S. Katsoudas | Mgmt | Voted | For | For 90.47% Against 9.33% Abstain 0.2% Withheld 0% | For |
| Automatic Data Processing Inc. | ADP | 053015103 | 11/11/2020 | 6 | Elect Nazzic S. Keene | Mgmt | Voted | For | For 99.47% Against 0.35% Abstain 0.18% Withheld 0% | For |
| Automatic Data Processing Inc. | ADP | 053015103 | 11/11/2020 | 7 | Elect Thomas J. Lynch | Mgmt | Voted | For | For 99.41% Against 0.42% Abstain 0.17% Withheld 0% | For |
| Automatic Data Processing Inc. | ADP | 053015103 | 11/11/2020 | 8 | Elect Scott F. Powers | Mgmt | Voted | For | For 92.86% Against 6.95% Abstain 0.19% Withheld 0% | For |
| Automatic Data Processing Inc. | ADP | 053015103 | 11/11/2020 | 9 | Elect William J. Ready | Mgmt | Voted | For | For 98.53% Against 1.28% Abstain 0.19% Withheld 0% | For |
| Automatic Data Processing Inc. | ADP | 053015103 | 11/11/2020 | 10 | Elect Carlos A. Rodriguez | Mgmt | Voted | For | For 85.12% Against 14.68% Abstain 0.2% Withheld 0% | For |
| Automatic Data Processing Inc. | ADP | 053015103 | 11/11/2020 | 11 | Elect Sandra S. Wijnberg | Mgmt | Voted | For | For 99.15% Against 0.66% Abstain 0.19% Withheld 0% | For |
| Automatic Data Processing Inc. | ADP | 053015103 | 11/11/2020 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 95.44% Against 4.38% Abstain 0.18% Withheld 0% | For |
| Automatic Data Processing Inc. | ADP | 053015103 | 11/11/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 92.64% Against 7.16% Abstain 0.2% Withheld 0% | For |
| Automatic Data Processing Inc. | ADP | 053015103 | 11/11/2020 | 14 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Voted | Against | For 90.19% Against 9.55% Abstain 0.26% Withheld 0% | Against |
| Ball Corporation | BLL | 058498106 | 4/28/2021 | 1.1 | Elect John A. Bryant | Mgmt | Voted | For | For 87.15% Against 12.65% Abstain 0.2% Withheld 0% | For |
| Ball Corporation | BLL | 058498106 | 4/28/2021 | 1.2 | Elect Michael J. Cave | Mgmt | Voted | For | For 79.17% Against 20.34% Abstain 0.49% Withheld 0% | For |
| Ball Corporation | BLL | 058498106 | 4/28/2021 | 1.3 | Elect Daniel W. Fisher | Mgmt | Voted | For | For 95.59% Against 4.19% Abstain 0.22% Withheld 0% | For |
| Ball Corporation | BLL | 058498106 | 4/28/2021 | 1.4 | Elect Pedro Henrique Mariani | Mgmt | Voted | For | For 96.7% Against 2.82% Abstain 0.48% Withheld 0% | For |
| Ball Corporation | BLL | 058498106 | 4/28/2021 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 42.3% Against 57.1% Abstain 0.6% Withheld 0% | Against |
| Ball Corporation | BLL | 058498106 | 4/28/2021 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 9.25% Against 88.8% Abstain 1.95% Withheld 0% | Against |
| Becton, Dickinson and Company | BDX | 075887109 | 1/26/2021 | 1 | Elect Catherine M. Burzik | Mgmt | Voted | For | For 95.02% Against 4.88% Abstain 0.1% Withheld 0% | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/26/2021 | 2 | Elect R. Andrew Eckert | Mgmt | Voted | For | For 98.8% Against 1.1% Abstain 0.1% Withheld 0% | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/26/2021 | 4 | Elect Claire M. Fraser | Mgmt | Voted | For | For 98.83% Against 1.07% Abstain 0.1% Withheld 0% | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/26/2021 | 5 | Elect Jeffrey W. Henderson | Mgmt | Voted | For | For 99.55% Against 0.35% Abstain 0.1% Withheld 0% | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/26/2021 | 6 | Elect Christopher Jones | Mgmt | Voted | For | For 98.88% Against 1.02% Abstain 0.1% Withheld 0% | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/26/2021 | 7 | Elect Marshall O. Larsen | Mgmt | Voted | For | For 96.3% Against 3.55% Abstain 0.15% Withheld 0% | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/26/2021 | 8 | Elect David F. Melcher | Mgmt | Voted | For | For 96.84% Against 3.04% Abstain 0.12% Withheld 0% | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/26/2021 | 9 | Elect Thomas E. Polen | Mgmt | Voted | For | For 94.58% Against 2.71% Abstain 2.71% Withheld 0% | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/26/2021 | 10 | Elect Claire Pomeroy | Mgmt | Voted | For | For 98.73% Against 1.17% Abstain 0.1% Withheld 0% | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/26/2021 | 11 | Elect Rebecca W. Rimel | Mgmt | Voted | For | For 99.55% Against 0.35% Abstain 0.1% Withheld 0% | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/26/2021 | 12 | Elect Timothy M. Ring | Mgmt | Voted | For | For 96.84% Against 3.06% Abstain 0.1% Withheld 0% | For |
| Becton, Dickinson and Company | BDX | 075887109 | 1/26/2021 | 13 | Elect Bertram L. Scott | Mgmt | Voted | For | For 87.77% Against 12.13% Abstain 0.1% Withheld 0% | For |
| Berkshire Hathaway Inc. | BRKA | 084670108 | 5/1/2021 | 1.1 | Elect Warren E. Buffett | Mgmt | Voted | For | For 95.71% Against 4.29% Abstain 0% Withheld 0% | For |
| Berkshire Hathaway Inc. | BRKA | 084670108 | 5/1/2021 | 1.3 | Elect Gregory E. Abel | Mgmt | Voted | For | For 94.37% Against 5.25% Abstain 0.38% Withheld 0% | For |
| Berkshire Hathaway Inc. | BRKA | 084670108 | 5/1/2021 | 1.4 | Elect Howard G. Buffett | Mgmt | Voted | For | For 98.76% Against 1.06% Abstain 0.18% Withheld 0% | For |
| Berkshire Hathaway Inc. | BRKA | 084670108 | 5/1/2021 | 1.6 | Elect Kenneth I. Chenault | Mgmt | Voted | For | For 98.98% Against 0.72% Abstain 0.3% Withheld 0% | For |
| Berkshire Hathaway Inc. | BRKA | 084670108 | 5/1/2021 | 1.8 | Elect David S. Gottesman | Mgmt | Voted | For | For 98.92% Against 0.73% Abstain 0.35% Withheld 0% | For |
| Berkshire Hathaway Inc. | BRKA | 084670108 | 5/1/2021 | 1.9 | Elect Charlotte Guyman | Mgmt | Voted | For | For 90.82% Against 7.93% Abstain 1.25% Withheld 0% | For |
| Berkshire Hathaway Inc. | BRKA | 084670108 | 5/1/2021 | 1.10 | Elect Ajit Jain | Mgmt | Voted | For | For 99.25% Against 0.55% Abstain 0.2% Withheld 0% | For |
| Berkshire Hathaway Inc. | BRKA | 084670108 | 5/1/2021 | 1.11 | Elect Thomas S. Murphy | Mgmt | Voted | For | For 99.53% Against 0.29% Abstain 0.18% Withheld 0% | For |
| Berkshire Hathaway Inc. | BRKA | 084670108 | 5/1/2021 | 1.12 | Elect Ronald L. Olson | Mgmt | Voted | For | For 99.49% Against 0.33% Abstain 0.18% Withheld 0% | For |
| Berkshire Hathaway Inc. | BRKA | 084670108 | 5/1/2021 | 1.13 | Elect Walter Scott, Jr. | Mgmt | Voted | For | For 93.62% Against 5.67% Abstain 0.71% Withheld 0% | For |
| Berkshire Hathaway Inc. | BRKA | 084670108 | 5/1/2021 | 1.14 | Elect Meryl B. Witmer | Mgmt | Voted | For | For 97.66% Against 2.13% Abstain 0.21% Withheld 0% | For |
| Berkshire Hathaway Inc. | BRKA | 084670108 | 5/1/2021 | 2 | Shareholder Proposal Regarding Climate Report | ShrHoldr | Voted | Against | For 98.49% Against 1.31% Abstain 0.2% Withheld 0% | Against |
| Berkshire Hathaway Inc. | BRKA | 084670108 | 5/1/2021 | 3 | Shareholder Proposal Regarding Diversity and Inclusion Reports | ShrHoldr | Voted | Against | For 99.49% Against 0.31% Abstain 0.2% Withheld 0% | Against |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 1 | Elect Alexander J. Denner | Mgmt | Voted | For | For 89.65% Against 10.16% Abstain 0.19% Withheld 0% | For |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 2 | Elect Caroline D. Dorsa | Mgmt | Voted | For | For 99.53% Against 0.29% Abstain 0.18% Withheld 0% | For |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 3 | Elect Maria C. Freire | Mgmt | Voted | For | For 98.66% Against 0.43% Abstain 0.91% Withheld 0% | For |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 4 | Elect William A. Hawkins | Mgmt | Voted | For | For 98.24% Against 0.84% Abstain 0.92% Withheld 0% | For |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 5 | Elect William D. Jones | Mgmt | Voted | For | For 92.62% Against 6.48% Abstain 0.9% Withheld 0% | For |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 6 | Elect Nancy L. Leaming | Mgmt | Voted | For | For 93.5% Against 5.36% Abstain 1.14% Withheld 0% | For |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 7 | Elect Jesus B. Mantas | Mgmt | Voted | For | For 95.89% Against 3.22% Abstain 0.89% Withheld 0% | For |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 8 | Elect Richard C. Mulligan | Mgmt | Voted | For | For 26.22% Against 72.59% Abstain 1.19% Withheld 0% | Against |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 9 | Elect Stelios Papadopoulos | Mgmt | Voted | For | For 28.05% Against 70.69% Abstain 1.26% Withheld 0% | Against |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 10 | Elect Brian S. Posner | Mgmt | Voted | For | For 9.63% Against 88.93% Abstain 1.44% Withheld 0% | Against |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 11 | Elect Eric K. Rowinsky | Mgmt | Voted | For | For 9.16% Against 88.96% Abstain 1.88% Withheld 0% | Against |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 12 | Elect Stephen A. Sherwin | Mgmt | Voted | For | For 99.64% Against 0.28% Abstain 0.08% Withheld 0% | For |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 13 | Elect Michel Vounatsos | Mgmt | Voted | For | For 99.53% Against 0.35% Abstain 0.12% Withheld 0% | For |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 14 | Ratification of Auditor | Mgmt | Voted | For | For 98.81% Against 1% Abstain 0.19% Withheld 0% | For |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.52% Against 1.39% Abstain 0.09% Withheld 0% | For |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 16 | Approval of Federal Forum Provision | Mgmt | Voted | For | For 97.46% Against 2.44% Abstain 0.1% Withheld 0% | For |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For 99.07% Against 0.81% Abstain 0.12% Withheld 0% | Against |
| Biogen Inc. | BIIB | 09062X103 | 6/2/2021 | 18 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | For 96.29% Against 3.61% Abstain 0.1% Withheld 0% | Against |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/27/2020 | 1.1 | Elect Michael J. Castellano | Mgmt | Voted | For | For 99.05% Against 0.86% Abstain 0.09% Withheld 0% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/27/2020 | 1.2 | Elect R. Glenn Hubbard | Mgmt | Voted | For | For 99.56% Against 0.33% Abstain 0.11% Withheld 0% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/27/2020 | 1.3 | Elect John M. Perlowski | Mgmt | Voted | For | For 99.65% Against 0.27% Abstain 0.08% Withheld 0% | For |
| BlackRock Municipal 2020 Term Trust | BCX | 09257A108 | 7/27/2020 | 1.4 | Elect W. Carl Kester | Mgmt | Voted | For | For 99.55% Against 0.36% Abstain 0.09% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 1 | Elect Bader M. Alsaad | Mgmt | Voted | For | For 99.19% Against 0.72% Abstain 0.09% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 2 | Elect Pamela Daley | Mgmt | Voted | For | For 96.06% Against 3.83% Abstain 0.11% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 3 | Elect Jessica P. Einhorn | Mgmt | Voted | For | For 95.52% Against 4.37% Abstain 0.11% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 4 | Elect Laurence D. Fink | Mgmt | Voted | For | For 89.43% Against 10.25% Abstain 0.32% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 5 | Elect William E. Ford | Mgmt | Voted | For | For 94.02% Against 5.7% Abstain 0.28% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 6 | Elect Fabrizio Freda | Mgmt | Voted | For | For 96.59% Against 3.08% Abstain 0.33% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 7 | Elect Murry S. Gerber | Mgmt | Voted | For | For 40.7% Against 58.96% Abstain 0.34% Withheld 0% | Against |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 8 | Elect Margaret L. Johnson | Mgmt | Voted | For | For 98.52% Against 1.48% Abstain 0% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 9 | Elect Robert S. Kapito | Mgmt | Voted | For | For 97.94% Against 2.06% Abstain 0% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 10 | Elect Cheryl D. Mills | Mgmt | Voted | For | For 98.24% Against 1.76% Abstain 0% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 11 | Elect Gordon M. Nixon | Mgmt | Voted | For | For 98.14% Against 1.86% Abstain 0% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 12 | Elect Charles H. Robbins | Mgmt | Voted | For | For 99.51% Against 0.49% Abstain 0% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 13 | Elect Marco Antonio Slim Domit | Mgmt | Voted | For | For 99.88% Against 0.12% Abstain 0% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 14 | Elect Hans Vestberg | Mgmt | Voted | For | For 98.43% Against 1.57% Abstain 0% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 15 | Elect Susan L. Wagner | Mgmt | Voted | For | For 98.71% Against 1.29% Abstain 0% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 16 | Elect Mark Wilson | Mgmt | Voted | For | For 97.89% Against 2.11% Abstain 0% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 17 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.24% Against 1.76% Abstain 0% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 18 | Ratification of Auditor | Mgmt | Voted | For | For 97.37% Against 2.63% Abstain 0% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 19 | Charter Amendment to Permit Shareholders to Call Special Meetings | Mgmt | Voted | For | For 97.93% Against 2.07% Abstain 0% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 20 | Charter Amendment to Eliminate Supermajority Voting Requirements | Mgmt | Voted | For | For 97.24% Against 2.76% Abstain 0% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 21 | Charter Amendments to Eliminate Inapplicable Provisions and Make Other Technical Revisions | Mgmt | Voted | For | For 98.94% Against 1.06% Abstain 0% Withheld 0% | For |
| BlackRock, Inc. | BLK | 09247X101 | 5/26/2021 | 22 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For 92.16% Against 6.87% Abstain 0.97% Withheld 0% | Against |
| Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | 1 | Elect Nelda J. Connors | Mgmt | Voted | For | For 12.26% Against 87.07% Abstain 0.67% Withheld 0% | Against |
| Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | 2 | Elect Charles J. Dockendorff | Mgmt | Voted | For | For 99.53% Against 0.39% Abstain 0.08% Withheld 0% | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | 3 | Elect Yoshiaki Fujimori | Mgmt | Voted | For | For 98.72% Against 1.19% Abstain 0.09% Withheld 0% | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | 4 | Elect Donna A. James | Mgmt | Voted | For | For 99.48% Against 0.44% Abstain 0.08% Withheld 0% | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | 5 | Elect Edward J. Ludwig | Mgmt | Voted | For | For 98.31% Against 1.61% Abstain 0.08% Withheld 0% | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | 6 | Elect Michael F. Mahoney | Mgmt | Voted | For | For 97.89% Against 1.83% Abstain 0.28% Withheld 0% | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | 7 | Elect David J. Roux | Mgmt | Voted | For | For 97.61% Against 2.31% Abstain 0.08% Withheld 0% | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | 8 | Elect John E. Sununu | Mgmt | Voted | For | For 99.56% Against 0.36% Abstain 0.08% Withheld 0% | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | 9 | Elect Ellen M. Zane | Mgmt | Voted | For | For 97.02% Against 2.89% Abstain 0.09% Withheld 0% | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.11% Against 1.81% Abstain 0.08% Withheld 0% | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | 11 | Ratification of Auditor | Mgmt | Voted | For | For 99% Against 0.92% Abstain 0.08% Withheld 0% | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/6/2021 | 12 | Shareholder Proposal Regarding Report on Non-Management Employee Participation in Company Governance | ShrHoldr | Voted | Against | For 98.28% Against 1.64% Abstain 0.08% Withheld 0% | Against |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/4/2021 | 1 | Elect Peter J. Arduini | Mgmt | Voted | For | For 99.63% Against 0.37% Abstain 0% Withheld 0% | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/4/2021 | 2 | Elect Michael W. Bonney | Mgmt | Voted | For | For 92.82% Against 7.18% Abstain 0% Withheld 0% | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/4/2021 | 4 | Elect Julia A. Haller | Mgmt | Voted | For | For 98.93% Against 1.07% Abstain 0% Withheld 0% | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/4/2021 | 7 | Elect Theodore R. Samuels, II | Mgmt | Voted | For | For 98.94% Against 1.06% Abstain 0% Withheld 0% | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/4/2021 | 8 | Elect Gerald Storch | Mgmt | Voted | For | For 97% Against 3% Abstain 0% Withheld 0% | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/4/2021 | 9 | Elect Karen H. Vousden | Mgmt | Voted | For | For 98.69% Against 1.31% Abstain 0% Withheld 0% | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/4/2021 | 10 | Elect Phyllis R. Yale | Mgmt | Voted | For | For 98.73% Against 1.27% Abstain 0% Withheld 0% | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/4/2021 | 12 | Approval of the 2021 Stock Award and Incentive Plan | Mgmt | Voted | For | For 98.69% Against 1.31% Abstain 0% Withheld 0% | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 5/4/2021 | 14 | Reduce Ownership Threshold for Shareholders to Call Special Meetings | Mgmt | Voted | For | For 98.69% Against 1.31% Abstain 0% Withheld 0% | For |
| Calamos Long/Short Equity & Dynamic Income Trust | CPZ | 12812C106 | 6/29/2021 | 1.1 | Elect John E. Neal | Mgmt | Voted | For | For 98.7% Against 1.3% Abstain 0% Withheld 0% | For |
| Calamos Long/Short Equity & Dynamic Income Trust | CPZ | 12812C106 | 6/29/2021 | 1.2 | Elect Karen L. Stuckey | Mgmt | Voted | For | For 99.98% Against 0.02% Abstain 0% Withheld 0% | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/6/2021 | 1 | Elect Richard D. Fairbank | Mgmt | Voted | For | For 96.92% Against 3% Abstain 0.08% Withheld 0% | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/6/2021 | 2 | Elect Ime Archibong | Mgmt | Voted | For | For 99.9% Against 0% Abstain 0% Withheld 0.1% | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/6/2021 | 3 | Elect Ann Fritz Hackett | Mgmt | Voted | For | For 99.84% Against 0% Abstain 0% Withheld 0.16% | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/6/2021 | 4 | Elect Peter Thomas Killalea | Mgmt | Voted | For | For 99.7% Against 0% Abstain 0% Withheld 0.3% | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/6/2021 | 5 | Elect Eli Leenaars | Mgmt | Voted | For | For 99.9% Against 0% Abstain 0% Withheld 0.1% | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/6/2021 | 6 | Elect Francois Locoh-Donou | Mgmt | Voted | For | For 99.68% Against 0% Abstain 0% Withheld 0.32% | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/6/2021 | 7 | Elect Peter E. Raskind | Mgmt | Voted | For | For 99.9% Against 0% Abstain 0% Withheld 0.1% | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/6/2021 | 8 | Elect Eileen Serra | Mgmt | Voted | For | For 99.9% Against 0% Abstain 0% Withheld 0.1% | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/6/2021 | 9 | Elect Mayo A. Shattuck III | Mgmt | Voted | For | For 99.89% Against 0% Abstain 0% Withheld 0.11% | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/6/2021 | 10 | Elect Bradford H. Warner | Mgmt | Voted | For | For 99.14% Against 0% Abstain 0% Withheld 0.86% | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/6/2021 | 11 | Elect Catherine G. West | Mgmt | Voted | For | For 99.14% Against 0% Abstain 0% Withheld 0.86% | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/6/2021 | 12 | Elect Craig Anthony Williams | Mgmt | Voted | For | For 99.89% Against 0% Abstain 0% Withheld 0.11% | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/6/2021 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 99.67% Against 0% Abstain 0% Withheld 0.33% | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/6/2021 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.91% Against 0.02% Abstain 0.07% Withheld 0% | For |
| Capital One Financial Corporation | COF | 14040H105 | 5/6/2021 | 15 | Amendment to the 2004 Stock Incentive Plan | Mgmt | Voted | For | For 95.46% Against 0% Abstain 0% Withheld 4.54% | For |
| Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | 1 | Elect Kelly A. Ayotte | Mgmt | Voted | For | For 84.44% Against 0% Abstain 0% Withheld 15.56% | For |
| Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | 2 | Elect David L. Calhoun | Mgmt | Voted | For | For 94.84% Against 0% Abstain 0% Withheld 5.16% | For |
| Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | 3 | Elect Daniel M. Dickinson | Mgmt | Voted | For | For 85.62% Against 0% Abstain 0% Withheld 14.38% | For |
| Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | 4 | Elect Gerald Johnson | Mgmt | Voted | For | For 87.32% Against 6.03% Abstain 6.65% Withheld 0% | For |
| Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | 5 | Elect David W. MacLennan | Mgmt | Voted | For | For 94.06% Against 5.49% Abstain 0.45% Withheld 0% | For |
| Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | 6 | Elect Debra L. Reed-Klages | Mgmt | Voted | For | For 96.39% Against 3.57% Abstain 0.04% Withheld 0% | For |
| Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | 7 | Elect Edward B. Rust, Jr. | Mgmt | Voted | For | For 92.53% Against 1.71% Abstain 5.76% Withheld 0% | For |
| Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | 8 | Elect Susan C. Schwab | Mgmt | Voted | For | For 69.14% Against 30.12% Abstain 0.74% Withheld 0% | For |
| Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | 9 | Elect D. James Umpleby III | Mgmt | Voted | For | For 98.78% Against 0.7% Abstain 0.52% Withheld 0% | For |
| Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | 10 | Elect Miles D. White | Mgmt | Voted | For | For 97.54% Against 1.92% Abstain 0.54% Withheld 0% | For |
| Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | 11 | Elect Rayford Wilkins Jr. | Mgmt | Voted | For | For 99.9% Against 0.05% Abstain 0.05% Withheld 0% | For |
| Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | 12 | Ratification of Auditor | Mgmt | Voted | For | For 99.53% Against 0.04% Abstain 0.43% Withheld 0% | For |
| Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 72.79% Against 0% Abstain 0% Withheld 27.21% | For |
| Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | 14 | Shareholder Proposal Regarding Report on Net Zero Benchmark | ShrHoldr | Voted | Against | For 73.25% Against 0% Abstain 0% Withheld 26.75% | Against |
| Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | 15 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Voted | Against | For 79.8% Against 19.1% Abstain 1.1% Withheld 0% | Against |
| Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | 16 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For 99.29% Against 0.27% Abstain 0.44% Withheld 0% | Against |
| Caterpillar Inc. | CAT | 149123101 | 6/9/2021 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For 82.55% Against 15.98% Abstain 1.47% Withheld 0% | Against |
| CBRE Clarion Global Real Estate Income Fund | IGR | 12504G100 | 10/9/2020 | 1.1 | Elect T. Ritson Ferguson | Mgmt | Voted | For | For 76.99% Against 21.88% Abstain 1.13% Withheld 0% | For |
| CBRE Clarion Global Real Estate Income Fund | IGR | 12504G100 | 10/9/2020 | 1.2 | Elect Heidi Stam | Mgmt | Voted | For | For 98.43% Against 0% Abstain 0.03% Withheld 1.54% | For |
| Centene Corporation | CNC | 15135B101 | 4/27/2021 | 1 | Elect Jessica L. Blume | Mgmt | Voted | For | For 34.09% Against 0% Abstain 0% Withheld 65.91% | Against |
| Centene Corporation | CNC | 15135B101 | 4/27/2021 | 2 | Elect Frederick H. Eppinger | Mgmt | Voted | For | For 46.66% Against 0% Abstain 0% Withheld 53.34% | Against |
| Centene Corporation | CNC | 15135B101 | 4/27/2021 | 3 | Elect David L. Steward | Mgmt | Voted | For | For 77.18% Against 0% Abstain 0% Withheld 22.82% | For |
| Centene Corporation | CNC | 15135B101 | 4/27/2021 | 4 | Elect William L. Trubeck | Mgmt | Voted | For | For 76.61% Against 0% Abstain 0% Withheld 23.39% | For |
| Centene Corporation | CNC | 15135B101 | 4/27/2021 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.87% Against 0.08% Abstain 0.05% Withheld 0% | For |
| Centene Corporation | CNC | 15135B101 | 4/27/2021 | 6 | Ratification of Auditor | Mgmt | Voted | For | For 38.29% Against 61.36% Abstain 0.35% Withheld 0% | Against |
| Centene Corporation | CNC | 15135B101 | 4/27/2021 | 7 | Amendment to the 2012 Stock Incentive Plan | Mgmt | Voted | For | For 96.9% Against 0% Abstain 0% Withheld 3.1% | For |
| Centene Corporation | CNC | 15135B101 | 4/27/2021 | 8 | Elimination of Supermajority Requirements | Mgmt | Voted | For | For 89.89% Against 0% Abstain 0.04% Withheld 10.075% | For |
| Centene Corporation | CNC | 15135B101 | 4/27/2021 | 9 | Shareholder Proposal Regarding Board Declassification | ShrHoldr | Voted | For | For 97.04% Against 0% Abstain 0.04% Withheld 2.92% | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 1 | Elect W. Lance Conn | Mgmt | Voted | For | For 98.83% Against 0% Abstain 1.17% Withheld 0% | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 2 | Elect Kim C. Goodman | Mgmt | Voted | For | For 100% Against 0% Abstain 0% Withheld 0% | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 3 | Elect Craig A. Jacobson | Mgmt | Voted | For | For 98.56% Against 0% Abstain 0% Withheld 1.44% | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 4 | Elect Gregory B. Maffei | Mgmt | Voted | For | For 97.35% Against 0% Abstain 2.65% Withheld 0% | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 5 | Elect John D. Markley, Jr. | Mgmt | Voted | For | For 90.5% Against 0% Abstain 9.5% Withheld 0% | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 6 | Elect David C. Merritt | Mgmt | Voted | For | For 87.98% Against 12.02% Abstain 0% Withheld 0% | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 7 | Elect James E. Meyer | Mgmt | Voted | For | For 98% Against 2% Abstain 0% Withheld 0% | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 8 | Elect Steven A. Miron | Mgmt | Voted | For | For 92.78% Against 0% Abstain 7.22% Withheld 0% | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 9 | Elect Balan Nair | Mgmt | Voted | For | For 98.45% Against 1.55% Abstain 0% Withheld 0% | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 10 | Elect Michael A. Newhouse | Mgmt | Voted | For | For 99.92% Against 0.08% Abstain 0% Withheld 0% | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 11 | Elect Mauricio Ramos | Mgmt | Voted | For | For 97.44% Against 2.56% Abstain 0% Withheld 0% | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 12 | Elect Thomas M. Rutledge | Mgmt | Voted | For | For 86% Against 14% Abstain 0% Withheld 0% | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 13 | Elect Eric L. Zinterhofer | Mgmt | Voted | For | For 92.5% Against 0% Abstain 7.5% Withheld 0% | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 14 | Ratification of Auditor | Mgmt | Voted | For | For 89% Against 11% Abstain 0% Withheld 0% | For |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For 98% Against 2% Abstain 0% Withheld 0% | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For 95.31% Against 4.03% Abstain 0.66% Withheld 0% | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 17 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Voted | Against | For 95.77% Against 2.55% Abstain 1.68% Withheld 0% | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 18 | Shareholder Proposal Regarding Annual Shareholder Vote on Emissions Reduction Plan | ShrHoldr | Voted | Against | For 94.01% Against 5.44% Abstain 0.55% Withheld 0% | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | 4/27/2021 | 19 | Shareholder Proposal Regarding EEO-1 Reporting | ShrHoldr | Voted | Against | For 97.36% Against 2.01% Abstain 0.63% Withheld 0% | Against |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 1 | Accounts and Reports | Mgmt | Voted | For | For 95.92% Against 2.46% Abstain 1.62% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 2 | Allocation of Profits | Mgmt | Voted | For | For 94.13% Against 5.57% Abstain 0.3% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 3 | Dividends from Reserves | Mgmt | Voted | For | For 91.35% Against 5.92% Abstain 2.73% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 4 | Ratification of Board Acts | Mgmt | Voted | For | For 94.35% Against 5.27% Abstain 0.38% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 5 | Election of Statutory Auditors | Mgmt | Voted | For | For 95.57% Against 4.08% Abstain 0.35% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 7 | Appointment of Special Auditor | Mgmt | Voted | For | For 98.21% Against 1.4% Abstain 0.39% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 8 | Elect Evan G. Greenberg | Mgmt | Voted | For | For 94.82% Against 2.8% Abstain 2.38% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 9 | Elect Michael P. Connors | Mgmt | Voted | For | For 93.06% Against 6.34% Abstain 0.6% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 10 | Elect Michael G. Atieh | Mgmt | Voted | For | For 94.7% Against 1.25% Abstain 4.05% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 11 | Elect Sheila P. Burke | Mgmt | Voted | For | For 48.46% Against 50.44% Abstain 1.1% Withheld 0% | Against |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 12 | Elect Mary A. Cirillo | Mgmt | Voted | For | For 99.6% Against 0.29% Abstain 0.11% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 13 | Elect Robert J. Hugin | Mgmt | Voted | For | For 92.32% Against 7.61% Abstain 0.07% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 14 | Elect Robert W. Scully | Mgmt | Voted | For | For 99.93% Against 0.07% Abstain 0% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 15 | Elect Eugene B. Shanks, Jr. | Mgmt | Voted | For | For 96.56% Against 3.43% Abstain 0.01% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 16 | Elect Theodore E. Shasta | Mgmt | Voted | For | For 94.63% Against 0.98% Abstain 4.39% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 17 | Elect David H. Sidwell | Mgmt | Voted | For | For 99.43% Against 0.56% Abstain 0.01% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 18 | Elect Olivier Steimer | Mgmt | Voted | For | For 99.02% Against 0.97% Abstain 0.01% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 19 | Elect Luis Tellez | Mgmt | Voted | For | For 92.63% Against 7.36% Abstain 0.01% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 21 | Elect Evan G. Greenberg as Board Chair | Mgmt | Voted | For | For 99.06% Against 0.93% Abstain 0.01% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 22 | Elect Michael P. Connors | Mgmt | Voted | For | For 92.37% Against 7.62% Abstain 0.01% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 23 | Elect Mary A. Cirillo | Mgmt | Voted | For | For 98.84% Against 1.15% Abstain 0.01% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 25 | Appointment of Independent Proxy | Mgmt | Voted | For | For 99.12% Against 0.87% Abstain 0.01% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 26 | 2016 Long-Term Incentive Plan | Mgmt | Voted | For | For 95.26% Against 4.37% Abstain 0.37% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 27 | Cancellation of Shares and Reduction in Share Capital | Mgmt | Voted | For | For 99.1% Against 0.89% Abstain 0.01% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 28 | Board Compensation | Mgmt | Voted | For | For 99.01% Against 0.89% Abstain 0.1% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 29 | Executive Compensation | Mgmt | Voted | For | For 93.7% Against 6.29% Abstain 0.01% Withheld 0% | For |
| Chubb Limited | CB | H1467J104 | 5/20/2021 | 31 | Additional or Amended Proposals | Mgmt | Voted | For | For 99.63% Against 0.21% Abstain 0.16% Withheld 0% | For |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 1 | Elect David M. Cordani | Mgmt | Voted | For | For 95.33% Against 4.51% Abstain 0.16% Withheld 0% | For |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 2 | Elect William J. DeLaney | Mgmt | Voted | For | For 97.91% Against 1.95% Abstain 0.14% Withheld 0% | For |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 3 | Elect Eric J. Foss | Mgmt | Voted | For | For 94.15% Against 5.84% Abstain 0.01% Withheld 0% | For |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 4 | Elect Elder Granger | Mgmt | Voted | For | For 98.99% Against 0.68% Abstain 0.33% Withheld 0% | For |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 5 | Elect Isaiah Harris, Jr. | Mgmt | Voted | For | For 99.05% Against 0.67% Abstain 0.28% Withheld 0% | For |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 6 | Elect George Kurian | Mgmt | Voted | For | For 98.83% Against 0.85% Abstain 0.32% Withheld 0% | For |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 7 | Elect Kathleen M. Mazzarella | Mgmt | Voted | For | For 94.93% Against 4.73% Abstain 0.34% Withheld 0% | For |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 8 | Elect Mark B. McClellan | Mgmt | Voted | For | For 97.41% Against 2.29% Abstain 0.3% Withheld 0% | For |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 9 | Elect John M. Partridge | Mgmt | Voted | For | For 98.97% Against 0.76% Abstain 0.27% Withheld 0% | For |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 10 | Elect Kimberly A. Ross | Mgmt | Voted | For | For 98.71% Against 0.96% Abstain 0.33% Withheld 0% | For |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 11 | Elect Eric C. Wiseman | Mgmt | Voted | For | For 96.58% Against 3.1% Abstain 0.32% Withheld 0% | For |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 12 | Elect Donna F. Zarcone | Mgmt | Voted | For | For 98.99% Against 0.72% Abstain 0.29% Withheld 0% | For |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.06% Against 0.64% Abstain 0.3% Withheld 0% | For |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 14 | Amendment to the Long-Term Incentive Plan | Mgmt | Voted | For | For 95.64% Against 3.78% Abstain 0.58% Withheld 0% | For |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 15 | Ratification of Auditor | Mgmt | Voted | For | For 99% Against 0.74% Abstain 0.26% Withheld 0% | For |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For 96.41% Against 3.23% Abstain 0.36% Withheld 0% | Against |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 17 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | For 93.95% Against 4.97% Abstain 1.08% Withheld 0% | Against |
| Cigna Corporation | CI | 125523100 | 4/28/2021 | 18 | Shareholder Proposal Regarding Disclosure of Board Qualifications | ShrHoldr | Voted | Against | For 9.79% Against 88.17% Abstain 2.04% Withheld 0% | Against |
| Cintas Corporation | CTAS | 172908105 | 10/27/2020 | 1 | Elect Gerald S. Adolph | Mgmt | Voted | For | For 99.98% Against 0.02% Abstain 0% Withheld 0% | For |
| Cintas Corporation | CTAS | 172908105 | 10/27/2020 | 2 | Elect John F. Barrett | Mgmt | Voted | For | For 93.17% Against 6.83% Abstain 0% Withheld 0% | For |
| Cintas Corporation | CTAS | 172908105 | 10/27/2020 | 3 | Elect Melanie W. Barstad | Mgmt | Voted | For | For 99.11% Against 0.89% Abstain 0% Withheld 0% | For |
| Cintas Corporation | CTAS | 172908105 | 10/27/2020 | 4 | Elect Karen L. Carnahan | Mgmt | Voted | For | For 97.41% Against 2.59% Abstain 0% Withheld 0% | For |
| Cintas Corporation | CTAS | 172908105 | 10/27/2020 | 5 | Elect Robert E. Coletti | Mgmt | Voted | For | For 99.98% Against 0.02% Abstain 0% Withheld 0% | For |
| Cintas Corporation | CTAS | 172908105 | 10/27/2020 | 6 | Elect Scott D. Farmer | Mgmt | Voted | For | For 99.6% Against 0.4% Abstain 0% Withheld 0% | For |
| Cintas Corporation | CTAS | 172908105 | 10/27/2020 | 7 | Elect Joseph Scaminace | Mgmt | Voted | For | For 99.74% Against 0.26% Abstain 0% Withheld 0% | For |
| Cintas Corporation | CTAS | 172908105 | 10/27/2020 | 8 | Elect Ronald W. Tysoe | Mgmt | Voted | For | For 78.3% Against 21.7% Abstain 0% Withheld 0% | For |
| Cintas Corporation | CTAS | 172908105 | 10/27/2020 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.98% Against 0.02% Abstain 0% Withheld 0% | For |
| Cintas Corporation | CTAS | 172908105 | 10/27/2020 | 10 | Ratification of Auditor | Mgmt | Voted | For | For 78.61% Against 21.39% Abstain 0% Withheld 0% | For |
| Cintas Corporation | CTAS | 172908105 | 10/27/2020 | 11 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For 95.09% Against 4.9% Abstain 0.01% Withheld 0% | Against |
| Claymore Exchange-Traded Fund Trust | GPM | 40167B100 | 4/8/2021 | 1 | Elect Thomas F. Lydon | Mgmt | Voted | For | For 98.46% Against 1.53% Abstain 0.01% Withheld 0% | For |
| Claymore Exchange-Traded Fund Trust | GPM | 40167B100 | 4/8/2021 | 2 | Elect Ronald A. Nyberg | Mgmt | Voted | For | For 89.71% Against 10.28% Abstain 0.01% Withheld 0% | For |
| ClearBridge MLP and Midstream Total Return Fund Inc | CTR | 18469Q207 | 6/4/2021 | 1 | Elect Robert D. Agdern | Mgmt | Voted | For | For 90.87% Against 9.12% Abstain 0.01% Withheld 0% | For |
| ClearBridge MLP and Midstream Total Return Fund Inc | CTR | 18469Q207 | 6/4/2021 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 94.96% Against 5.03% Abstain 0.01% Withheld 0% | For |
| Clorox Co. | CLX | 189054109 | 11/18/2020 | 1 | Elect Amy L. Banse | Mgmt | Voted | For | For 95.03% Against 4.96% Abstain 0.01% Withheld 0% | For |
| Clorox Co. | CLX | 189054109 | 11/18/2020 | 2 | Elect Richard H. Carmona | Mgmt | Voted | For | For 95.03% Against 4.96% Abstain 0.01% Withheld 0% | For |
| Clorox Co. | CLX | 189054109 | 11/18/2020 | 3 | Elect Benno Dorer | Mgmt | Voted | For | For 95.04% Against 4.95% Abstain 0.01% Withheld 0% | For |
| Clorox Co. | CLX | 189054109 | 11/18/2020 | 4 | Elect Spencer C. Fleischer | Mgmt | Voted | For | For 95.02% Against 4.97% Abstain 0.01% Withheld 0% | For |
| Clorox Co. | CLX | 189054109 | 11/18/2020 | 5 | Elect Esther S. Lee | Mgmt | Voted | For | For 98.79% Against 1.2% Abstain 0.01% Withheld 0% | For |
| Clorox Co. | CLX | 189054109 | 11/18/2020 | 6 | Elect A.D. David Mackay | Mgmt | Voted | For | For 93.8% Against 6.19% Abstain 0.01% Withheld 0% | For |
| Clorox Co. | CLX | 189054109 | 11/18/2020 | 7 | Elect Paul G. Parker | Mgmt | Voted | For | For 92.75% Against 7.24% Abstain 0.01% Withheld 0% | For |
| Clorox Co. | CLX | 189054109 | 11/18/2020 | 8 | Elect Linda Rendle | Mgmt | Voted | For | For 98.69% Against 1.3% Abstain 0.01% Withheld 0% | For |
| Clorox Co. | CLX | 189054109 | 11/18/2020 | 9 | Elect Matthew J. Shattock | Mgmt | Voted | For | For 97.41% Against 2.58% Abstain 0.01% Withheld 0% | For |
| Clorox Co. | CLX | 189054109 | 11/18/2020 | 10 | Elect Kathryn A. Tesija | Mgmt | Voted | For | For 97.42% Against 2.57% Abstain 0.01% Withheld 0% | For |
| Clorox Co. | CLX | 189054109 | 11/18/2020 | 11 | Elect Pamela Thomas-Graham | Mgmt | Voted | For | For 88.93% Against 11.06% Abstain 0.01% Withheld 0% | For |
| Clorox Co. | CLX | 189054109 | 11/18/2020 | 12 | Elect Russell J. Weiner | Mgmt | Voted | For | For 89.11% Against 10.88% Abstain 0.01% Withheld 0% | For |
| Clorox Co. | CLX | 189054109 | 11/18/2020 | 13 | Elect Christopher J. Williams | Mgmt | Voted | For | For 85.46% Against 14.53% Abstain 0.01% Withheld 0% | For |
| Clorox Co. | CLX | 189054109 | 11/18/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 88.93% Against 11.06% Abstain 0.01% Withheld 0% | For |
| Clorox Co. | CLX | 189054109 | 11/18/2020 | 15 | Ratification of Auditor | Mgmt | Voted | For | For 99.77% Against 0.125% Abstain 0.11% Withheld 0% | For |
| Clorox Co. | CLX | 189054109 | 11/18/2020 | 16 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For 97.21% Against 0% Abstain 0% Withheld 2.79% | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/7/2021 | 1 | Elect John P. Bilbrey | Mgmt | Voted | For | For 95.95% Against 0% Abstain 0% Withheld 4.05% | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/7/2021 | 2 | Elect John T. Cahill | Mgmt | Voted | For | For 97.17% Against 0% Abstain 0% Withheld 2.83% | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/7/2021 | 3 | Elect Lisa M. Edwards | Mgmt | Voted | For | For 98.49% Against 0% Abstain 0% Withheld 1.51% | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/7/2021 | 4 | Elect C. Martin Harris | Mgmt | Voted | For | For 96.63% Against 0% Abstain 0% Withheld 3.37% | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/7/2021 | 5 | Elect Martina Hund-Mejean | Mgmt | Voted | For | For 98.76% Against 0% Abstain 0% Withheld 1.24% | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/7/2021 | 6 | Elect Kimberly A. Nelson | Mgmt | Voted | For | For 85.18% Against 0% Abstain 0% Withheld 14.82% | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/7/2021 | 7 | Elect Lorrie M. Norrington | Mgmt | Voted | For | For 99.01% Against 0% Abstain 0% Withheld 0.99% | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/7/2021 | 8 | Elect Michael B. Polk | Mgmt | Voted | For | For 99.2% Against 0.52% Abstain 0.28% Withheld 0% | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/7/2021 | 9 | Elect Stephen I. Sadove | Mgmt | Voted | For | For 63.1% Against 36.37% Abstain 0.53% Withheld 0% | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/7/2021 | 10 | Elect Noel R. Wallace | Mgmt | Voted | For | For 94.35% Against 5.32% Abstain 0.33% Withheld 0% | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/7/2021 | 11 | Ratification of Auditor | Mgmt | Voted | For | For 93.28% Against 5.5% Abstain 1.22% Withheld 0% | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/7/2021 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 94.36% Against 0% Abstain 0% Withheld 5.64% | For |
| Colgate-Palmolive Company | CL | 194162103 | 5/7/2021 | 13 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For 95.69% Against 0% Abstain 0% Withheld 4.31% | Against |
| Colgate-Palmolive Company | CL | 194162103 | 5/7/2021 | 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For 96.68% Against 3.32% Abstain 0% Withheld 0% | Against |
| Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | 1.1 | Elect Kenneth J. Bacon | Mgmt | Voted | For | For 94% Against 5.29% Abstain 0.71% Withheld 0% | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | 1.2 | Elect Madeline S. Bell | Mgmt | Voted | For | For 83.83% Against 0% Abstain 0% Withheld 16.17% | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | 1.3 | Elect Naomi M. Bergman | Mgmt | Voted | For | For 93.22% Against 0% Abstain 0% Withheld 6.78% | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | 1.4 | Elect Edward D. Breen | Mgmt | Voted | For | For 90.98% Against 0% Abstain 0% Withheld 9.02% | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | 1.5 | Elect Gerald L. Hassell | Mgmt | Voted | For | For 90.1% Against 0% Abstain 0% Withheld 9.9% | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | 1.6 | Elect Jeffrey A. Honickman | Mgmt | Voted | For | For 97.94% Against 2% Abstain 0.06% Withheld 0% | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | 1.7 | Elect Maritza Gomez Montiel | Mgmt | Voted | For | For 99.12% Against 0.85% Abstain 0.03% Withheld 0% | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | 1.8 | Elect Asuka Nakahara | Mgmt | Voted | For | For 99.98% Against 0% Abstain 0.02% Withheld 0% | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | 1.9 | Elect David C. Novak | Mgmt | Voted | For | For 99.26% Against 0.03% Abstain 0.71% Withheld 0% | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | 1.10 | Elect Brian L. Roberts | Mgmt | Voted | For | For 99.95% Against 0% Abstain 0.05% Withheld 0% | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 97.51% Against 2.44% Abstain 0.05% Withheld 0% | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | 3 | Ratification of Auditor | Mgmt | Voted | For | For 98.12% Against 1.66% Abstain 0.22% Withheld 0% | For |
| Comcast Corporation | CMCSA | 20030N101 | 6/2/2021 | 4 | Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment | ShrHoldr | Voted | Against | For 97.45% Against 2.33% Abstain 0.22% Withheld 0% | Against |
| Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | 1.1 | Elect Susan L. Decker | Mgmt | Voted | For | For 98.12% Against 1.66% Abstain 0.22% Withheld 0% | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | 1.2 | Elect Kenneth D. Denman | Mgmt | Voted | For | For 97.4% Against 2.38% Abstain 0.22% Withheld 0% | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | 1.3 | Elect Richard A. Galanti | Mgmt | Voted | For | For 97.72% Against 2.06% Abstain 0.22% Withheld 0% | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | 1.4 | Elect W. Craig Jelinek | Mgmt | Voted | For | For 99.43% Against 0.36% Abstain 0.21% Withheld 0% | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | 1.5 | Elect Sally Jewell | Mgmt | Voted | For | For 99.96% Against 0.03% Abstain 0.01% Withheld 0% | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | 1.6 | Elect Charles T. Munger | Mgmt | Voted | For | For 99.96% Against 0% Abstain 0.04% Withheld 0% | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | 1.7 | Elect Jeffrey S. Raikes | Mgmt | Voted | For | For 94.34% Against 5.54% Abstain 0.12% Withheld 0% | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 91.56% Against 8.19% Abstain 0.25% Withheld 0% | For |
| Costco Wholesale Corporation | COST | 22160K105 | 1/21/2021 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 96.18% Against 3.66% Abstain 0.16% Withheld 0% | For |
| CSX Corporation | CSX | 126408103 | 5/7/2021 | 1 | Elect Donna M. Alvarado | Mgmt | Voted | For | For 37% Against 62.71% Abstain 0.29% Withheld 0% | Against |
| CSX Corporation | CSX | 126408103 | 5/7/2021 | 2 | Elect Thomas P. Bostick | Mgmt | Voted | For | For 6.91% Against 91.79% Abstain 1.3% Withheld 0% | Against |
| CSX Corporation | CSX | 126408103 | 5/7/2021 | 3 | Elect James M. Foote | Mgmt | Voted | For | For 15.02% Against 84.38% Abstain 0.6% Withheld 0% | Against |
| CSX Corporation | CSX | 126408103 | 5/7/2021 | 4 | Elect Steven T. Halverson | Mgmt | Voted | For | For 93.36% Against 5.72% Abstain 0.92% Withheld 0% | For |
| CSX Corporation | CSX | 126408103 | 5/7/2021 | 5 | Elect Paul C. Hilal | Mgmt | Voted | For | For 99.45% Against 0.51% Abstain 0.04% Withheld 0% | For |
| CSX Corporation | CSX | 126408103 | 5/7/2021 | 6 | Elect David M. Moffett | Mgmt | Voted | For | For 97.61% Against 2.35% Abstain 0.04% Withheld 0% | For |
| CSX Corporation | CSX | 126408103 | 5/7/2021 | 7 | Elect Linda H. Riefler | Mgmt | Voted | For | For 0.15% Against 98.68% Abstain 1.17% Withheld 0% | Against |
| CSX Corporation | CSX | 126408103 | 5/7/2021 | 8 | Elect Suzanne M. Vautrinot | Mgmt | Voted | For | For 97.11% Against 0% Abstain 0% Withheld 2.89% | For |
| CSX Corporation | CSX | 126408103 | 5/7/2021 | 9 | Elect James L. Wainscott | Mgmt | Voted | For | For 94.64% Against 0% Abstain 0% Withheld 5.36% | For |
| CSX Corporation | CSX | 126408103 | 5/7/2021 | 10 | Elect J. Steven Whisler | Mgmt | Voted | For | For 74.57% Against 0% Abstain 0% Withheld 25.43% | For |
| CSX Corporation | CSX | 126408103 | 5/7/2021 | 11 | Elect John J. Zillmer | Mgmt | Voted | For | For 96.94% Against 0% Abstain 0% Withheld 3.06% | For |
| CSX Corporation | CSX | 126408103 | 5/7/2021 | 12 | Ratification of Auditor | Mgmt | Voted | For | For 97.32% Against 2.58% Abstain 0.1% Withheld 0% | For |
| CSX Corporation | CSX | 126408103 | 5/7/2021 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 97.35% Against 2.56% Abstain 0.09% Withheld 0% | For |
| Cummins Inc. | CMI | 231021106 | 5/11/2021 | 1 | Elect N. Thomas Linebarger | Mgmt | Voted | For | For 98.18% Against 0.2% Abstain 1.62% Withheld 0% | For |
| Cummins Inc. | CMI | 231021106 | 5/11/2021 | 2 | Elect Robert J. Bernhard | Mgmt | Voted | For | For 99.85% Against 0.01% Abstain 0.14% Withheld 0% | For |
| Cummins Inc. | CMI | 231021106 | 5/11/2021 | 3 | Elect Franklin R. Chang Diaz | Mgmt | Voted | For | For 99.97% Against 0.03% Abstain 0% Withheld 0% | For |
| Cummins Inc. | CMI | 231021106 | 5/11/2021 | 4 | Elect Bruno V. Di Leo Allen | Mgmt | Voted | For | For 90.23% Against 6.71% Abstain 3.06% Withheld 0% | For |
| Cummins Inc. | CMI | 231021106 | 5/11/2021 | 5 | Elect Stephen B. Dobbs | Mgmt | Voted | For | For 96.91% Against 3.09% Abstain 0% Withheld 0% | For |
| Cummins Inc. | CMI | 231021106 | 5/11/2021 | 6 | Elect Carla A. Harris | Mgmt | Voted | For | For 99.99% Against 0.01% Abstain 0% Withheld 0% | For |
| Cummins Inc. | CMI | 231021106 | 5/11/2021 | 7 | Elect Robert K. Herdman | Mgmt | Voted | For | For 86% Against 3% Abstain 0% Withheld 11% | For |
| Cummins Inc. | CMI | 231021106 | 5/11/2021 | 8 | Elect Alexis M. Herman | Mgmt | Voted | For | For 94.35% Against 5.65% Abstain 0% Withheld 0% | For |
| Cummins Inc. | CMI | 231021106 | 5/11/2021 | 10 | Elect William I. Miller | Mgmt | Voted | For | For 94.3% Against 5.7% Abstain 0% Withheld 0% | For |
| Cummins Inc. | CMI | 231021106 | 5/11/2021 | 11 | Elect Georgia R. Nelson | Mgmt | Voted | For | For 99.87% Against 0.13% Abstain 0% Withheld 0% | For |
| Cummins Inc. | CMI | 231021106 | 5/11/2021 | 13 | Elect Karen H. Quintos | Mgmt | Voted | For | For 99.85% Against 0.15% Abstain 0% Withheld 0% | For |
| Cummins Inc. | CMI | 231021106 | 5/11/2021 | 16 | Shareholder Proposal Regarding Professional Services Allowance | ShrHoldr | Voted | Against | For 97.35% Against 0% Abstain 2.65% Withheld 0% | Against |
| Cushing MLP & Infrastructure Total Return Fund | SRV | 231647207 | 5/27/2021 | 1.1 | Elect Brian R. Bruce | Mgmt | Voted | For | For 99.91% Against 0.09% Abstain 0% Withheld 0% | For |
| Cushing MLP & Infrastructure Total Return Fund | SRV | 231647207 | 5/27/2021 | 1.2 | Elect Ronald P. Trout | Mgmt | Voted | For | For 68.16% Against 31.84% Abstain 0% Withheld 0% | For |
| CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 1 | Elect Fernando Aguirre | Mgmt | Voted | For | For 94.25% Against 0% Abstain 5.75% Withheld 0% | For |
| CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 2 | Elect C. David Brown II | Mgmt | Voted | For | For 68.79% Against 31.21% Abstain 0% Withheld 0% | For |
| CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 3 | Elect Alecia A. DeCoudreaux | Mgmt | Voted | For | For 99.82% Against 0% Abstain 0% Withheld 0.18% | For |
| CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 4 | Elect Nancy-Ann M. DeParle | Mgmt | Voted | For | For 99.99% Against 0% Abstain 0% Withheld 0.01% | For |
| CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 5 | Elect David W. Dorman | Mgmt | Voted | For | For 99.35% Against 0.44% Abstain 0% Withheld 0.21% | For |
| CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 6 | Elect Roger N. Farah | Mgmt | Voted | For | For 99.35% Against 0.44% Abstain 0% Withheld 0.21% | For |
| CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 7 | Elect Anne M. Finucane | Mgmt | Voted | For | For 99.99% Against 0% Abstain 0% Withheld 0.01% | For |
| CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 8 | Elect Edward J. Ludwig | Mgmt | Voted | For | For 99.99% Against 0% Abstain 0% Withheld 0.01% | For |
| CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 9 | Elect Karen S. Lynch | Mgmt | Voted | For | For 74.6% Against 22.59% Abstain 0% Withheld 2.81% | For |
| CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 10 | Elect Jean-Pierre Millon | Mgmt | Voted | For | For 97.19% Against 2.81% Abstain 0% Withheld 0% | For |
| CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 11 | Elect Mary L. Schapiro | Mgmt | Voted | For | For 84.03% Against 15.97% Abstain 0% Withheld 0% | For |
| CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 12 | Elect William C. Weldon | Mgmt | Voted | For | For 99.86% Against 0% Abstain 0% Withheld 0.14% | For |
| CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 13 | Elect Tony L. White | Mgmt | Voted | For | For 99.99% Against 0% Abstain 0% Withheld 0.01% | For |
| CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 14 | Ratification of Auditor | Mgmt | Voted | For | For 99.26% Against 0.72% Abstain 0.02% Withheld 0% | For |
| CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 95.93% Against 4.05% Abstain 0.02% Withheld 0% | For |
| CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 16 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | Against | For 98.96% Against 1.02% Abstain 0.02% Withheld 0% | Against |
| CVS Health Corporation | CVS | 126650100 | 5/13/2021 | 17 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For 93.82% Against 6.15% Abstain 0.03% Withheld 0% | Against |
| Deere & Company | DE | 244199105 | 2/24/2021 | 1 | Elect Tamra A. Erwin | Mgmt | Voted | For | For 93.82% Against 6.15% Abstain 0.03% Withheld 0% | For |
| Deere & Company | DE | 244199105 | 2/24/2021 | 2 | Elect Alan C. Heuberger | Mgmt | Voted | For | For 99.03% Against 0.94% Abstain 0.03% Withheld 0% | For |
| Deere & Company | DE | 244199105 | 2/24/2021 | 3 | Elect Charles O. Holliday, Jr. | Mgmt | Voted | For | For 97.73% Against 2.24% Abstain 0.03% Withheld 0% | For |
| Deere & Company | DE | 244199105 | 2/24/2021 | 4 | Elect Dipak C. Jain | Mgmt | Voted | For | For 97.73% Against 2.24% Abstain 0.03% Withheld 0% | For |
| Deere & Company | DE | 244199105 | 2/24/2021 | 5 | Elect Michael O. Johanns | Mgmt | Voted | For | For 96.77% Against 3.18% Abstain 0.05% Withheld 0% | For |
| Deere & Company | DE | 244199105 | 2/24/2021 | 6 | Elect Clayton M. Jones | Mgmt | Voted | For | For 96.77% Against 3.18% Abstain 0.05% Withheld 0% | For |
| Deere & Company | DE | 244199105 | 2/24/2021 | 7 | Elect John C. May | Mgmt | Voted | For | For 98.2% Against 1.73% Abstain 0.07% Withheld 0% | For |
| Deere & Company | DE | 244199105 | 2/24/2021 | 8 | Elect Gregory R. Page | Mgmt | Voted | For | For 99.4% Against 0.44% Abstain 0.16% Withheld 0% | For |
| Deere & Company | DE | 244199105 | 2/24/2021 | 9 | Elect Sherry M. Smith | Mgmt | Voted | For | For 98.89% Against 0.95% Abstain 0.16% Withheld 0% | For |
| Deere & Company | DE | 244199105 | 2/24/2021 | 10 | Elect Dmitri L. Stockton | Mgmt | Voted | For | For 95.42% Against 4.42% Abstain 0.16% Withheld 0% | For |
| Deere & Company | DE | 244199105 | 2/24/2021 | 11 | Elect Sheila G. Talton | Mgmt | Voted | For | For 99.01% Against 0.83% Abstain 0.16% Withheld 0% | For |
| Deere & Company | DE | 244199105 | 2/24/2021 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.53% Against 0.31% Abstain 0.16% Withheld 0% | For |
| Deere & Company | DE | 244199105 | 2/24/2021 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 99.5% Against 0.34% Abstain 0.16% Withheld 0% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 10/9/2020 | 1.1 | Elect Thomas L. Bennett | Mgmt | Voted | For | For 99.68% Against 0.16% Abstain 0.16% Withheld 0% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 10/9/2020 | 1.2 | Elect Jerome D. Abernathy | Mgmt | Voted | For | For 92.88% Against 6.74% Abstain 0.38% Withheld 0% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 10/9/2020 | 1.3 | Elect Ann D. Borowiec | Mgmt | Voted | For | For 80.84% Against 18.91% Abstain 0.25% Withheld 0% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 10/9/2020 | 1.4 | Elect Joseph W. Chow | Mgmt | Voted | For | For 96.31% Against 3.5% Abstain 0.19% Withheld 0% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 10/9/2020 | 1.5 | Elect John A. Fry | Mgmt | Voted | For | For 96.93% Against 2.89% Abstain 0.18% Withheld 0% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 10/9/2020 | 1.6 | Elect Lucinda S. Landreth | Mgmt | Voted | For | For 98.79% Against 0.58% Abstain 0.63% Withheld 0% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 10/9/2020 | 1.7 | Elect Shawn K. Lytle | Mgmt | Voted | For | For 83.68% Against 14.88% Abstain 1.44% Withheld 0% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 10/9/2020 | 1.8 | Elect Frances A. Sevilla-Sacasa | Mgmt | Voted | For | For 94.24% Against 4.61% Abstain 1.15% Withheld 0% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 10/9/2020 | 1.9 | Elect Thomas K. Whitford | Mgmt | Voted | For | For 99.76% Against 0.06% Abstain 0.18% Withheld 0% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 10/9/2020 | 1.10 | Elect Christianna Wood | Mgmt | Voted | For | For 96.58% Against 3.21% Abstain 0.21% Withheld 0% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 10/9/2020 | 1.11 | Elect Janet L. Yeomans | Mgmt | Voted | For | For 98.06% Against 1.39% Abstain 0.55% Withheld 0% | For |
| Delaware Enhanced Global Dividend & Income Fund | DEX | 246060107 | 10/9/2020 | 2 | Approval of a Amendment to the DEX Investment Sub-Advisory Agreement | Mgmt | Voted | For | For 90.59% Against 8.81% Abstain 0.6% Withheld 0% | For |
| DexCom, Inc. | DXCM | 252131107 | 5/20/2021 | 1 | Elect Kevin Sayer | Mgmt | Voted | For | For 90.34% Against 9.42% Abstain 0.24% Withheld 0% | For |
| DexCom, Inc. | DXCM | 252131107 | 5/20/2021 | 2 | Elect Nicholas Augustinos | Mgmt | Voted | For | For 94.08% Against 5.69% Abstain 0.23% Withheld 0% | For |
| DexCom, Inc. | DXCM | 252131107 | 5/20/2021 | 3 | Elect Bridgette P. Heller | Mgmt | Voted | For | For 93.3% Against 6.46% Abstain 0.24% Withheld 0% | For |
| DexCom, Inc. | DXCM | 252131107 | 5/20/2021 | 4 | Ratification of Auditor | Mgmt | Voted | For | For 92.79% Against 6.97% Abstain 0.24% Withheld 0% | For |
| DexCom, Inc. | DXCM | 252131107 | 5/20/2021 | 5 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 93.78% Against 5.99% Abstain 0.23% Withheld 0% | For |
| DexCom, Inc. | DXCM | 252131107 | 5/20/2021 | 6 | Repeal of Classified Board | Mgmt | Voted | For | For 89.96% Against 9.82% Abstain 0.22% Withheld 0% | For |
| Dollar General Corporation | DG | 256677105 | 5/26/2021 | 1 | Elect Warren F. Bryant | Mgmt | Voted | For | For 97.36% Against 2.39% Abstain 0.25% Withheld 0% | For |
| Dollar General Corporation | DG | 256677105 | 5/26/2021 | 2 | Elect Michael M. Calbert | Mgmt | Voted | For | For 96.98% Against 2.76% Abstain 0.26% Withheld 0% | For |
| Dollar General Corporation | DG | 256677105 | 5/26/2021 | 3 | Elect Patricia D. Fili-Krushel | Mgmt | Voted | For | For 96.97% Against 2.78% Abstain 0.25% Withheld 0% | For |
| Dollar General Corporation | DG | 256677105 | 5/26/2021 | 4 | Elect Timothy I. McGuire | Mgmt | Voted | For | For 96.01% Against 3.77% Abstain 0.22% Withheld 0% | For |
| Dollar General Corporation | DG | 256677105 | 5/26/2021 | 5 | Elect William C. Rhodes, III | Mgmt | Voted | For | For 90.13% Against 9.56% Abstain 0.31% Withheld 0% | For |
| Dollar General Corporation | DG | 256677105 | 5/26/2021 | 6 | Elect Debra A. Sandler | Mgmt | Voted | For | For 95.39% Against 4.18% Abstain 0.43% Withheld 0% | For |
| Dollar General Corporation | DG | 256677105 | 5/26/2021 | 7 | Elect Ralph E. Santana | Mgmt | Voted | For | For 92.4% Against 7.11% Abstain 0.49% Withheld 0% | For |
| Dollar General Corporation | DG | 256677105 | 5/26/2021 | 8 | Elect Todd J. Vasos | Mgmt | Voted | For | For 98.46% Against 1.11% Abstain 0.43% Withheld 0% | For |
| Dollar General Corporation | DG | 256677105 | 5/26/2021 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.62% Against 0.09% Abstain 0.29% Withheld 0% | For |
| Dollar General Corporation | DG | 256677105 | 5/26/2021 | 10 | Ratification of Auditor | Mgmt | Voted | For | For 99.6% Against 0.18% Abstain 0.22% Withheld 0% | For |
| Dollar General Corporation | DG | 256677105 | 5/26/2021 | 11 | Approval of the 2021 Stock Incentive Plan | Mgmt | Voted | For | For 98.37% Against 1.48% Abstain 0.15% Withheld 0% | For |
| Dollar General Corporation | DG | 256677105 | 5/26/2021 | 12 | Charter Amendment to Allow Shareholders to Call Special Meetings | Mgmt | Voted | For | For 99.35% Against 0% Abstain 0% Withheld 0.65% | For |
| Dollar General Corporation | DG | 256677105 | 5/26/2021 | 13 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For 95.6% Against 0% Abstain 0% Withheld 4.4% | Against |
| Duke Energy Corporation | DUK | 26441C204 | 5/6/2021 | 1.1 | Elect Michael G. Browning | Mgmt | Voted | For | For 99.51% Against 0% Abstain 0% Withheld 0.49% | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/6/2021 | 1.2 | Elect Annette K. Clayton | Mgmt | Voted | For | For 99.55% Against 0% Abstain 0% Withheld 0.45% | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/6/2021 | 1.3 | Elect Theodore F. Craver, Jr. | Mgmt | Voted | For | For 98.14% Against 0% Abstain 0% Withheld 1.86% | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/6/2021 | 1.4 | Elect Robert M. Davis | Mgmt | Voted | For | For 97.83% Against 0% Abstain 0% Withheld 2.17% | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/6/2021 | 1.6 | Elect W. Roy Dunbar | Mgmt | Voted | For | For 98.77% Against 0% Abstain 0% Withheld 1.23% | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/6/2021 | 1.7 | Elect Nicholas C. Fanandakis | Mgmt | Voted | For | For 97.06% Against 0% Abstain 0% Withheld 2.94% | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/6/2021 | 1.8 | Elect Lynn J. Good | Mgmt | Voted | For | For 97.46% Against 0% Abstain 0% Withheld 2.54% | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/6/2021 | 1.9 | Elect John T. Herron | Mgmt | Voted | For | For 99.11% Against 0% Abstain 0% Withheld 0.89% | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/6/2021 | 1.10 | Elect E. Marie McKee | Mgmt | Voted | For | For 99.53% Against 0% Abstain 0% Withheld 0.47% | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/6/2021 | 1.11 | Elect Michael J. Pacilio | Mgmt | Voted | For | For 95.71% Against 0% Abstain 0% Withheld 4.29% | For |
| Duke Energy Corporation | DUK | 26441C204 | 5/6/2021 | 1.13 | Elect William E. Webster, Jr. | Mgmt | Voted | For | For 95.12% Against 0% Abstain 0% Withheld 4.88% | For |
| Eaton Corporation plc | ETN | G29183103 | 4/28/2021 | 1 | Elect Craig Arnold | Mgmt | Voted | For | For 95.12% Against 0% Abstain 0% Withheld 4.88% | For |
| Eaton Corporation plc | ETN | G29183103 | 4/28/2021 | 2 | Elect Christopher M. Connor | Mgmt | Voted | For | For 97.52% Against 2.3% Abstain 0.18% Withheld 0% | For |
| Eaton Corporation plc | ETN | G29183103 | 4/28/2021 | 3 | Elect Olivier Leonetti | Mgmt | Voted | For | For 97.52% Against 2.3% Abstain 0.18% Withheld 0% | For |
| Eaton Corporation plc | ETN | G29183103 | 4/28/2021 | 4 | Elect Deborah L. McCoy | Mgmt | Voted | For | For 93.9% Against 5.38% Abstain 0.72% Withheld 0% | For |
| Eaton Corporation plc | ETN | G29183103 | 4/28/2021 | 5 | Elect Silvio Napoli | Mgmt | Voted | For | For 19.86% Against 79.6% Abstain 0.54% Withheld 0% | Against |
| Eaton Corporation plc | ETN | G29183103 | 4/28/2021 | 6 | Elect Gregory R. Page | Mgmt | Voted | For | For 97% Against 2.93% Abstain 0.07% Withheld 0% | For |
| Eaton Corporation plc | ETN | G29183103 | 4/28/2021 | 7 | Elect Sandra Pianalto | Mgmt | Voted | For | For 98.32% Against 1.68% Abstain 0% Withheld 0% | For |
| Eaton Corporation plc | ETN | G29183103 | 4/28/2021 | 8 | Elect Lori J. Ryerkerk | Mgmt | Voted | For | For 98.44% Against 1.56% Abstain 0% Withheld 0% | For |
| Eaton Corporation plc | ETN | G29183103 | 4/28/2021 | 9 | Elect Gerald B. Smith | Mgmt | Voted | For | For 99.35% Against 0.65% Abstain 0% Withheld 0% | For |
| Eaton Corporation plc | ETN | G29183103 | 4/28/2021 | 10 | Elect Dorothy C. Thompson | Mgmt | Voted | For | For 99.14% Against 0.64% Abstain 0.22% Withheld 0% | For |
| Eaton Corporation plc | ETN | G29183103 | 4/28/2021 | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | Voted | For | For 91.37% Against 8.03% Abstain 0.6% Withheld 0% | For |
| Eaton Corporation plc | ETN | G29183103 | 4/28/2021 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99% Against 0.66% Abstain 0.34% Withheld 0% | For |
| Eaton Corporation plc | ETN | G29183103 | 4/28/2021 | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | Voted | For | For 24.71% Against 74.29% Abstain 1% Withheld 0% | Against |
| Eaton Corporation plc | ETN | G29183103 | 4/28/2021 | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | Voted | For | For 21.59% Against 76.81% Abstain 1.6% Withheld 0% | Against |
| Eaton Corporation plc | ETN | G29183103 | 4/28/2021 | 15 | Authority to Repurchase Shares | Mgmt | Voted | For | For 37.26% Against 58.4% Abstain 4.34% Withheld 0% | Against |
| eBay Inc. | EBAY | 278642103 | 6/15/2021 | 1 | Elect Anthony J. Bates | Mgmt | Voted | For | For 99.72% Against 0.14% Abstain 0.14% Withheld 0% | For |
| eBay Inc. | EBAY | 278642103 | 6/15/2021 | 2 | Elect Adriane M. Brown | Mgmt | Voted | For | For 95.68% Against 4.1% Abstain 0.22% Withheld 0% | For |
| eBay Inc. | EBAY | 278642103 | 6/15/2021 | 3 | Elect Diana Farrell | Mgmt | Voted | For | For 98.03% Against 1.8% Abstain 0.17% Withheld 0% | For |
| eBay Inc. | EBAY | 278642103 | 6/15/2021 | 4 | Elect Logan D. Green | Mgmt | Voted | For | For 98.95% Against 0.88% Abstain 0.17% Withheld 0% | For |
| eBay Inc. | EBAY | 278642103 | 6/15/2021 | 5 | Elect Bonnie S. Hammer | Mgmt | Voted | For | For 98.96% Against 0.88% Abstain 0.16% Withheld 0% | For |
| eBay Inc. | EBAY | 278642103 | 6/15/2021 | 6 | Elect E. Carol Hayles | Mgmt | Voted | For | For 98.95% Against 0.89% Abstain 0.16% Withheld 0% | For |
| eBay Inc. | EBAY | 278642103 | 6/15/2021 | 7 | Elect Jamie Iannone | Mgmt | Voted | For | For 87.71% Against 12.13% Abstain 0.16% Withheld 0% | For |
| eBay Inc. | EBAY | 278642103 | 6/15/2021 | 8 | Elect Kathleen C. Mitic | Mgmt | Voted | For | For 99.77% Against 0.09% Abstain 0.14% Withheld 0% | For |
| eBay Inc. | EBAY | 278642103 | 6/15/2021 | 9 | Elect Matthew J. Murphy | Mgmt | Voted | For | For 98.36% Against 1.5% Abstain 0.14% Withheld 0% | For |
| eBay Inc. | EBAY | 278642103 | 6/15/2021 | 10 | Elect Paul S. Pressler | Mgmt | Voted | For | For 98.92% Against 0.736% Abstain 0.34% Withheld 0% | For |
| eBay Inc. | EBAY | 278642103 | 6/15/2021 | 11 | Elect Mohak Shroff | Mgmt | Voted | For | For 97.83% Against 0% Abstain 0% Withheld 2.17% | For |
| eBay Inc. | EBAY | 278642103 | 6/15/2021 | 12 | Elect Robert H. Swan | Mgmt | Voted | For | For 89.99% Against 0% Abstain 0% Withheld 10.01% | For |
| eBay Inc. | EBAY | 278642103 | 6/15/2021 | 13 | Elect Perry M. Traquina | Mgmt | Voted | For | For 99.36% Against 0% Abstain 0% Withheld 0.64% | For |
| eBay Inc. | EBAY | 278642103 | 6/15/2021 | 14 | Ratification of Auditor | Mgmt | Voted | For | For 96.98% Against 2.01% Abstain 1.01% Withheld 0% | For |
| eBay Inc. | EBAY | 278642103 | 6/15/2021 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 96.03% Against 3.86% Abstain 0.11% Withheld 0% | For |
| eBay Inc. | EBAY | 278642103 | 6/15/2021 | 16 | Shareholder Proposal Regarding Improvement of Executive Compensation Program | ShrHoldr | Voted | Against | For 98.25% Against 1.43% Abstain 0.32% Withheld 0% | Against |
| eBay Inc. | EBAY | 278642103 | 6/15/2021 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For 98.03% Against 1.64% Abstain 0.33% Withheld 0% | Against |
| Ecolab Inc. | ECL | 278865100 | 5/6/2021 | 1 | Elect Douglas M. Baker, Jr. | Mgmt | Voted | For | For 99% Against 0.67% Abstain 0.33% Withheld 0% | For |
| Ecolab Inc. | ECL | 278865100 | 5/6/2021 | 2 | Elect Shari L Ballard | Mgmt | Voted | For | For 99.3% Against 0.38% Abstain 0.32% Withheld 0% | For |
| Ecolab Inc. | ECL | 278865100 | 5/6/2021 | 3 | Elect Barbara J. Beck | Mgmt | Voted | For | For 98.64% Against 1.03% Abstain 0.33% Withheld 0% | For |
| Ecolab Inc. | ECL | 278865100 | 5/6/2021 | 4 | Elect Christophe Beck | Mgmt | Voted | For | For 98.53% Against 1.14% Abstain 0.33% Withheld 0% | For |
| Ecolab Inc. | ECL | 278865100 | 5/6/2021 | 5 | Elect Jeffrey M. Ettinger | Mgmt | Voted | For | For 99.31% Against 0.36% Abstain 0.33% Withheld 0% | For |
| Ecolab Inc. | ECL | 278865100 | 5/6/2021 | 6 | Elect Arthur J. Higgins | Mgmt | Voted | For | For 99.01% Against 0.66% Abstain 0.33% Withheld 0% | For |
| Ecolab Inc. | ECL | 278865100 | 5/6/2021 | 7 | Elect Michael Larson | Mgmt | Voted | For | For 99% Against 0.67% Abstain 0.33% Withheld 0% | For |
| Ecolab Inc. | ECL | 278865100 | 5/6/2021 | 8 | Elect David W. MacLennan | Mgmt | Voted | For | For 98.85% Against 0.82% Abstain 0.33% Withheld 0% | For |
| Ecolab Inc. | ECL | 278865100 | 5/6/2021 | 9 | Elect Tracy B. McKibben | Mgmt | Voted | For | For 98.68% Against 0.91% Abstain 0.41% Withheld 0% | For |
| Ecolab Inc. | ECL | 278865100 | 5/6/2021 | 10 | Elect Lionel L. Nowell, III | Mgmt | Voted | For | For 93.92% Against 5.68% Abstain 0.4% Withheld 0% | For |
| Ecolab Inc. | ECL | 278865100 | 5/6/2021 | 11 | Elect Victoria J. Reich | Mgmt | Voted | For | For 96.5% Against 3.03% Abstain 0.47% Withheld 0% | For |
| Ecolab Inc. | ECL | 278865100 | 5/6/2021 | 12 | Elect Suzanne M. Vautrinot | Mgmt | Voted | For | For 85.18% Against 14.51% Abstain 0.31% Withheld 0% | For |
| Ecolab Inc. | ECL | 278865100 | 5/6/2021 | 13 | Elect John J. Zillmer | Mgmt | Voted | For | For 96.2% Against 0% Abstain 0% Withheld 3.8% | For |
| Ecolab Inc. | ECL | 278865100 | 5/6/2021 | 14 | Ratification of Auditor | Mgmt | Voted | For | For 89.71% Against 0% Abstain 0% Withheld 10.29% | For |
| Ecolab Inc. | ECL | 278865100 | 5/6/2021 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 52.2% Against 44.34% Abstain 3.46% Withheld 0% | For |
| Ecolab Inc. | ECL | 278865100 | 5/6/2021 | 16 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | For 98.44% Against 1.51% Abstain 0.05% Withheld 0% | Against |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/4/2021 | 1 | Elect Kieran T. Gallahue | Mgmt | Voted | For | For 99.81% Against 0.12% Abstain 0.07% Withheld 0% | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/4/2021 | 2 | Elect Leslie Stone Heisz | Mgmt | Voted | For | For 97.65% Against 2.29% Abstain 0.06% Withheld 0% | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/4/2021 | 3 | Elect Paul A. LaViolette | Mgmt | Voted | For | For 99.76% Against 0.18% Abstain 0.06% Withheld 0% | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/4/2021 | 4 | Elect Steven R. Loranger | Mgmt | Voted | For | For 98.68% Against 1.24% Abstain 0.08% Withheld 0% | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/4/2021 | 5 | Elect Martha H. Marsh | Mgmt | Voted | For | For 98.76% Against 1.18% Abstain 0.06% Withheld 0% | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/4/2021 | 6 | Elect Michael A. Mussallem | Mgmt | Voted | For | For 97.5% Against 2.19% Abstain 0.31% Withheld 0% | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/4/2021 | 7 | Elect Ramona Sequeira | Mgmt | Voted | For | For 97.54% Against 2.13% Abstain 0.33% Withheld 0% | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/4/2021 | 8 | Elect Nicholas J. Valeriani | Mgmt | Voted | For | For 99.44% Against 0.44% Abstain 0.12% Withheld 0% | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/4/2021 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.6% Against 0.35% Abstain 0.05% Withheld 0% | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/4/2021 | 10 | Amendment to the 2001 Employee Stock Purchase Plan for U.S. Employees | Mgmt | Voted | For | For 98.45% Against 1.25% Abstain 0.3% Withheld 0% | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/4/2021 | 11 | Amendment to the 2001 Employee Stock Purchase Plan for International Employees | Mgmt | Voted | For | For 98.46% Against 1.25% Abstain 0.29% Withheld 0% | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/4/2021 | 12 | Ratification of Auditor | Mgmt | Voted | For | For 99.82% Against 0.13% Abstain 0.05% Withheld 0% | For |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/4/2021 | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For 99.87% Against 0% Abstain 0.13% Withheld 0% | Against |
| Edwards Lifesciences Corporation | EW | 28176E108 | 5/4/2021 | 14 | Shareholder Proposal Regarding Non-Management Employee Representation on the Board | ShrHoldr | Voted | Against | For 99.71% Against 0.02% Abstain 0.27% Withheld 0% | Against |
| Electronic Arts Inc. | EA | 285512109 | 8/6/2020 | 1 | Elect Leonard S. Coleman, Jr. | Mgmt | Voted | For | For 98.85% Against 0.88% Abstain 0.27% Withheld 0% | For |
| Electronic Arts Inc. | EA | 285512109 | 8/6/2020 | 2 | Elect Jay C. Hoag | Mgmt | Voted | For | For 99.98% Against 0% Abstain 0% Withheld 0.02% | For |
| Electronic Arts Inc. | EA | 285512109 | 8/6/2020 | 3 | Elect Jeffrey T. Huber | Mgmt | Voted | For | For 99.75% Against 0.23% Abstain 0% Withheld 0.02% | For |
| Electronic Arts Inc. | EA | 285512109 | 8/6/2020 | 4 | Elect Lawrence F. Probst III | Mgmt | Voted | For | For 98.12% Against 1.86% Abstain 0% Withheld 0.02% | For |
| Electronic Arts Inc. | EA | 285512109 | 8/6/2020 | 5 | Elect Talbott Roche | Mgmt | Voted | For | For 99.85% Against 0.09% Abstain 0% Withheld 0.06% | For |
| Electronic Arts Inc. | EA | 285512109 | 8/6/2020 | 6 | Elect Richard A. Simonson | Mgmt | Voted | For | For 99.9% Against 0.08% Abstain 0% Withheld 0.02% | For |
| Electronic Arts Inc. | EA | 285512109 | 8/6/2020 | 7 | Elect Luis A. Ubinas | Mgmt | Voted | For | For 99.64% Against 0% Abstain 0% Withheld 0.36% | For |
| Electronic Arts Inc. | EA | 285512109 | 8/6/2020 | 8 | Elect Heidi J. Ueberroth | Mgmt | Voted | For | For 99.64% Against 0% Abstain 0% Withheld 0.36% | For |
| Electronic Arts Inc. | EA | 285512109 | 8/6/2020 | 9 | Elect Andrew Wilson | Mgmt | Voted | For | For 99.8% Against 0.06% Abstain 0.14% Withheld 0% | For |
| Electronic Arts Inc. | EA | 285512109 | 8/6/2020 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.25% Against 1.57% Abstain 0.18% Withheld 0% | For |
| Electronic Arts Inc. | EA | 285512109 | 8/6/2020 | 11 | Ratification of Auditor | Mgmt | Voted | For | For 66.9% Against 32.19% Abstain 0.91% Withheld 0% | For |
| Electronic Arts Inc. | EA | 285512109 | 8/6/2020 | 12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For 94.88% Against 4.7% Abstain 0.42% Withheld 0% | Against |
| Eli Lilly and Company | LLY | 532457108 | 5/3/2021 | 1 | Elect Katherine Baicker | Mgmt | Voted | For | For 96.53% Against 3.13% Abstain 0.34% Withheld 0% | For |
| Eli Lilly and Company | LLY | 532457108 | 5/3/2021 | 2 | Elect J. Erik Fyrwald | Mgmt | Voted | For | For 98.48% Against 1.22% Abstain 0.3% Withheld 0% | For |
| Eli Lilly and Company | LLY | 532457108 | 5/3/2021 | 3 | Elect Jamere Jackson | Mgmt | Voted | For | For 98.15% Against 1.71% Abstain 0.14% Withheld 0% | For |
| Eli Lilly and Company | LLY | 532457108 | 5/3/2021 | 13 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Voted | Against | For 99.75% Against 0.11% Abstain 0.14% Withheld 0% | Against |
| Emerson Electric Co. | EMR | 291011104 | 2/2/2021 | 1.1 | Elect Mark A. Blinn | Mgmt | Voted | For | For 96.17% Against 3.48% Abstain 0.35% Withheld 0% | For |
| Emerson Electric Co. | EMR | 291011104 | 2/2/2021 | 1.2 | Elect Arthur F. Golden | Mgmt | Voted | For | For 96.05% Against 3.7% Abstain 0.25% Withheld 0% | For |
| Emerson Electric Co. | EMR | 291011104 | 2/2/2021 | 1.3 | Elect Candace Kendle | Mgmt | Voted | For | For 1.13% Against 98.23% Abstain 0.64% Withheld 0% | Against |
| Emerson Electric Co. | EMR | 291011104 | 2/2/2021 | 1.4 | Elect James S. Turley | Mgmt | Voted | For | For 99.19% Against 0.52% Abstain 0.29% Withheld 0% | For |
| Emerson Electric Co. | EMR | 291011104 | 2/2/2021 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 96.52% Against 3.11% Abstain 0.37% Withheld 0% | For |
| Emerson Electric Co. | EMR | 291011104 | 2/2/2021 | 3 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.15% Against 0.43% Abstain 0.416% Withheld 0% | For |
| Eversource Energy | ES | 30040W108 | 5/5/2021 | 1 | Elect Cotton M. Cleveland | Mgmt | Voted | For | For 99.2% Against 0.39% Abstain 0.41% Withheld 0% | For |
| Eversource Energy | ES | 30040W108 | 5/5/2021 | 2 | Elect James S. DiStasio | Mgmt | Voted | For | For 98.71% Against 0.95% Abstain 0.345% Withheld 0% | For |
| Eversource Energy | ES | 30040W108 | 5/5/2021 | 3 | Elect Francis A. Doyle | Mgmt | Voted | For | For 99.17% Against 0.476% Abstain 0.356% Withheld 0% | For |
| Eversource Energy | ES | 30040W108 | 5/5/2021 | 4 | Elect Linda D. Forry | Mgmt | Voted | For | For 99.19% Against 0.4% Abstain 0.41% Withheld 0% | For |
| Eversource Energy | ES | 30040W108 | 5/5/2021 | 5 | Elect Gregory M. Jones | Mgmt | Voted | For | For 98.79% Against 0.88% Abstain 0.33% Withheld 0% | For |
| Eversource Energy | ES | 30040W108 | 5/5/2021 | 6 | Elect James J. Judge | Mgmt | Voted | For | For 98.24% Against 1.42% Abstain 0.34% Withheld 0% | For |
| Eversource Energy | ES | 30040W108 | 5/5/2021 | 7 | Elect John Y. Kim | Mgmt | Voted | For | For 91.72% Against 7.94% Abstain 0.34% Withheld 0% | For |
| Eversource Energy | ES | 30040W108 | 5/5/2021 | 8 | Elect Kenneth R. Leibler | Mgmt | Voted | For | For 95.6% Against 3.88% Abstain 0% Withheld 0.52% | For |
| Eversource Energy | ES | 30040W108 | 5/5/2021 | 9 | Elect David H. Long | Mgmt | Voted | For | For 96.82% Against 2.64% Abstain 0% Withheld 0.54% | For |
| Eversource Energy | ES | 30040W108 | 5/5/2021 | 10 | Elect William C. Van Faasen | Mgmt | Voted | For | For 96.66% Against 2.8% Abstain 0% Withheld 0.54% | For |
| Eversource Energy | ES | 30040W108 | 5/5/2021 | 11 | Elect Frederica M. Williams | Mgmt | Voted | For | For 97.87% Against 1.71% Abstain 0% Withheld 0.42% | For |
| Eversource Energy | ES | 30040W108 | 5/5/2021 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 96.96% Against 2.41% Abstain 0% Withheld 0.63% | For |
| Eversource Energy | ES | 30040W108 | 5/5/2021 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 95.39% Against 3.88% Abstain 0% Withheld 0.73% | For |
| Exelon Corporation | EXC | 30161N101 | 4/27/2021 | 2 | Elect Ann C. Berzin | Mgmt | Voted | For | For 99.8% Against 0.06% Abstain 0.14% Withheld 0% | For |
| Exelon Corporation | EXC | 30161N101 | 4/27/2021 | 3 | Elect Laurie Brlas | Mgmt | Voted | For | For 99.9% Against 0.07% Abstain 0.03% Withheld 0% | For |
| Exelon Corporation | EXC | 30161N101 | 4/27/2021 | 5 | Elect Christopher M. Crane | Mgmt | Voted | For | For 98.73% Against 0.48% Abstain 0.79% Withheld 0% | For |
| Exelon Corporation | EXC | 30161N101 | 4/27/2021 | 6 | Elect Yves C. de Balmann | Mgmt | Voted | For | For 99.68% Against 0.22% Abstain 0.1% Withheld 0% | For |
| Exelon Corporation | EXC | 30161N101 | 4/27/2021 | 7 | Elect Linda P. Jojo | Mgmt | Voted | For | For 53.42% Against 38.72% Abstain 7.86% Withheld 0% | For |
| Exelon Corporation | EXC | 30161N101 | 4/27/2021 | 8 | Elect Paul L. Joskow | Mgmt | Voted | For | For 98.94% Against 0.89% Abstain 0.17% Withheld 0% | For |
| Exelon Corporation | EXC | 30161N101 | 4/27/2021 | 9 | Elect Robert J. Lawless | Mgmt | Voted | For | For 98.88% Against 0.95% Abstain 0.17% Withheld 0% | For |
| Exelon Corporation | EXC | 30161N101 | 4/27/2021 | 10 | Elect John M. Richardson | Mgmt | Voted | For | For 94.86% Against 4.97% Abstain 0.17% Withheld 0% | For |
| Exelon Corporation | EXC | 30161N101 | 4/27/2021 | 12 | Elect John F. Young | Mgmt | Voted | For | For 98.54% Against 1.29% Abstain 0.17% Withheld 0% | For |
| Exelon Corporation | EXC | 30161N101 | 4/27/2021 | 15 | Shareholder Proposal Regarding Child Labor Linked to Electric Vehicles | ShrHoldr | Voted | Against | For 99.12% Against 0.71% Abstain 0.17% Withheld 0% | Against |
| Fastenal Company | FAST | 311900104 | 4/24/2021 | 1 | Elect Scott A. Satterlee | Mgmt | Voted | For | For 98.5% Against 1.32% Abstain 0.18% Withheld 0% | For |
| Fastenal Company | FAST | 311900104 | 4/24/2021 | 2 | Elect Michael J. Ancius | Mgmt | Voted | For | For 96.61% Against 3.21% Abstain 0.18% Withheld 0% | For |
| Fastenal Company | FAST | 311900104 | 4/24/2021 | 3 | Elect Stephen L. Eastman | Mgmt | Voted | For | For 98.92% Against 0.91% Abstain 0.17% Withheld 0% | For |
| Fastenal Company | FAST | 311900104 | 4/24/2021 | 4 | Elect Daniel L. Florness | Mgmt | Voted | For | For 98.53% Against 1.3% Abstain 0.17% Withheld 0% | For |
| Fastenal Company | FAST | 311900104 | 4/24/2021 | 5 | Elect Rita J. Heise | Mgmt | Voted | For | For 99.11% Against 0.71% Abstain 0.18% Withheld 0% | For |
| Fastenal Company | FAST | 311900104 | 4/24/2021 | 6 | Elect Hsenghung Sam Hsu | Mgmt | Voted | For | For 98.47% Against 1.35% Abstain 0.18% Withheld 0% | For |
| Fastenal Company | FAST | 311900104 | 4/24/2021 | 7 | Elect Daniel L. Johnson | Mgmt | Voted | For | For 97.45% Against 2.35% Abstain 0.2% Withheld 0% | For |
| Fastenal Company | FAST | 311900104 | 4/24/2021 | 8 | Elect Nicholas J. Lundquist | Mgmt | Voted | For | For 96.38% Against 3.5% Abstain 0.12% Withheld 0% | For |
| Fastenal Company | FAST | 311900104 | 4/24/2021 | 9 | Elect Reyne K. Wisecup | Mgmt | Voted | For | For 97.53% Against 2.23% Abstain 0.24% Withheld 0% | For |
| Fastenal Company | FAST | 311900104 | 4/24/2021 | 10 | Ratification of Auditor | Mgmt | Voted | For | For 98.79% Against 1.1% Abstain 0.11% Withheld 0% | For |
| Fastenal Company | FAST | 311900104 | 4/24/2021 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 90.86% Against 8.93% Abstain 0.21% Withheld 0% | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 1 | Elect Ellen R. Alemany | Mgmt | Voted | For | For 88.8% Against 10.93% Abstain 0.27% Withheld 0% | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 2 | Elect Jeffrey A. Goldstein | Mgmt | Voted | For | For 93.47% Against 6.44% Abstain 0.09% Withheld 0% | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 3 | Elect Lisa A. Hook | Mgmt | Voted | For | For 88.32% Against 11.68% Abstain 0% Withheld 0% | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 4 | Elect Keith W. Hughes | Mgmt | Voted | For | For 88.32% Against 11.68% Abstain 0% Withheld 0% | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 5 | Elect Gary L. Lauer | Mgmt | Voted | For | For 99.68% Against 0.32% Abstain 0% Withheld 0% | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 6 | Elect Gary A. Norcross | Mgmt | Voted | For | For 99.68% Against 0.32% Abstain 0% Withheld 0% | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 7 | Elect Louise M. Parent | Mgmt | Voted | For | For 98.64% Against 1.36% Abstain 0% Withheld 0% | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 8 | Elect Brian T. Shea | Mgmt | Voted | For | For 98.64% Against 1.36% Abstain 0% Withheld 0% | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 9 | Elect James B. Stallings, Jr. | Mgmt | Voted | For | For 99.82% Against 0.18% Abstain 0% Withheld 0% | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 10 | Elect Jeffrey E. Stiefler | Mgmt | Voted | For | For 99.82% Against 0.18% Abstain 0% Withheld 0% | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.01% Against 1.99% Abstain 0% Withheld 0% | For |
| Fidelity National Information Services, Inc. | FIS | 31620M106 | 5/19/2021 | 12 | Ratification of Auditor | Mgmt | Voted | For | For 98.01% Against 1.99% Abstain 0% Withheld 0% | For |
| First Trust Energy Income and Growth Fund | FIF | 33738C103 | 4/26/2021 | 1.1 | Elect Richard E. Erickson | Mgmt | Voted | For | For 99.42% Against 0.58% Abstain 0% Withheld 0% | For |
| First Trust Energy Income and Growth Fund | FIF | 33738C103 | 4/26/2021 | 1.2 | Elect Thomas R. Kadlec | Mgmt | Voted | For | For 99.42% Against 0.58% Abstain 0% Withheld 0% | For |
| First Trust Intermediate Duration Preferred & Income Fund | FPF | 33740D107 | 4/26/2021 | 1.1 | Elect Richard E. Erickson | Mgmt | Voted | For | For 93.2% Against 6.8% Abstain 0% Withheld 0% | For |
| First Trust Intermediate Duration Preferred & Income Fund | FPF | 33740D107 | 4/26/2021 | 1.2 | Elect Thomas R. Kadlec | Mgmt | Voted | For | For 93.2% Against 6.8% Abstain 0% Withheld 0% | For |
| Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | 1.1 | Elect Frank J. Bisignano | Mgmt | Voted | For | For 99.71% Against 0.29% Abstain 0% Withheld 0% | For |
| Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | 1.2 | Elect Alison Davis | Mgmt | Voted | For | For 99.71% Against 0.29% Abstain 0% Withheld 0% | For |
| Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | 1.3 | Elect Henrique De Castro | Mgmt | Voted | For | For 98.75% Against 1.25% Abstain 0% Withheld 0% | For |
| Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | 1.4 | Elect Harry DiSimone | Mgmt | Voted | For | For 98.75% Against 1.25% Abstain 0% Withheld 0% | For |
| Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | 1.5 | Elect Dennis F. Lynch | Mgmt | Voted | For | For 98.92% Against 1.08% Abstain 0% Withheld 0% | For |
| Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | 1.6 | Elect Heidi G. Miller | Mgmt | Voted | For | For 98.92% Against 1.08% Abstain 0% Withheld 0% | For |
| Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | 1.7 | Elect Scott C. Nuttall | Mgmt | Voted | For | For 97.32% Against 2.68% Abstain 0% Withheld 0% | For |
| Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | 1.8 | Elect Denis J. O'Leary | Mgmt | Voted | For | For 97.32% Against 2.68% Abstain 0% Withheld 0% | For |
| Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | 1.9 | Elect Doyle R. Simons | Mgmt | Voted | For | For 99.98% Against 0.02% Abstain 0% Withheld 0% | For |
| Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | 1.10 | Elect Kevin M. Warren | Mgmt | Voted | For | For 99.98% Against 0.02% Abstain 0% Withheld 0% | For |
| Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 90.95% Against 9.05% Abstain 0% Withheld 0% | For |
| Fiserv, Inc. | FISV | 337738108 | 5/19/2021 | 3 | Ratification of Auditor | Mgmt | Voted | For | For 90.95% Against 9.05% Abstain 0% Withheld 0% | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | 1 | Elect David P. Abney | Mgmt | Voted | For | For 97.77% Against 2.23% Abstain 0% Withheld 0% | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | 2 | Elect Richard C. Adkerson | Mgmt | Voted | For | For 97.77% Against 2.23% Abstain 0% Withheld 0% | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | 3 | Elect Robert W. Dudley | Mgmt | Voted | For | For 88.96% Against 11.04% Abstain 0% Withheld 0% | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | 4 | Elect Lydia H. Kennard | Mgmt | Voted | For | For 88.96% Against 11.04% Abstain 0% Withheld 0% | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | 5 | Elect Dustan E. McCoy | Mgmt | Voted | For | For 68.57% Against 31.43% Abstain 0% Withheld 0% | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | 6 | Elect John J. Stephens | Mgmt | Voted | For | For 68.57% Against 31.43% Abstain 0% Withheld 0% | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | 7 | Elect Frances F. Townsend | Mgmt | Voted | For | For 97.44% Against 2.56% Abstain 0% Withheld 0% | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | 8 | Ratification of Auditor | Mgmt | Voted | For | For 97.44% Against 2.56% Abstain 0% Withheld 0% | For |
| Freeport-McMoRan Inc. | FCX | 35671D857 | 6/8/2021 | 9 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.96% Against 1.04% Abstain 0% Withheld 0% | For |
| GAMCO Global Gold, Natural Resources & Income Trust | GGN | 36465A109 | 5/10/2021 | 1.1 | Elect Agnes Mullady | Mgmt | Voted | For | For 98.96% Against 1.04% Abstain 0% Withheld 0% | For |
| GAMCO Global Gold, Natural Resources & Income Trust | GGN | 36465A109 | 5/10/2021 | 1.2 | Elect Salvatore M. Salibello | Mgmt | Voted | For | For 96.86% Against 3.14% Abstain 0% Withheld 0% | For |
| GAMCO Global Gold, Natural Resources & Income Trust | GGN | 36465A109 | 5/10/2021 | 1.3 | Elect Anthonie C. van Ekris | Mgmt | Voted | For | For 96.86% Against 3.14% Abstain 0% Withheld 0% | For |
| GAMCO Natural Resources, Gold & Income Trust | GNT | 36465E101 | 5/10/2021 | 1.1 | Elect Anthony J. Colavita | Mgmt | Voted | For | For 98.74% Against 0% Abstain 0% Withheld 1.26% | For |
| GAMCO Natural Resources, Gold & Income Trust | GNT | 36465E101 | 5/10/2021 | 1.2 | Elect Frank J. Fahrenkopf, Jr. | Mgmt | Voted | For | For 97.53% Against 0% Abstain 0% Withheld 2.47% | For |
| GAMCO Natural Resources, Gold & Income Trust | GNT | 36465E101 | 5/10/2021 | 1.3 | Elect William F. Heitmann | Mgmt | Voted | For | For 97.05% Against 0% Abstain 0% Withheld 2.95% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/28/2021 | 1.1 | Elect Rodney B. Berens | Mgmt | Voted | For | For 98.27% Against 0% Abstain 0% Withheld 1.73% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/28/2021 | 1.2 | Elect Spencer Davidson | Mgmt | Voted | For | For 98.7% Against 0% Abstain 0% Withheld 1.3% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/28/2021 | 1.3 | Elect Clara E. Del Villar | Mgmt | Voted | For | For 99.07% Against 0% Abstain 0% Withheld 0.93% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/28/2021 | 1.4 | Elect John D. Gordan, III | Mgmt | Voted | For | For 96.01% Against 3.66% Abstain 0.33% Withheld 0% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/28/2021 | 1.5 | Elect Betsy F. Gotbaum | Mgmt | Voted | For | For 92.62% Against 6.39% Abstain 0.99% Withheld 0% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/28/2021 | 1.6 | Elect Rose Peabody Lynch | Mgmt | Voted | For | For 37.47% Against 55.91% Abstain 6.62% Withheld 0% | Against |
| General American Investors Company, Inc. | GAM | 368802104 | 4/28/2021 | 1.7 | Elect Jeffrey W. Priest | Mgmt | Voted | For | For 85.55% Against 5.26% Abstain 9.19% Withheld 0% | For |
| General American Investors Company, Inc. | GAM | 368802104 | 4/28/2021 | 1.8 | Elect Savannah Sachs | Mgmt | Voted | For | For 38.45% Against 60.5% Abstain 1.05% Withheld 0% | Against |
| General American Investors Company, Inc. | GAM | 368802104 | 4/28/2021 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 42% Against 56.96% Abstain 1.04% Withheld 0% | Against |
| General Dynamics Corporation | GD | 369550108 | 5/5/2021 | 1 | Elect James S. Crown | Mgmt | Voted | For | For 99.29% Against 0.53% Abstain 0.18% Withheld 0% | For |
| General Dynamics Corporation | GD | 369550108 | 5/5/2021 | 2 | Elect Rudy F. deLeon | Mgmt | Voted | For | For 95.1% Against 4.32% Abstain 0.58% Withheld 0% | For |
| General Dynamics Corporation | GD | 369550108 | 5/5/2021 | 3 | Elect Cecil D. Haney | Mgmt | Voted | For | For 99.22% Against 0.6% Abstain 0.18% Withheld 0% | For |
| General Dynamics Corporation | GD | 369550108 | 5/5/2021 | 4 | Elect Mark M. Malcolm | Mgmt | Voted | For | For 97.47% Against 2.33% Abstain 0.2% Withheld 0% | For |
| General Dynamics Corporation | GD | 369550108 | 5/5/2021 | 5 | Elect James N. Mattis | Mgmt | Voted | For | For 98.22% Against 1.58% Abstain 0.2% Withheld 0% | For |
| General Dynamics Corporation | GD | 369550108 | 5/5/2021 | 6 | Elect Phebe N. Novakovic | Mgmt | Voted | For | For 95.18% Against 4.61% Abstain 0.21% Withheld 0% | For |
| General Dynamics Corporation | GD | 369550108 | 5/5/2021 | 7 | Elect C. Howard Nye | Mgmt | Voted | For | For 98.2% Against 1.63% Abstain 0.167% Withheld 0% | For |
| General Dynamics Corporation | GD | 369550108 | 5/5/2021 | 8 | Elect Catherine B. Reynolds | Mgmt | Voted | For | For 89.05% Against 10.74% Abstain 0.21% Withheld 0% | For |
| General Dynamics Corporation | GD | 369550108 | 5/5/2021 | 9 | Elect Laura J. Schumacher | Mgmt | Voted | For | For 98.21% Against 1.59% Abstain 0.2% Withheld 0% | For |
| General Dynamics Corporation | GD | 369550108 | 5/5/2021 | 10 | Elect Robert K. Steel | Mgmt | Voted | For | For 98.4% Against 1.4% Abstain 0.2% Withheld 0% | For |
| General Dynamics Corporation | GD | 369550108 | 5/5/2021 | 11 | Elect John G. Stratton | Mgmt | Voted | For | For 98.36% Against 1.44% Abstain 0.2% Withheld 0% | For |
| General Dynamics Corporation | GD | 369550108 | 5/5/2021 | 12 | Elect Peter A. Wall | Mgmt | Voted | For | For 99.21% Against 0.59% Abstain 0.2% Withheld 0% | For |
| General Dynamics Corporation | GD | 369550108 | 5/5/2021 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 91.8% Against 7.81% Abstain 0.39% Withheld 0% | For |
| General Dynamics Corporation | GD | 369550108 | 5/5/2021 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 94.11% Against 5.53% Abstain 0.36% Withheld 0% | For |
| General Dynamics Corporation | GD | 369550108 | 5/5/2021 | 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Voted | Against | For 97.95% Against 1.82% Abstain 0.23% Withheld 0% | For |
| Goldman Sachs MLP Income Opportunities Fund | GMZ | 38148G206 | 3/25/2021 | 1.1 | Elect Lawrence W. Stranghoener | Mgmt | Voted | For | For 44.8% Against 54.69% Abstain 0.51% Withheld 0% | Against |
| Goldman Sachs MLP Income Opportunities Fund | GMZ | 38148G206 | 9/10/2020 | 1 | Issuance of Common Stock (GER shareholders only) | Mgmt | Voted | For | For 4.34% Against 94.39% Abstain 1.266% Withheld 0% | Against |
| Goldman Sachs MLP Income Opportunities Fund | GMZ | 38148G206 | 9/10/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 86.8% Against 0% Abstain 0% Withheld 13.2% | For |
| Goldman Sachs MLP Income Opportunities Fund | GMZ | 38147W202 | 9/10/2020 | 1 | Reorganization of the MLP Income Opportunities Fund into the MLP and Energy Renaissance Fund | Mgmt | Voted | For | For 86.75% Against 0% Abstain 0% Withheld 13.25% | For |
| Goldman Sachs MLP Income Opportunities Fund | GMZ | 38147W202 | 9/10/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 49.83% Against 46.38% Abstain 3.79% Withheld 0% | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/28/2021 | 1 | Elect Thomas F. Frist III | Mgmt | Voted | For | For 93.54% Against 5.43% Abstain 1.03% Withheld 0% | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/28/2021 | 2 | Elect Samuel N. Hazen | Mgmt | Voted | For | For 98.89% Against 0.936% Abstain 0.17% Withheld 0% | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/28/2021 | 3 | Elect Meg G. Crofton | Mgmt | Voted | For | For 97.8% Against 2.04% Abstain 0.16% Withheld 0% | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/28/2021 | 4 | Elect Robert J. Dennis | Mgmt | Voted | For | For 96.76% Against 2.72% Abstain 0.52% Withheld 0% | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/28/2021 | 5 | Elect Nancy-Ann DeParle | Mgmt | Voted | For | For 88.81% Against 11.02% Abstain 0.17% Withheld 0% | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/28/2021 | 6 | Elect William R. Frist | Mgmt | Voted | For | For 93.26% Against 6.6% Abstain 0.14% Withheld 0% | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/28/2021 | 7 | Elect Charles O. Holliday, Jr. | Mgmt | Voted | For | For 98.86% Against 0.98% Abstain 0.16% Withheld 0% | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/28/2021 | 8 | Elect Michael W. Michelson | Mgmt | Voted | For | For 98.92% Against 0.92% Abstain 0.16% Withheld 0% | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/28/2021 | 9 | Elect Wayne J. Riley | Mgmt | Voted | For | For 98.89% Against 0.93% Abstain 0.18% Withheld 0% | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/28/2021 | 10 | Ratification of Auditor | Mgmt | Voted | For | For 96.85% Against 2.98% Abstain 0.17% Withheld 0% | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/28/2021 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 97.34% Against 2.5% Abstain 0.16% Withheld 0% | For |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/28/2021 | 12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For 84.22% Against 15.63% Abstain 0.15% Withheld 0% | Against |
| HCA Healthcare, Inc. | HCA | 40412C101 | 4/28/2021 | 13 | Shareholder Proposal Regarding Impact of Quality Metrics on Executive Compensation | ShrHoldr | Voted | Against | For 93.01% Against 6.817% Abstain 0.17% Withheld 0% | Against |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 5/19/2021 | 1 | Elect Christopher J. Nassetta | Mgmt | Voted | For | For 91.16% Against 7.44% Abstain 1.4% Withheld 0% | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 5/19/2021 | 2 | Elect Jonathan D. Gray | Mgmt | Voted | For | For 32.76% Against 66.536% Abstain 0.7% Withheld 0% | Against |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 5/19/2021 | 3 | Elect Charlene T. Begley | Mgmt | Voted | For | For 94.18% Against 5.07% Abstain 0.75% Withheld 0% | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 5/19/2021 | 4 | Elect Chris Carr | Mgmt | Voted | For | For 88.15% Against 11.73% Abstain 0.12% Withheld 0% | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 5/19/2021 | 5 | Elect Melanie L. Healey | Mgmt | Voted | For | For 99.36% Against 0.52% Abstain 0.12% Withheld 0% | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 5/19/2021 | 6 | Elect Raymond E. Mabus, Jr. | Mgmt | Voted | For | For 94.41% Against 4.877% Abstain 0.71% Withheld 0% | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 5/19/2021 | 7 | Elect Judith A. McHale | Mgmt | Voted | For | For 98.51% Against 1.37% Abstain 0.12% Withheld 0% | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 5/19/2021 | 8 | Elect John G. Schreiber | Mgmt | Voted | For | For 98.5% Against 1.38% Abstain 0.12% Withheld 0% | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 5/19/2021 | 9 | Elect Elizabeth A. Smith | Mgmt | Voted | For | For 99.64% Against 0.23% Abstain 0.13% Withheld 0% | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 5/19/2021 | 10 | Elect Douglas M. Steenland | Mgmt | Voted | For | For 98.5% Against 1.36% Abstain 0.14% Withheld 0% | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 5/19/2021 | 11 | Ratification of Auditor | Mgmt | Voted | For | For 93.44% Against 6.37% Abstain 0.19% Withheld 0% | For |
| Hilton Worldwide Holdings Inc. | HLT | 43300A203 | 5/19/2021 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 95.08% Against 4.72% Abstain 0.2% Withheld 0% | For |
| Honeywell International Inc. | HON | 438516106 | 5/21/2021 | 1 | Elect Darius Adamczyk | Mgmt | Voted | For | For 98.97% Against 0.95% Abstain 0.08% Withheld 0% | For |
| Honeywell International Inc. | HON | 438516106 | 5/21/2021 | 2 | Elect Duncan B. Angove | Mgmt | Voted | For | For 94.75% Against 5.12% Abstain 0.13% Withheld 0% | For |
| Honeywell International Inc. | HON | 438516106 | 5/21/2021 | 3 | Elect William S. Ayer | Mgmt | Voted | For | For 17.7% Against 81.86% Abstain 0.44% Withheld 0% | Against |
| Honeywell International Inc. | HON | 438516106 | 5/21/2021 | 4 | Elect Kevin Burke | Mgmt | Voted | For | For 96.24% Against 3.05% Abstain 0.71% Withheld 0% | For |
| Honeywell International Inc. | HON | 438516106 | 5/21/2021 | 5 | Elect D. Scott Davis | Mgmt | Voted | For | For 99.03% Against 0% Abstain 0% Withheld 0.97% | For |
| Honeywell International Inc. | HON | 438516106 | 5/21/2021 | 6 | Elect Deborah Flint | Mgmt | Voted | For | For 98.79% Against 0% Abstain 0% Withheld 1.21% | For |
| Honeywell International Inc. | HON | 438516106 | 5/21/2021 | 7 | Elect Judd Gregg | Mgmt | Voted | For | For 99.05% Against 0% Abstain 0% Withheld 0.95% | For |
| Honeywell International Inc. | HON | 438516106 | 5/21/2021 | 8 | Elect Grace D. Lieblein | Mgmt | Voted | For | For 95.29% Against 0% Abstain 0% Withheld 4.71% | For |
| Honeywell International Inc. | HON | 438516106 | 5/21/2021 | 9 | Elect Raymond T. Odierno | Mgmt | Voted | For | For 98.04% Against 0% Abstain 0% Withheld 1.96% | For |
| Honeywell International Inc. | HON | 438516106 | 5/21/2021 | 10 | Elect George Paz | Mgmt | Voted | For | For 95.8% Against 0% Abstain 0% Withheld 4.2% | For |
| Honeywell International Inc. | HON | 438516106 | 5/21/2021 | 11 | Elect Robin L. Washington | Mgmt | Voted | For | For 98% Against 0% Abstain 0% Withheld 2% | For |
| Honeywell International Inc. | HON | 438516106 | 5/21/2021 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 92.2% Against 0% Abstain 0% Withheld 7.8% | For |
| Honeywell International Inc. | HON | 438516106 | 5/21/2021 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 98.72% Against 0% Abstain 0% Withheld 1.28% | For |
| Honeywell International Inc. | HON | 438516106 | 5/21/2021 | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For 88.7% Against 0% Abstain 0% Withheld 11.3% | Against |
| Hormel Foods Corporation | HRL | 440452100 | 1/26/2021 | 1 | Elect Prama Bhatt | Mgmt | Voted | For | For 92.42% Against 6.81% Abstain 0.77% Withheld 0% | For |
| Hormel Foods Corporation | HRL | 440452100 | 1/26/2021 | 2 | Elect Gary C. Bhojwani | Mgmt | Voted | For | For 69.5% Against 29.75% Abstain 0.75% Withheld 0% | For |
| Hormel Foods Corporation | HRL | 440452100 | 1/26/2021 | 3 | Elect Terrell K. Crews | Mgmt | Voted | For | For 96.24% Against 3.05% Abstain 0.71% Withheld 0% | For |
| Hormel Foods Corporation | HRL | 440452100 | 1/26/2021 | 4 | Elect Stephen M. Lacy | Mgmt | Voted | For | For 30.93% Against 64.79% Abstain 4.28% Withheld 0% | Against |
| Hormel Foods Corporation | HRL | 440452100 | 1/26/2021 | 5 | Elect Elsa A. Murano | Mgmt | Voted | For | For 99.94% Against 0% Abstain 0% Withheld 0.06% | For |
| Hormel Foods Corporation | HRL | 440452100 | 1/26/2021 | 6 | Elect Susan K. Nestegard | Mgmt | Voted | For | For 98.06% Against 0% Abstain 0% Withheld 1.94% | For |
| Hormel Foods Corporation | HRL | 440452100 | 1/26/2021 | 7 | Elect William A. Newlands | Mgmt | Voted | For | For 99.38% Against 0% Abstain 0% Withheld 0.62% | For |
| Hormel Foods Corporation | HRL | 440452100 | 1/26/2021 | 8 | Elect Christopher J. Policinski | Mgmt | Voted | For | For 98.86% Against 0% Abstain 0% Withheld 1.14% | For |
| Hormel Foods Corporation | HRL | 440452100 | 1/26/2021 | 9 | Elect Jose Luis Prado | Mgmt | Voted | For | For 99.93% Against 0% Abstain 0% Withheld 0.07% | For |
| Hormel Foods Corporation | HRL | 440452100 | 1/26/2021 | 10 | Elect Sally J. Smith | Mgmt | Voted | For | For 99.93% Against 0% Abstain 0% Withheld 0.07% | For |
| Hormel Foods Corporation | HRL | 440452100 | 1/26/2021 | 11 | Elect James P. Snee | Mgmt | Voted | For | For 95.8% Against 0% Abstain 0% Withheld 4.2% | For |
| Hormel Foods Corporation | HRL | 440452100 | 1/26/2021 | 12 | Elect Steven A. White | Mgmt | Voted | For | For 99.33% Against 0% Abstain 0% Withheld 0.67% | For |
| Hormel Foods Corporation | HRL | 440452100 | 1/26/2021 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 99.94% Against 0% Abstain 0% Withheld 0.06% | For |
| Hormel Foods Corporation | HRL | 440452100 | 1/26/2021 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.02% Against 0% Abstain 0% Withheld 1.98% | For |
| Idexx Laboratories, Inc. | IDXX | 45168D104 | 5/12/2021 | 1 | Elect Bruce L. Claflin | Mgmt | Voted | For | For 69.8% Against 0% Abstain 0% Withheld 30.2% | For |
| Idexx Laboratories, Inc. | IDXX | 45168D104 | 5/12/2021 | 2 | Elect Asha S. Collins | Mgmt | Voted | For | For 69.8% Against 0% Abstain 0% Withheld 30.2% | For |
| Idexx Laboratories, Inc. | IDXX | 45168D104 | 5/12/2021 | 3 | Elect Daniel M. Junius | Mgmt | Voted | For | For 82.6% Against 0% Abstain 0% Withheld 17.4% | For |
| Idexx Laboratories, Inc. | IDXX | 45168D104 | 5/12/2021 | 4 | Elect Sam Samad | Mgmt | Voted | For | For 70.13% Against 0% Abstain 0% Withheld 29.87% | For |
| Idexx Laboratories, Inc. | IDXX | 45168D104 | 5/12/2021 | 5 | Ratification of Auditor | Mgmt | Voted | For | For 99.83% Against 0.14% Abstain 0.03% Withheld 0% | For |
| Idexx Laboratories, Inc. | IDXX | 45168D104 | 5/12/2021 | 6 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 93.66% Against 5.2% Abstain 1.14% Withheld 0% | For |
| Intel Corporation | INTC | 458140100 | 5/13/2021 | 1 | Elect Patrick P. Gelsinger | Mgmt | Voted | For | For 99.91% Against 0.08% Abstain 0.01% Withheld 0% | For |
| Intel Corporation | INTC | 458140100 | 5/13/2021 | 2 | Elect James J. Goetz | Mgmt | Voted | For | For 98.59% Against 1.27% Abstain 0.14% Withheld 0% | For |
| Intel Corporation | INTC | 458140100 | 5/13/2021 | 3 | Elect Alyssa Henry | Mgmt | Voted | For | For 99.68% Against 0% Abstain 0% Withheld 0.32% | For |
| Intel Corporation | INTC | 458140100 | 5/13/2021 | 4 | Elect Omar Ishrak | Mgmt | Voted | For | For 96.77% Against 0% Abstain 0% Withheld 3.23% | For |
| Intel Corporation | INTC | 458140100 | 5/13/2021 | 5 | Elect Risa Lavizzo-Mourey | Mgmt | Voted | For | For 95.14% Against 4.69% Abstain 0% Withheld 0.17% | For |
| Intel Corporation | INTC | 458140100 | 5/13/2021 | 6 | Elect Tsu-Jae King Liu | Mgmt | Voted | For | For 95.28% Against 4.55% Abstain 0% Withheld 0.17% | For |
| Intel Corporation | INTC | 458140100 | 5/13/2021 | 7 | Elect Gregory D. Smith | Mgmt | Voted | For | For 97.8% Against 2.1% Abstain 0.1% Withheld 0% | For |
| Intel Corporation | INTC | 458140100 | 5/13/2021 | 8 | Elect Dion J. Weisler | Mgmt | Voted | For | For 97.71% Against 2.18% Abstain 0.11% Withheld 0% | For |
| Intel Corporation | INTC | 458140100 | 5/13/2021 | 9 | Elect Frank D. Yeary | Mgmt | Voted | For | For 97.75% Against 2.15% Abstain 0.1% Withheld 0% | For |
| Intel Corporation | INTC | 458140100 | 5/13/2021 | 10 | Ratification of Auditor | Mgmt | Voted | For | For 95.61% Against 4.27% Abstain 0.12% Withheld 0% | For |
| Intel Corporation | INTC | 458140100 | 5/13/2021 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 90.59% Against 9.29% Abstain 0.12% Withheld 0% | For |
| Intel Corporation | INTC | 458140100 | 5/13/2021 | 12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For 89.78% Against 10.13% Abstain 0.09% Withheld 0% | Against |
| Intel Corporation | INTC | 458140100 | 5/13/2021 | 13 | Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report | ShrHoldr | Voted | Against | For 88.86% Against 7.58% Abstain 3.56% Withheld 0% | Against |
| Intel Corporation | INTC | 458140100 | 5/13/2021 | 14 | Shareholder Proposal Regarding Report on Racism in Company Culture | ShrHoldr | Voted | Against | For 96.19% Against 3.72% Abstain 0.09% Withheld 0% | Against |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | 1 | Elect Sharon Y. Bowen | Mgmt | Voted | For | For 81.11% Against 18.81% Abstain 0.08% Withheld 0% | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | 2 | Elect Shantella E. Cooper | Mgmt | Voted | For | For 90.26% Against 8.45% Abstain 1.29% Withheld 0% | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | 3 | Elect Charles R. Crisp | Mgmt | Voted | For | For 99.03% Against 0.56% Abstain 0.41% Withheld 0% | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | 4 | Elect Duriya M. Farooqui | Mgmt | Voted | For | For 98.69% Against 1.23% Abstain 0.08% Withheld 0% | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | 5 | Elect Lord Hague of Richmond | Mgmt | Voted | For | For 98.04% Against 1.56% Abstain 0.4% Withheld 0% | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | 6 | Elect Mark F. Mulhern | Mgmt | Voted | For | For 84.37% Against 0% Abstain 0% Withheld 15.63% | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | 7 | Elect Thomas E. Noonan | Mgmt | Voted | For | For 84.37% Against 0% Abstain 0% Withheld 15.63% | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | 8 | Elect Frederic V. Salerno | Mgmt | Voted | For | For 96.75% Against 0% Abstain 0% Withheld 3.25% | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | 9 | Elect Caroline Silver | Mgmt | Voted | For | For 96.75% Against 0% Abstain 0% Withheld 3.25% | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | 10 | Elect Jeffrey C. Sprecher | Mgmt | Voted | For | For 95.15% Against 4.74% Abstain 0.11% Withheld 0% | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | 11 | Elect Judith A. Sprieser | Mgmt | Voted | For | For 99.42% Against 0.5% Abstain 0.08% Withheld 0% | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | 12 | Elect Vincent S. Tese | Mgmt | Voted | For | For 99.42% Against 0.5% Abstain 0.08% Withheld 0% | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 66.19% Against 33.69% Abstain 0.12% Withheld 0% | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | 14 | Ratification of Auditor | Mgmt | Voted | For | For 99.5% Against 0.25% Abstain 0.25% Withheld 0% | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 5/14/2021 | 15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For 99.17% Against 0.83% Abstain 0% Withheld 0% | Against |
| Intuit Inc. | INTU | 461202103 | 1/21/2021 | 1 | Elect Eve Burton | Mgmt | Voted | For | For 79.18% Against 20.78% Abstain 0.04% Withheld 0% | For |
| Intuit Inc. | INTU | 461202103 | 1/21/2021 | 2 | Elect Scott D. Cook | Mgmt | Voted | For | For 97.12% Against 2.84% Abstain 0.04% Withheld 0% | For |
| Intuit Inc. | INTU | 461202103 | 1/21/2021 | 3 | Elect Richard Dalzell | Mgmt | Voted | For | For 78.54% Against 21.42% Abstain 0.04% Withheld 0% | For |
| Intuit Inc. | INTU | 461202103 | 1/21/2021 | 4 | Elect Sasan Goodarzi | Mgmt | Voted | For | For 97.86% Against 2.1% Abstain 0.04% Withheld 0% | For |
| Intuit Inc. | INTU | 461202103 | 1/21/2021 | 5 | Elect Deborah Liu | Mgmt | Voted | For | For 99.01% Against 0.95% Abstain 0.04% Withheld 0% | For |
| Intuit Inc. | INTU | 461202103 | 1/21/2021 | 6 | Elect Tekedra Mawakana | Mgmt | Voted | For | For 97.48% Against 2.52% Abstain 0% Withheld 0% | For |
| Intuit Inc. | INTU | 461202103 | 1/21/2021 | 8 | Elect Dennis D. Powell | Mgmt | Voted | For | For 79.63% Against 20.33% Abstain 0.04% Withheld 0% | For |
| Intuit Inc. | INTU | 461202103 | 1/21/2021 | 9 | Elect Brad D. Smith | Mgmt | Voted | For | For 99.31% Against 0.68% Abstain 0.01% Withheld 0% | For |
| Intuit Inc. | INTU | 461202103 | 1/21/2021 | 10 | Elect Thomas J. Szkutak | Mgmt | Voted | For | For 90.29% Against 9.67% Abstain 0.04% Withheld 0% | For |
| Intuit Inc. | INTU | 461202103 | 1/21/2021 | 11 | Elect Raul Vazquez | Mgmt | Voted | For | For 93.33% Against 6.45% Abstain 0.22% Withheld 0% | For |
| Intuit Inc. | INTU | 461202103 | 1/21/2021 | 12 | Elect Jeff Weiner | Mgmt | Voted | For | For 98% Against 0% Abstain 0% Withheld 2% | For |
| IQVIA Holdings Inc. | IQV | 46266C105 | 4/13/2021 | 1.1 | Elect Ari Bousbib | Mgmt | Voted | For | For 99.48% Against 0% Abstain 0% Withheld 0.52% | For |
| IQVIA Holdings Inc. | IQV | 46266C105 | 4/13/2021 | 1.2 | Elect John M. Leonard | Mgmt | Voted | For | For 94.2% Against 0% Abstain 0% Withheld 5.8% | For |
| IQVIA Holdings Inc. | IQV | 46266C105 | 4/13/2021 | 1.3 | Elect Todd B. Sisitsky | Mgmt | Voted | For | For 98.1% Against 0% Abstain 0% Withheld 1.9% | For |
| IQVIA Holdings Inc. | IQV | 46266C105 | 4/13/2021 | 2 | Frequency of Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.13% Against 0% Abstain 0% Withheld 1.87% | For |
| IQVIA Holdings Inc. | IQV | 46266C105 | 4/13/2021 | 3 | Elimination of Supermajority Requirement for Bylaw Amendments | Mgmt | Voted | For | For 98% Against 0% Abstain 0% Withheld 2% | For |
| IQVIA Holdings Inc. | IQV | 46266C105 | 4/13/2021 | 4 | Elimination of Supermajority Requirement for Director Removals | Mgmt | Voted | For | For 99.48% Against 0% Abstain 0% Withheld 0.52% | For |
| Japan Smaller Capitalization Fund Inc. | JOF | 47109U104 | 11/24/2020 | 1.1 | Elect E. Han Kim | Mgmt | Voted | For | For 96.75% Against 0% Abstain 0% Withheld 3.25% | For |
| Japan Smaller Capitalization Fund Inc. | JOF | 47109U104 | 11/24/2020 | 1.2 | Elect Marcia L. MacHarg | Mgmt | Voted | For | For 89.15% Against 10.75% Abstain 0.1% Withheld 0% | For |
| Japan Smaller Capitalization Fund Inc. | JOF | 47109U104 | 11/24/2020 | 1.3 | Elect Yuichi Nomoto | Mgmt | Voted | For | For 97.46% Against 2.24% Abstain 0.3% Withheld 0% | For |
| John Hancock Hedged equity & Income Fund | HEQ | 47804L102 | 2/16/2021 | 1.1 | Elect Charles L. Bardelis | Mgmt | Voted | For | For 92.69% Against 6.75% Abstain 0.56% Withheld 0% | For |
| John Hancock Hedged equity & Income Fund | HEQ | 47804L102 | 2/16/2021 | 1.2 | Elect Peter S. Burgess | Mgmt | Voted | For | For 97.72% Against 1.9% Abstain 0.38% Withheld 0% | For |
| John Hancock Hedged equity & Income Fund | HEQ | 47804L102 | 2/16/2021 | 1.3 | Elect Marianne Harrison | Mgmt | Voted | For | For 99.87% Against 0.09% Abstain 0.04% Withheld 0% | For |
| John Hancock Hedged equity & Income Fund | HEQ | 47804L102 | 2/16/2021 | 1.4 | Elect Frances Rathke | Mgmt | Voted | For | For 36.13% Against 63.83% Abstain 0.04% Withheld 0% | Against |
| John Hancock Tax- Advantaged Dividend Income | HTD | 41013V100 | 2/16/2021 | 1.1 | Elect Charles L. Bardelis | Mgmt | Voted | For | For 32.2% Against 67.75% Abstain 0.05% Withheld 0% | Against |
| John Hancock Tax- Advantaged Dividend Income | HTD | 41013V100 | 2/16/2021 | 1.2 | Elect Peter S. Burgess | Mgmt | Voted | For | For 99.57% Against 0.34% Abstain 0.09% Withheld 0% | For |
| John Hancock Tax- Advantaged Dividend Income | HTD | 41013V100 | 2/16/2021 | 1.3 | Elect Marianne Harrison | Mgmt | Voted | For | For 97.21% Against 2.75% Abstain 0.04% Withheld 0% | For |
| John Hancock Tax- Advantaged Dividend Income | HTD | 41013V100 | 2/16/2021 | 1.4 | Elect Frances Rathke | Mgmt | Voted | For | For 99.76% Against 0.21% Abstain 0.03% Withheld 0% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 1 | Elect Mary C. Beckerle | Mgmt | Voted | For | For 55.61% Against 34.78% Abstain 8.61% Withheld 1% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 2 | Elect D. Scott Davis | Mgmt | Voted | For | For 87.55% Against 12.25% Abstain 0.2% Withheld 0% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 3 | Elect Ian E.L. Davis | Mgmt | Voted | For | For 98.38% Against 1.42% Abstain 0.2% Withheld 0% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 4 | Elect Jennifer A. Doudna | Mgmt | Voted | For | For 89.86% Against 2.24% Abstain 6.9% Withheld 1% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 5 | Elect Alex Gorsky | Mgmt | Voted | For | For 93.34% Against 1.56% Abstain 5.1% Withheld 0% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 6 | Elect Marillyn A. Hewson | Mgmt | Voted | For | For 91.89% Against 3.03% Abstain 5.08% Withheld 0% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 7 | Elect Hubert Joly | Mgmt | Voted | For | For 99.73% Against 0.16% Abstain 0.11% Withheld 0% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 8 | Elect Mark B. McClellan | Mgmt | Voted | For | For 99.73% Against 0.17% Abstain 0.1% Withheld 0% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 9 | Elect Anne Mulcahy | Mgmt | Voted | For | For 98.37% Against 1.46% Abstain 0.17% Withheld 0% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 10 | Elect Charles Prince | Mgmt | Voted | For | For 98.84% Against 0.98% Abstain 0.18% Withheld 0% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 11 | Elect A. Eugene Washington | Mgmt | Voted | For | For 93% Against 6.82% Abstain 0.18% Withheld 0% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 12 | Elect Mark A. Weinberger | Mgmt | Voted | For | For 98.88% Against 1.01% Abstain 0.11% Withheld 0% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 13 | Elect Nadja Y. West | Mgmt | Voted | For | For 99.01% Against 0.82% Abstain 0.17% Withheld 0% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 14 | Elect Ronald A. Williams | Mgmt | Voted | For | For 99.5% Against 0.38% Abstain 0.12% Withheld 0% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.71% Against 0.18% Abstain 0.11% Withheld 0% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 16 | Ratification of Auditor | Mgmt | Voted | For | For 99.73% Against 0.1% Abstain 0.17% Withheld 0% | For |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 17 | Shareholder Proposal Regarding Report on Access to COVID-19 Products | ShrHoldr | Voted | Against | For 99.75% Against 0.14% Abstain 0.11% Withheld 0% | Against |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 18 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For 93% Against 6.82% Abstain 0.18% Withheld 0% | Against |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 19 | Shareholder Proposal Regarding Racial Impact Audit | ShrHoldr | Voted | Against | For 98.17% Against 1.74% Abstain 0.09% Withheld 0% | Against |
| Johnson & Johnson | JNJ | 478160104 | 4/22/2021 | 20 | Shareholder Proposal Regarding Bonus Deferral Policy | ShrHoldr | Voted | Against | For 99.02% Against 0.8% Abstain 0.18% Withheld 0% | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | 1 | Elect Linda B. Bammann | Mgmt | Voted | For | For 97.8% Against 0% Abstain 0% Withheld 2.2% | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | 2 | Elect Stephen B. Burke | Mgmt | Voted | For | For 96.17% Against 0% Abstain 0% Withheld 3.83% | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | 3 | Elect Todd A. Combs | Mgmt | Voted | For | For 72.36% Against 27.37% Abstain 0.27% Withheld 0% | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | 4 | Elect James S. Crown | Mgmt | Voted | For | For 96.77% Against 3.01% Abstain 0.22% Withheld 0% | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | 5 | Elect James Dimon | Mgmt | Voted | For | For 43.23% Against 53.91% Abstain 2.86% Withheld 0% | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | 6 | Elect Timothy P. Flynn | Mgmt | Voted | For | For 97.62% Against 2.33% Abstain 0.05% Withheld 0% | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | 7 | Elect Mellody Hobson | Mgmt | Voted | For | For 91.7% Against 8.257% Abstain 0.04% Withheld 0% | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | 8 | Elect Michael A. Neal | Mgmt | Voted | For | For 96% Against 3.95% Abstain 0.05% Withheld 0% | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | 9 | Elect Phebe N. Novakovic | Mgmt | Voted | For | For 98.48% Against 1.47% Abstain 0.05% Withheld 0% | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | 10 | Elect Virginia M. Rometty | Mgmt | Voted | For | For 89.43% Against 10.32% Abstain 0.25% Withheld 0% | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.53% Against 0.44% Abstain 1.03% Withheld 0% | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | 12 | Amendment to the Long-Term Incentive Plan | Mgmt | Voted | For | For 96.64% Against 3.28% Abstain 0.08% Withheld 0% | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 86.98% Against 1.22% Abstain 11.8% Withheld 0% | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | 14 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | Against | For 98.91% Against 1.07% Abstain 0.02% Withheld 0% | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | 15 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | Against | For 96.52% Against 3.29% Abstain 0.19% Withheld 0% | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | 16 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For 97.48% Against 2.37% Abstain 0.15% Withheld 0% | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | 5/18/2021 | 17 | Shareholder Proposal Regarding Report on Political Expenditures and Values Congruency | ShrHoldr | Voted | Against | For 99.32% Against 0.53% Abstain 0.15% Withheld 0% | Against |
| Kayne Anderson Energy Infrastructure Fund Inc | KYN | 486606106 | 10/29/2020 | 1 | Amendment to Fundamental Investment Objective | Mgmt | Voted | For | For 99.8% Against 0% Abstain 0.06% Withheld 0.14% | For |
| Kayne Anderson Energy Infrastructure Fund Inc | KYN | 486606106 | 10/29/2020 | 2 | Amendment to Fundamental Investment Policy Regarding Industry Concentration | Mgmt | Voted | For | For 97.2% Against 0% Abstain 0.1% Withheld 2.7% | For |
| Kayne Anderson NextGen Energy & Infrastructure Inc | KMF | 48661E108 | 4/8/2021 | 1 | Elect Michael J. Levitt | Mgmt | Voted | For | For 99.04% Against 0% Abstain 0.07% Withheld 0.89% | For |
| Kayne Anderson NextGen Energy & Infrastructure Inc | KMF | 48661E108 | 4/8/2021 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 99.8% Against 0% Abstain 0.05% Withheld 0.15% | For |
| Linde Plc | LIN | 74005P104 | 7/27/2020 | 1 | Elect Wolfgang Reitzle | Mgmt | Voted | For | For 99.12% Against 0% Abstain 0.07% Withheld 0.81% | For |
| Linde Plc | LIN | 74005P104 | 7/27/2020 | 2 | Elect Stephen F. Angel | Mgmt | Voted | For | For 99.47% Against 0% Abstain 0.25% Withheld 0.28% | For |
| Linde Plc | LIN | 74005P104 | 7/27/2020 | 3 | Elect Ann-Kristin Achleitner | Mgmt | Voted | For | For 99.63% Against 0% Abstain 0.07% Withheld 0.3% | For |
| Linde Plc | LIN | 74005P104 | 7/27/2020 | 4 | Elect Clemens A.H. Borsig | Mgmt | Voted | For | For 99.56% Against 0% Abstain 0.07% Withheld 0.37% | For |
| Linde Plc | LIN | 74005P104 | 7/27/2020 | 5 | Elect Nance K. Dicciani | Mgmt | Voted | For | For 99.8% Against 0% Abstain 0.07% Withheld 0.13% | For |
| Linde Plc | LIN | 74005P104 | 7/27/2020 | 6 | Elect Thomas Enders | Mgmt | Voted | For | For 99.15% Against 0.68% Abstain 0.17% Withheld 0% | For |
| Linde Plc | LIN | 74005P104 | 7/27/2020 | 7 | Elect Franz Fehrenbach | Mgmt | Voted | For | For 96.62% Against 3.26% Abstain 0.12% Withheld 0% | For |
| Linde Plc | LIN | 74005P104 | 7/27/2020 | 8 | Elect Edward G. Galante | Mgmt | Voted | For | For 99.72% Against 0.17% Abstain 0.11% Withheld 0% | For |
| Linde Plc | LIN | 74005P104 | 7/27/2020 | 9 | Elect Larry D. McVay | Mgmt | Voted | For | For 86.78% Against 13.13% Abstain 0.09% Withheld 0% | For |
| Linde Plc | LIN | 74005P104 | 7/27/2020 | 10 | Elect Victoria Ossadnik | Mgmt | Voted | For | For 86.78% Against 13.13% Abstain 0.09% Withheld 0% | For |
| Linde Plc | LIN | 74005P104 | 7/27/2020 | 12 | Elect Robert L. Wood | Mgmt | Voted | For | For 99.96% Against 0.01% Abstain 0.03% Withheld 0% | For |
| Linde Plc | LIN | 74005P104 | 7/27/2020 | 13 | Ratification of PricewaterhouseCoopers | Mgmt | Voted | For | For 99.7% Against 0.28% Abstain 0.02% Withheld 0% | For |
| Linde Plc | LIN | 74005P104 | 7/27/2020 | 15 | Authority to Set Price Range for Re-Issuance of Treasury Shares | Mgmt | Voted | For | For 99.89% Against 0.09% Abstain 0.02% Withheld 0% | For |
| LMP Capital and Income Fund Inc | SCD | 50208A102 | 4/9/2021 | 1 | Elect Carol L. Colman | Mgmt | Voted | For | For 97.2% Against 2.76% Abstain 0.04% Withheld 0% | For |
| LMP Capital and Income Fund Inc | SCD | 50208A102 | 4/9/2021 | 2 | Elect Daniel P. Cronin | Mgmt | Voted | For | For 99.38% Against 0.59% Abstain 0.03% Withheld 0% | For |
| LMP Capital and Income Fund Inc | SCD | 50208A102 | 4/9/2021 | 3 | Elect Paolo M. Cucchi | Mgmt | Voted | For | For 99.4% Against 0.58% Abstain 0.02% Withheld 0% | For |
| LMP Capital and Income Fund Inc | SCD | 50208A102 | 4/9/2021 | 4 | Ratification of Auditor | Mgmt | Voted | For | For 94.11% Against 5.85% Abstain 0.04% Withheld 0% | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/22/2021 | 1 | Elect Daniel F. Akerson | Mgmt | Voted | For | For 99.76% Against 0.22% Abstain 0.02% Withheld 0% | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/22/2021 | 2 | Elect David B. Burritt | Mgmt | Voted | For | For 95.21% Against 4.76% Abstain 0.03% Withheld 0% | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/22/2021 | 3 | Elect Bruce A. Carlson | Mgmt | Voted | For | For 99.28% Against 0.69% Abstain 0.03% Withheld 0% | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/22/2021 | 4 | Elect Joseph Dunford Jr. | Mgmt | Voted | For | For 97.68% Against 2.3% Abstain 0.02% Withheld 0% | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/22/2021 | 5 | Elect James O. Ellis, Jr. | Mgmt | Voted | For | For 99.91% Against 0.05% Abstain 0.04% Withheld 0% | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/22/2021 | 6 | Elect Thomas J. Falk | Mgmt | Voted | For | For 99.92% Against 0.05% Abstain 0.03% Withheld 0% | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/22/2021 | 7 | Elect Ilene S. Gordon | Mgmt | Voted | For | For 83.69% Against 16.29% Abstain 0.02% Withheld 0% | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/22/2021 | 8 | Elect Vicki A. Hollub | Mgmt | Voted | For | For 84.15% Against 15.82% Abstain 0.03% Withheld 0% | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/22/2021 | 9 | Elect Jeh C. Johnson | Mgmt | Voted | For | For 95.95% Against 4% Abstain 0.05% Withheld 0% | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/22/2021 | 10 | Elect Debra L. Reed-Klages | Mgmt | Voted | For | For 88.86% Against 11.12% Abstain 0.02% Withheld 0% | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/22/2021 | 11 | Elect James D. Taiclet | Mgmt | Voted | For | For 99.91% Against 0.06% Abstain 0.03% Withheld 0% | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/22/2021 | 12 | Ratification of Auditor | Mgmt | Voted | For | For 96.61% Against 3.37% Abstain 0.02% Withheld 0% | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/22/2021 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 96.77% Against 3.2% Abstain 0.03% Withheld 0% | For |
| Lockheed Martin Corporation | LMT | 539830109 | 4/22/2021 | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For 95.6% Against 4.37% Abstain 0.03% Withheld 0% | Against |
| Lockheed Martin Corporation | LMT | 539830109 | 4/22/2021 | 15 | Shareholder Proposal Regarding Human Rights Due Diligence Process Report | ShrHoldr | Voted | Against | For 94.52% Against 5.44% Abstain 0.04% Withheld 0% | Against |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/20/2021 | 1 | Elect Anthony K. Anderson | Mgmt | Voted | For | For 97.44% Against 2.53% Abstain 0.03% Withheld 0% | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/20/2021 | 2 | Elect Oscar Fanjul Martin | Mgmt | Voted | For | For 97.53% Against 2.44% Abstain 0.03% Withheld 0% | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/20/2021 | 3 | Elect Daniel S. Glaser | Mgmt | Voted | For | For 96.45% Against 3.52% Abstain 0.03% Withheld 0% | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/20/2021 | 4 | Elect H. Edward Hanway | Mgmt | Voted | For | For 99.16% Against 0.81% Abstain 0.03% Withheld 0% | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/20/2021 | 5 | Elect Deborah C. Hopkins | Mgmt | Voted | For | For 96.9% Against 3.07% Abstain 0.03% Withheld 0% | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/20/2021 | 6 | Elect Tamara Ingram | Mgmt | Voted | For | For 84.79% Against 15.18% Abstain 0.03% Withheld 0% | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/20/2021 | 7 | Elect Jane H. Lute | Mgmt | Voted | For | For 99.24% Against 0.73% Abstain 0.03% Withheld 0% | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/20/2021 | 8 | Elect Steven A. Mills | Mgmt | Voted | For | For 66.27% Against 33.7% Abstain 0.03% Withheld 0% | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/20/2021 | 9 | Elect Bruce P. Nolop | Mgmt | Voted | For | For 99.96% Against 0.01% Abstain 0.03% Withheld 0% | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/20/2021 | 10 | Elect Marc D. Oken | Mgmt | Voted | For | For 99.79% Against 0.21% Abstain 0% Withheld 0% | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/20/2021 | 11 | Elect Morton O. Schapiro | Mgmt | Voted | For | For 99.93% Against 0.07% Abstain 0% Withheld 0% | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/20/2021 | 12 | Elect Lloyd M. Yates | Mgmt | Voted | For | For 92.85% Against 7.15% Abstain 0% Withheld 0% | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/20/2021 | 13 | Elect R. David Yost | Mgmt | Voted | For | For 89.95% Against 10.02% Abstain 0.02% Withheld 0.009% | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/20/2021 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.23% Against 0.62% Abstain 0.15% Withheld 0% | For |
| Marsh & McLennan Companies, Inc. | MMC | 571748102 | 5/20/2021 | 15 | Ratification of Auditor | Mgmt | Voted | For | For 97.22% Against 2.62% Abstain 0.16% Withheld 0% | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 1 | Elect Ajay Banga | Mgmt | Voted | For | For 99.3% Against 0.55% Abstain 0.15% Withheld 0% | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 2 | Elect Merit E. Janow | Mgmt | Voted | For | For 96.25% Against 3.6% Abstain 0.15% Withheld 0% | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 3 | Elect Richard K. Davis | Mgmt | Voted | For | For 99.16% Against 0.69% Abstain 0.15% Withheld 0% | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 4 | Elect Steven J. Freiberg | Mgmt | Voted | For | For 97.69% Against 2.16% Abstain 0.15% Withheld 0% | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 5 | Elect Julius Genachowski | Mgmt | Voted | For | For 98.53% Against 0.75% Abstain 0.72% Withheld 0% | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 6 | Elect GOH Choon Phong | Mgmt | Voted | For | For 99.6% Against 0.27% Abstain 0.13% Withheld 0% | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 7 | Elect Oki Matsumoto | Mgmt | Voted | For | For 99.44% Against 0.41% Abstain 0.15% Withheld 0% | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 8 | Elect Michael Miebach | Mgmt | Voted | For | For 99.07% Against 0.74% Abstain 0.19% Withheld 0% | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 9 | Elect Youngme E. Moon | Mgmt | Voted | For | For 99.55% Against 0.32% Abstain 0.13% Withheld 0% | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 10 | Elect Rima Qureshi | Mgmt | Voted | For | For 93.69% Against 5.78% Abstain 0.53% Withheld 0% | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 11 | Elect Jose Octavio Reyes Lagunes | Mgmt | Voted | For | For 95.75% Against 4.08% Abstain 0.17% Withheld 0% | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 12 | Elect Gabrielle Sulzberger | Mgmt | Voted | For | For 96.13% Against 3.43% Abstain 0.44% Withheld 0% | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 13 | Elect Jackson P. Tai | Mgmt | Voted | For | For 19.28% Against 80.18% Abstain 0.54% Withheld 0% | Against |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 14 | Elect Lance Uggla | Mgmt | Voted | For | For 35.04% Against 62.78% Abstain 2.18% Withheld 0% | Against |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 26.13% Against 73.02% Abstain 0.85% Withheld 0% | Against |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 16 | Ratification of Auditor | Mgmt | Voted | For | For 32.58% Against 66.19% Abstain 1.23% Withheld 0% | Against |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 17 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | Voted | For | For 95.32% Against 4.68% Abstain 0% Withheld 0% | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 18 | Amendment to the 2006 Non-Employee Director Equity Compensation Plan | Mgmt | Voted | For | For 98.82% Against 1.18% Abstain 0% Withheld 0% | For |
| Mastercard Incorporated | MA | 57636Q104 | 6/22/2021 | 19 | Elimination of Supermajority Requirements | Mgmt | Voted | For | For 98.88% Against 1.12% Abstain 0% Withheld 0% | For |
| McKesson Corporation | MCK | 58155Q103 | 7/29/2020 | 1 | Elect Dominic J. Caruso | Mgmt | Voted | For | For 98.22% Against 1.78% Abstain 0% Withheld 0% | For |
| McKesson Corporation | MCK | 58155Q103 | 7/29/2020 | 2 | Elect N. Anthony Coles | Mgmt | Voted | For | For 96.62% Against 3.38% Abstain 0% Withheld 0% | For |
| McKesson Corporation | MCK | 58155Q103 | 7/29/2020 | 3 | Elect M. Christine Jacobs | Mgmt | Voted | For | For 99.92% Against 0.01% Abstain 0.07% Withheld 0% | For |
| McKesson Corporation | MCK | 58155Q103 | 7/29/2020 | 4 | Elect Donald R. Knauss | Mgmt | Voted | For | For 80.21% Against 19.72% Abstain 0.07% Withheld 0% | For |
| McKesson Corporation | MCK | 58155Q103 | 7/29/2020 | 5 | Elect Marie L. Knowles | Mgmt | Voted | For | For 100% Against 0% Abstain 0% Withheld 0% | For |
| McKesson Corporation | MCK | 58155Q103 | 7/29/2020 | 6 | Elect Bradley E. Lerman | Mgmt | Voted | For | For 99.63% Against 0.07% Abstain 0.3% Withheld 0% | For |
| McKesson Corporation | MCK | 58155Q103 | 7/29/2020 | 7 | Elect Maria Martinez | Mgmt | Voted | For | For 92.87% Against 7.13% Abstain 0% Withheld 0% | For |
| McKesson Corporation | MCK | 58155Q103 | 7/29/2020 | 8 | Elect Edward A. Mueller | Mgmt | Voted | For | For 98% Against 2% Abstain 0% Withheld 0% | For |
| McKesson Corporation | MCK | 58155Q103 | 7/29/2020 | 9 | Elect Susan R. Salka | Mgmt | Voted | For | For 98.96% Against 0.28% Abstain 0.76% Withheld 0% | For |
| McKesson Corporation | MCK | 58155Q103 | 7/29/2020 | 10 | Elect Brian S. Tyler | Mgmt | Voted | For | For 98.63% Against 0.61% Abstain 0.76% Withheld 0% | For |
| McKesson Corporation | MCK | 58155Q103 | 7/29/2020 | 11 | Elect Kenneth E. Washington | Mgmt | Voted | For | For 98.94% Against 0.33% Abstain 0.73% Withheld 0% | For |
| McKesson Corporation | MCK | 58155Q103 | 7/29/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For 98.94% Against 0.33% Abstain 0.73% Withheld 0% | For |
| McKesson Corporation | MCK | 58155Q103 | 7/29/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.26% Against 0.01% Abstain 0.73% Withheld 0% | For |
| McKesson Corporation | MCK | 58155Q103 | 7/29/2020 | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For 84% Against 16% Abstain 0% Withheld 0% | Against |
| McKesson Corporation | MCK | 58155Q103 | 7/29/2020 | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For 99.72% Against 0.26% Abstain 0.02% Withheld 0% | Against |
| McKesson Corporation | MCK | 58155Q103 | 7/29/2020 | 16 | Shareholder Proposal Regarding Purpose of Corporation | ShrHoldr | Voted | Against | For 99.63% Against 0.29% Abstain 0.08% Withheld 0% | Against |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/25/2021 | 1 | Elect Leslie A. Brun | Mgmt | Voted | For | For 97.57% Against 1.44% Abstain 0.99% Withheld 0% | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/25/2021 | 2 | Elect Mary Ellen Coe | Mgmt | Voted | For | For 96% Against 4% Abstain 0% Withheld 0% | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/25/2021 | 3 | Elect Pamela J. Craig | Mgmt | Voted | For | For 99.99% Against 0% Abstain 0.01% Withheld 0% | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/25/2021 | 4 | Elect Kenneth C. Frazier | Mgmt | Voted | For | For 99.64% Against 0.21% Abstain 0.15% Withheld 0% | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/25/2021 | 5 | Elect Thomas H. Glocer | Mgmt | Voted | For | For 99.57% Against 0% Abstain 0% Withheld 0.43% | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/25/2021 | 6 | Elect Risa Lavizzo-Mourey | Mgmt | Voted | For | For 87.78% Against 0% Abstain 0% Withheld 12.22% | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/25/2021 | 7 | Elect Stephen L. Mayo | Mgmt | Voted | For | For 57.64% Against 0% Abstain 0% Withheld 42.36% | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/25/2021 | 8 | Elect Paul B. Rothman | Mgmt | Voted | For | For 98.28% Against 1.43% Abstain 0.29% Withheld 0% | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/25/2021 | 9 | Elect Patricia F. Russo | Mgmt | Voted | For | For 88.26% Against 10.99% Abstain 0.75% Withheld 0% | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/25/2021 | 10 | Elect Christine E. Seidman | Mgmt | Voted | For | For 99.16% Against 0.3% Abstain 0.54% Withheld 0% | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/25/2021 | 11 | Elect Inge G. Thulin | Mgmt | Voted | For | For 98.98% Against 0.43% Abstain 0.59% Withheld 0% | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/25/2021 | 12 | Elect Kathy J. Warden | Mgmt | Voted | For | For 95.11% Against 4.67% Abstain 0.22% Withheld 0% | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/25/2021 | 13 | Elect Peter C. Wendell | Mgmt | Voted | For | For 59.94% Against 39.31% Abstain 0.75% Withheld 0% | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/25/2021 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.81% Against 0.16% Abstain 0.03% Withheld 0% | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/25/2021 | 15 | Ratification of Auditor | Mgmt | Voted | For | For 99.66% Against 0% Abstain 0% Withheld 0.34% | For |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/25/2021 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For 96.77% Against 0% Abstain 0% Withheld 3.23% | Against |
| Merck & Co., Inc. | MRK | 58933Y105 | 5/25/2021 | 17 | Shareholder Proposal Regarding Report on Access to COVID-19 Products | ShrHoldr | Voted | Against | For 99.64% Against 0% Abstain 0% Withheld 0.36% | Against |
| Mexico Equity And Income Fund Inc | MXE | 592834105 | 12/17/2020 | 1 | Elect Phillip Goldstein | Mgmt | Voted | For | For 98.22% Against 0% Abstain 0% Withheld 1.78% | For |
| Mexico Fund Inc | MXF | 592835102 | 3/9/2021 | 1.1 | Elect Marc J. Shapiro | Mgmt | Voted | For | For 99.66% Against 0% Abstain 0% Withheld 0.34% | For |
| Mexico Fund Inc | MXF | 592835102 | 3/9/2021 | 1.2 | Elect Jaime Serra Puche | Mgmt | Voted | For | For 99.66% Against 0% Abstain 0% Withheld 0.34% | For |
| Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | 1 | Elect Richard M. Beyer | Mgmt | Voted | For | For 98.23% Against 0% Abstain 0% Withheld 1.77% | For |
| Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | 2 | Elect Lynn A. Dugle | Mgmt | Voted | For | For 98.39% Against 0% Abstain 0% Withheld 1.61% | For |
| Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | 3 | Elect Steven J. Gomo | Mgmt | Voted | For | For 99.26% Against 0.63% Abstain 0.11% Withheld 0% | For |
| Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | 4 | Elect Mary Pat McCarthy | Mgmt | Voted | For | For 97.94% Against 1.97% Abstain 0.09% Withheld 0% | For |
| Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | 5 | Elect Sanjay Mehrotra | Mgmt | Voted | For | For 99.89% Against 0.04% Abstain 0% Withheld 0.07% | For |
| Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | 6 | Elect Robert E. Switz | Mgmt | Voted | For | For 98.19% Against 1.72% Abstain 0% Withheld 0.09% | For |
| Micron Technology, Inc. | MU | 595112103 | 1/14/2021 | 7 | Elect MaryAnn Wright | Mgmt | Voted | For | For 98.19% Against 1.72% Abstain 0% Withheld 0.09% | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | 1 | Elect Reid G. Hoffman | Mgmt | Voted | For | For 98.19% Against 1.72% Abstain 0% Withheld 0.09% | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | 2 | Elect Hugh F. Johnston | Mgmt | Voted | For | For 98.19% Against 1.72% Abstain 0% Withheld 0.09% | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | 3 | Elect Teri L. List-Stoll | Mgmt | Voted | For | For 99.55% Against 0.38% Abstain 0% Withheld 0.07% | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | 4 | Elect Satya Nadella | Mgmt | Voted | For | For 98.19% Against 1.72% Abstain 0% Withheld 0.09% | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | 5 | Elect Sandra E. Peterson | Mgmt | Voted | For | For 98.19% Against 1.72% Abstain 0% Withheld 0.09% | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | 6 | Elect Penny S. Pritzker | Mgmt | Voted | For | For 98.19% Against 1.72% Abstain 0% Withheld 0.09% | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | 7 | Elect Charles W. Scharf | Mgmt | Voted | For | For 98.19% Against 1.72% Abstain 0% Withheld 0.09% | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | 8 | Elect Arne M. Sorenson | Mgmt | Voted | For | For 98.19% Against 1.72% Abstain 0% Withheld 0.09% | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | 9 | Elect John W. Stanton | Mgmt | Voted | For | For 99.55% Against 0.34% Abstain 0% Withheld 0.11% | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | 10 | Elect John W. Thompson | Mgmt | Voted | For | For 95.84% Against 4.13% Abstain 0% Withheld 0.03% | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | 11 | Elect Emma N. Walmsley | Mgmt | Voted | For | For 99.46% Against 0.54% Abstain 0% Withheld 0% | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | 12 | Elect Padmasree Warrior | Mgmt | Voted | For | For 86.9% Against 13.08% Abstain 0% Withheld 0.02% | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.18% Against 0.57% Abstain 0.24% Withheld 0.008% | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | 14 | Ratification of Auditor | Mgmt | Voted | For | For 84.35% Against 0% Abstain 0% Withheld 15.65% | For |
| Microsoft Corporation | MSFT | 594918104 | 12/2/2020 | 15 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Voted | Against | For 69.86% Against 0% Abstain 0% Withheld 30.14% | Against |
| Moody's Corporation | MCO | 615369105 | 4/20/2021 | 1 | Elect Jorge A. Bermudez | Mgmt | Voted | For | For 84.19% Against 0% Abstain 0% Withheld 15.81% | For |
| Moody's Corporation | MCO | 615369105 | 4/20/2021 | 2 | Elect Therese Esperdy | Mgmt | Voted | For | For 99.79% Against 0.2% Abstain 0.01% Withheld 0% | For |
| Moody's Corporation | MCO | 615369105 | 4/20/2021 | 3 | Elect Robert Fauber | Mgmt | Voted | For | For 99.23% Against 0.77% Abstain 0% Withheld 0% | For |
| Moody's Corporation | MCO | 615369105 | 4/20/2021 | 4 | Elect Vincent A. Forlenza | Mgmt | Voted | For | For 99.26% Against 0.74% Abstain 0% Withheld 0% | For |
| Moody's Corporation | MCO | 615369105 | 4/20/2021 | 5 | Elect Kathryn M. Hill | Mgmt | Voted | For | For 98.97% Against 1.03% Abstain 0% Withheld 0% | For |
| Moody's Corporation | MCO | 615369105 | 4/20/2021 | 6 | Elect Lloyd W. Howell, Jr. | Mgmt | Voted | For | For 99.07% Against 0.93% Abstain 0% Withheld 0% | For |
| Moody's Corporation | MCO | 615369105 | 4/20/2021 | 7 | Elect Raymond W. McDaniel, Jr. | Mgmt | Voted | For | For 99.26% Against 0.74% Abstain 0% Withheld 0% | For |
| Moody's Corporation | MCO | 615369105 | 4/20/2021 | 8 | Elect Leslie F. Seidman | Mgmt | Voted | For | For 99.01% Against 0.99% Abstain 0% Withheld 0% | For |
| Moody's Corporation | MCO | 615369105 | 4/20/2021 | 9 | Elect Bruce Van Saun | Mgmt | Voted | For | For 97.25% Against 2.75% Abstain 0% Withheld 0% | For |
| Moody's Corporation | MCO | 615369105 | 4/20/2021 | 10 | Ratification of Auditor | Mgmt | Voted | For | For 92.67% Against 7.258% Abstain 0.07% Withheld 0% | For |
| Moody's Corporation | MCO | 615369105 | 4/20/2021 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 92.78% Against 0% Abstain 0% Withheld 7.22% | For |
| Moody's Corporation | MCO | 615369105 | 4/20/2021 | 12 | Shareholder Approval of Decarbonization Plan | Mgmt | Voted | For | For 93.69% Against 0% Abstain 0% Withheld 6.31% | For |
| Morgan Stanley | MS | 617446448 | 5/20/2021 | 1 | Elect Elizabeth Corley | Mgmt | Voted | For | For 92.07% Against 0% Abstain 0% Withheld 7.93% | For |
| Morgan Stanley | MS | 617446448 | 5/20/2021 | 2 | Elect Alistair Darling | Mgmt | Voted | For | For 93.1% Against 0% Abstain 0% Withheld 6.9% | For |
| Morgan Stanley | MS | 617446448 | 5/20/2021 | 3 | Elect Thomas H. Glocer | Mgmt | Voted | For | For 92.6% Against 0% Abstain 0% Withheld 7.4% | For |
| Morgan Stanley | MS | 617446448 | 5/20/2021 | 4 | Elect James P. Gorman | Mgmt | Voted | For | For 75.61% Against 20.21% Abstain 4.18% Withheld 0% | For |
| Morgan Stanley | MS | 617446448 | 5/20/2021 | 5 | Elect Robert H. Herz | Mgmt | Voted | For | For 97.85% Against 0.89% Abstain 1.26% Withheld 0% | For |
| Morgan Stanley | MS | 617446448 | 5/20/2021 | 6 | Elect Nobuyuki Hirano | Mgmt | Voted | For | For 97.19% Against 1.62% Abstain 1.19% Withheld 0% | For |
| Morgan Stanley | MS | 617446448 | 5/20/2021 | 7 | Elect Hironori Kamezawa | Mgmt | Voted | For | For 91.84% Against 6.58% Abstain 1.58% Withheld 0% | For |
| Morgan Stanley | MS | 617446448 | 5/20/2021 | 8 | Elect Shelley B. Leibowitz | Mgmt | Voted | For | For 99.9% Against 0.07% Abstain 0.03% Withheld 0% | For |
| Morgan Stanley | MS | 617446448 | 5/20/2021 | 9 | Elect Stephen J. Luczo | Mgmt | Voted | For | For 93.07% Against 6.9% Abstain 0.03% Withheld 0% | For |
| Morgan Stanley | MS | 617446448 | 5/20/2021 | 10 | Elect Judith A. Miscik | Mgmt | Voted | For | For 95.98% Against 3.99% Abstain 0.03% Withheld 0% | For |
| Morgan Stanley | MS | 617446448 | 5/20/2021 | 11 | Elect Dennis M. Nally | Mgmt | Voted | For | For 96.3% Against 3.67% Abstain 0.03% Withheld 0% | For |
| Morgan Stanley | MS | 617446448 | 5/20/2021 | 12 | Elect Mary L. Schapiro | Mgmt | Voted | For | For 96.73% Against 3.24% Abstain 0.03% Withheld 0% | For |
| Morgan Stanley | MS | 617446448 | 5/20/2021 | 13 | Elect Perry M. Traquina | Mgmt | Voted | For | For 96.73% Against 3.24% Abstain 0.03% Withheld 0% | For |
| Morgan Stanley | MS | 617446448 | 5/20/2021 | 14 | Elect Rayford Wilkins Jr. | Mgmt | Voted | For | For 96.73% Against 3.24% Abstain 0.03% Withheld 0% | For |
| Morgan Stanley | MS | 617446448 | 5/20/2021 | 15 | Ratification of Auditor | Mgmt | Voted | For | For 96.99% Against 2.98% Abstain 0.03% Withheld 0% | For |
| Morgan Stanley | MS | 617446448 | 5/20/2021 | 16 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 96.4% Against 3.57% Abstain 0.03% Withheld 0% | For |
| Morgan Stanley | MS | 617446448 | 5/20/2021 | 17 | Amendment to the Equity Incentive Compensation Plan | Mgmt | Voted | For | For 96.99% Against 2.98% Abstain 0.03% Withheld 0% | For |
| Morgan Stanley India Investment Fund Inc | IIF | 61745C105 | 6/24/2021 | 1.1 | Elect Joseph J. Kearns | Mgmt | Voted | For | For 99.27% Against 0.7% Abstain 0.03% Withheld 0% | For |
| Morgan Stanley India Investment Fund Inc | IIF | 61745C105 | 6/24/2021 | 1.2 | Elect Patricia Maleski | Mgmt | Voted | For | For 91.61% Against 8.29% Abstain 0.1% Withheld 0% | For |
| Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | 1 | Elect Richard N. Barton | Mgmt | Voted | For | For 93.44% Against 0% Abstain 0% Withheld 6.56% | For |
| Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | 2 | Elect Rodolphe Belmer | Mgmt | Voted | For | For 92.8% Against 0% Abstain 0% Withheld 7.2% | For |
| Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | 3 | Elect Bradford L. Smith | Mgmt | Voted | For | For 78.66% Against 0% Abstain 0% Withheld 21.34% | For |
| Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | 4 | Elect Anne M. Sweeney | Mgmt | Voted | For | For 78.66% Against 0% Abstain 0% Withheld 21.34% | For |
| Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | 5 | Ratification of Auditor | Mgmt | Voted | For | For 99.82% Against 0.15% Abstain 0.03% Withheld 0% | For |
| Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | 6 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.64% Against 0.35% Abstain 0.01% Withheld 0% | For |
| Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | 7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For 89.75% Against 1.51% Abstain 8.74% Withheld 0% | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | 8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Voted | Against | For 75.61% Against 24.02% Abstain 0.37% Withheld 0% | Against |
| Netflix, Inc. | NFLX | 64110L106 | 6/3/2021 | 9 | Shareholder Proposal Regarding Improvement of Executive Compensation Program | ShrHoldr | Voted | Against | For 75.61% Against 24.02% Abstain 0.37% Withheld 0% | Against |
| Neuberger Berman California Municipal Fund Inc | NBW | 64129H104 | 10/29/2020 | 1.1 | Elect Martha Clark Goss | Mgmt | Voted | For | For 97.07% Against 2.55% Abstain 0.38% Withheld 0% | For |
| Neuberger Berman California Municipal Fund Inc | NBW | 64129H104 | 10/29/2020 | 1.2 | Elect James G. Stavridis | Mgmt | Voted | For | For 97.17% Against 2.45% Abstain 0.38% Withheld 0% | For |
| Neuberger Berman California Municipal Fund Inc | NBW | 64129H104 | 10/29/2020 | 1.3 | Elect Candace L. Straight | Mgmt | Voted | For | For 76.49% Against 23.12% Abstain 0.39% Withheld 0% | For |
| Neuberger Berman California Municipal Fund Inc | NBW | 64129H104 | 10/29/2020 | 1.4 | Elect Joseph V. Amato | Mgmt | Voted | For | For 76.49% Against 23.12% Abstain 0.39% Withheld 0% | For |
| Newmont Corporation | NEM | 651639106 | 4/28/2021 | 1 | Elect Patrick G. Awuah, Jr. | Mgmt | Voted | For | For 97.6% Against 2.02% Abstain 0.38% Withheld 0% | For |
| Newmont Corporation | NEM | 651639106 | 4/28/2021 | 2 | Elect Gregory H. Boyce | Mgmt | Voted | For | For 97.31% Against 2.31% Abstain 0.38% Withheld 0% | For |
| Newmont Corporation | NEM | 651639106 | 4/28/2021 | 3 | Elect Bruce R. Brook | Mgmt | Voted | For | For 46.12% Against 53.5% Abstain 0.38% Withheld 0% | Against |
| Newmont Corporation | NEM | 651639106 | 4/28/2021 | 4 | Elect Maura J. Clark | Mgmt | Voted | For | For 46.12% Against 53.5% Abstain 0.38% Withheld 0% | Against |
| Newmont Corporation | NEM | 651639106 | 4/28/2021 | 5 | Elect Matthew Coon Come | Mgmt | Voted | For | For 96.08% Against 3.54% Abstain 0.38% Withheld 0% | For |
| Newmont Corporation | NEM | 651639106 | 4/28/2021 | 6 | Elect Jose Manuel Madero | Mgmt | Voted | For | For 97.92% Against 1.7% Abstain 0.38% Withheld 0% | For |
| Newmont Corporation | NEM | 651639106 | 4/28/2021 | 7 | Elect Rene Medori | Mgmt | Voted | For | For 97.37% Against 2.26% Abstain 0.37% Withheld 0% | For |
| Newmont Corporation | NEM | 651639106 | 4/28/2021 | 8 | Elect Jane Nelson | Mgmt | Voted | For | For 55.41% Against 41.03% Abstain 3.56% Withheld 0% | For |
| Newmont Corporation | NEM | 651639106 | 4/28/2021 | 9 | Elect Thomas Palmer | Mgmt | Voted | For | For 55.41% Against 41.03% Abstain 3.56% Withheld 0% | For |
| Newmont Corporation | NEM | 651639106 | 4/28/2021 | 10 | Elect Julio M. Quintana | Mgmt | Voted | For | For 96.04% Against 2.84% Abstain 1.12% Withheld 0% | For |
| Newmont Corporation | NEM | 651639106 | 4/28/2021 | 11 | Elect Susan N. Story | Mgmt | Voted | For | For 98.81% Against 0.75% Abstain 0.44% Withheld 0% | For |
| Newmont Corporation | NEM | 651639106 | 4/28/2021 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.92% Against 0.03% Abstain 0.05% Withheld 0% | For |
| Newmont Corporation | NEM | 651639106 | 4/28/2021 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 99.98% Against 0.01% Abstain 0.01% Withheld 0% | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/20/2021 | 1 | Elect Sherry S. Barrat | Mgmt | Voted | For | For 99.39% Against 0.56% Abstain 0.05% Withheld 0% | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/20/2021 | 2 | Elect James L. Camaren | Mgmt | Voted | For | For 98.63% Against 0.79% Abstain 0.58% Withheld 0% | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/20/2021 | 3 | Elect Kenneth B. Dunn | Mgmt | Voted | For | For 99.06% Against 0.93% Abstain 0.01% Withheld 0% | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/20/2021 | 4 | Elect Naren K. Gursahaney | Mgmt | Voted | For | For 94.65% Against 4.92% Abstain 0.43% Withheld 0% | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/20/2021 | 5 | Elect Kirk S. Hachigian | Mgmt | Voted | For | For 94.73% Against 4.84% Abstain 0.43% Withheld 0% | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/20/2021 | 6 | Elect Amy B. Lane | Mgmt | Voted | For | For 88.57% Against 10.17% Abstain 1.26% Withheld 0% | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/20/2021 | 7 | Elect David L. Porges | Mgmt | Voted | For | For 68.94% Against 29.71% Abstain 1.35% Withheld 0% | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/20/2021 | 8 | Elect James L. Robo | Mgmt | Voted | For | For 71.58% Against 27.9% Abstain 0.52% Withheld 0% | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/20/2021 | 9 | Elect Rudy E. Schupp | Mgmt | Voted | For | For 71.36% Against 28.12% Abstain 0.52% Withheld 0% | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/20/2021 | 10 | Elect John L. Skolds | Mgmt | Voted | For | For 63.75% Against 35.34% Abstain 0.91% Withheld 0% | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/20/2021 | 11 | Elect Lynn M. Utter | Mgmt | Voted | For | For 50.99% Against 48.52% Abstain 0.49% Withheld 0% | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/20/2021 | 12 | Elect Darryl L. Wilson | Mgmt | Voted | For | For 54.6% Against 44.91% Abstain 0.49% Withheld 0% | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/20/2021 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 53.25% Against 46.26% Abstain 0.49% Withheld 0% | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/20/2021 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 61.88% Against 37.64% Abstain 0.48% Withheld 0% | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/20/2021 | 15 | Approval of the 2021 Long Term Incentive Plan | Mgmt | Voted | For | For 56.89% Against 42.62% Abstain 0.49% Withheld 0% | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 5/20/2021 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For 95.71% Against 3.28% Abstain 1.01% Withheld 0% | Against |
| Nike, Inc. | NKE | 654106103 | 9/17/2020 | 1 | Elect Alan B. Graf, Jr. | Mgmt | Voted | For | For 98.97% Against 0.16% Abstain 0.87% Withheld 0% | For |
| Nike, Inc. | NKE | 654106103 | 9/17/2020 | 2 | Elect Peter B. Henry | Mgmt | Voted | For | For 99.47% Against 0.01% Abstain 0.52% Withheld 0% | For |
| Nike, Inc. | NKE | 654106103 | 9/17/2020 | 3 | Elect Michelle A. Peluso | Mgmt | Voted | For | For 97.8% Against 1.68% Abstain 0.52% Withheld 0% | For |
| Nike, Inc. | NKE | 654106103 | 9/17/2020 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 66.05% Against 33.36% Abstain 0.59% Withheld 0% | For |
| Nike, Inc. | NKE | 654106103 | 9/17/2020 | 5 | Ratification of Auditor | Mgmt | Voted | For | For 99.95% Against 0.04% Abstain 0.01% Withheld 0% | For |
| Nike, Inc. | NKE | 654106103 | 9/17/2020 | 6 | Amendment to the Stock Incentive Plan | Mgmt | Voted | For | For 98.71% Against 0.52% Abstain 0.77% Withheld 0% | For |
| Nike, Inc. | NKE | 654106103 | 9/17/2020 | 7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For 96.01% Against 3.18% Abstain 0.81% Withheld 0% | Against |
| Norfolk Southern Corporation | NSC | 655844108 | 5/13/2021 | 1 | Elect Thomas D. Bell Jr. | Mgmt | Voted | For | For 98.51% Against 0.72% Abstain 0.77% Withheld 0% | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/13/2021 | 2 | Elect Mitchell E. Daniels, Jr. | Mgmt | Voted | For | For 97.88% Against 1.3% Abstain 0.82% Withheld 0% | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/13/2021 | 3 | Elect Marcela E. Donadio | Mgmt | Voted | For | For 98.97% Against 0.26% Abstain 0.77% Withheld 0% | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/13/2021 | 4 | Elect John C. Huffard, Jr. | Mgmt | Voted | For | For 98.44% Against 0.79% Abstain 0.77% Withheld 0% | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/13/2021 | 5 | Elect Christopher T. Jones | Mgmt | Voted | For | For 94.91% Against 4.28% Abstain 0.81% Withheld 0% | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/13/2021 | 6 | Elect Thomas C. Kelleher | Mgmt | Voted | For | For 98.83% Against 0.4% Abstain 0.77% Withheld 0% | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/13/2021 | 7 | Elect Steven F. Leer | Mgmt | Voted | For | For 98.54% Against 0.69% Abstain 0.77% Withheld 0% | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/13/2021 | 8 | Elect Michael D. Lockhart | Mgmt | Voted | For | For 98.62% Against 0.61% Abstain 0.77% Withheld 0% | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/13/2021 | 9 | Elect Amy E. Miles | Mgmt | Voted | For | For 81.37% Against 17.84% Abstain 0.79% Withheld 0% | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/13/2021 | 10 | Elect Claude Mongeau | Mgmt | Voted | For | For 97.33% Against 1.93% Abstain 0.74% Withheld 0% | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/13/2021 | 11 | Elect Jennifer F. Scanlon | Mgmt | Voted | For | For 93.88% Against 5.8% Abstain 0.32% Withheld 0% | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/13/2021 | 12 | Elect James A. Squires | Mgmt | Voted | For | For 98.28% Against 1.57% Abstain 0.15% Withheld 0% | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/13/2021 | 13 | Elect John R. Thompson | Mgmt | Voted | For | For 99.24% Against 0.61% Abstain 0.15% Withheld 0% | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/13/2021 | 14 | Ratification of Auditor | Mgmt | Voted | For | For 94.76% Against 5.03% Abstain 0.21% Withheld 0% | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/13/2021 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 95.97% Against 3.96% Abstain 0.07% Withheld 0% | For |
| Norfolk Southern Corporation | NSC | 655844108 | 5/13/2021 | 16 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | For 93.46% Against 6.45% Abstain 0.09% Withheld 0% | Against |
| Norfolk Southern Corporation | NSC | 655844108 | 5/13/2021 | 17 | Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement | ShrHoldr | Voted | Against | For 98.02% Against 1.85% Abstain 0.13% Withheld 0% | Against |
| Northrop Grumman Corporation | NOC | 666807102 | 5/19/2021 | 1 | Elect Kathy J. Warden | Mgmt | Voted | For | For 97.72% Against 2.22% Abstain 0.06% Withheld 0% | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/19/2021 | 2 | Elect David P. Abney | Mgmt | Voted | For | For 53.23% Against 46.6% Abstain 0.17% Withheld 0% | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/19/2021 | 3 | Elect Marianne C. Brown | Mgmt | Voted | For | For 53.23% Against 46.6% Abstain 0.17% Withheld 0% | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/19/2021 | 4 | Elect Donald E. Felsinger | Mgmt | Voted | For | For 91.87% Against 7.77% Abstain 0.35% Withheld 0.007% | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/19/2021 | 5 | Elect Ann M. Fudge | Mgmt | Voted | For | For 88.45% Against 0% Abstain 0% Withheld 11.55% | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/19/2021 | 6 | Elect William H. Hernandez | Mgmt | Voted | For | For 86.56% Against 0% Abstain 0% Withheld 13.44% | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/19/2021 | 7 | Elect Madeleine A. Kleiner | Mgmt | Voted | For | For 84.46% Against 0% Abstain 0% Withheld 15.54% | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/19/2021 | 8 | Elect Karl J. Krapek | Mgmt | Voted | For | For 97.58% Against 0% Abstain 0% Withheld 2.42% | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/19/2021 | 9 | Elect Gary Roughead | Mgmt | Voted | For | For 96.22% Against 0% Abstain 0% Withheld 3.78% | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/19/2021 | 10 | Elect Thomas M. Schoewe | Mgmt | Voted | For | For 97.52% Against 0% Abstain 0% Withheld 2.48% | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/19/2021 | 11 | Elect James S. Turley | Mgmt | Voted | For | For 86.51% Against 0% Abstain 0% Withheld 13.49% | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/19/2021 | 12 | Elect Mark A. Welsh III | Mgmt | Voted | For | For 94.74% Against 0% Abstain 0% Withheld 5.26% | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/19/2021 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 86.53% Against 0% Abstain 0% Withheld 13.47% | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/19/2021 | 14 | Ratification of Auditor | Mgmt | Voted | For | For 98.06% Against 1.85% Abstain 0.09% Withheld 0% | For |
| Northrop Grumman Corporation | NOC | 666807102 | 5/19/2021 | 15 | Shareholder Proposal Regarding Report on Human Rights Impact Assessments | ShrHoldr | Voted | Against | For 98.84% Against 1.13% Abstain 0.03% Withheld 0% | Against |
| Northrop Grumman Corporation | NOC | 666807102 | 5/19/2021 | 16 | Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent | ShrHoldr | Voted | Against | For 99.46% Against 0.42% Abstain 0.12% Withheld 0% | Against |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 5/25/2021 | 1.1 | Elect Jack B. Evans | Mgmt | Voted | For | For 82.57% Against 0% Abstain 0% Withheld 17.43% | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 5/25/2021 | 1.2 | Elect Albin F. Moschner | Mgmt | Voted | For | For 82.88% Against 0% Abstain 0% Withheld 17.12% | For |
| Nuveen Global Equity Income Fund | JRI | 67074Y105 | 5/25/2021 | 1.3 | Elect Matthew Thornton III | Mgmt | Voted | For | For 98.47% Against 1.24% Abstain 0.29% Withheld 0% | For |
| Nuveen Real Estate Income Fund. | JRS | 67071B108 | 5/25/2021 | 1.1 | Elect Jack B. Evans | Mgmt | Voted | For | For 84.36% Against 15.46% Abstain 0.18% Withheld 0% | For |
| Nuveen Real Estate Income Fund. | JRS | 67071B108 | 5/25/2021 | 1.2 | Elect Albin F. Moschner | Mgmt | Voted | For | For 99.14% Against 0% Abstain 0% Withheld 0.86% | For |
| Nuveen Real Estate Income Fund. | JRS | 67071B108 | 5/25/2021 | 1.3 | Elect Matthew Thornton III | Mgmt | Voted | For | For 95.85% Against 0% Abstain 0% Withheld 4.15% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | JTD | 67073G105 | 4/6/2021 | 1.1 | Elect Jack B. Evans | Mgmt | Voted | For | For 95.83% Against 0% Abstain 0% Withheld 4.17% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | JTD | 67073G105 | 4/6/2021 | 1.2 | Elect Albin F. Moschner | Mgmt | Voted | For | For 99.46% Against 0% Abstain 0% Withheld 0.54% | For |
| Nuveen Tax-Advantaged Dividend Growth Fund | JTD | 67073G105 | 4/6/2021 | 1.3 | Elect Matthew Thornton III | Mgmt | Voted | For | For 97.88% Against 0% Abstain 0% Withheld 2.12% | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | 1 | Elect Robert K. Burgess | Mgmt | Voted | For | For 98.96% Against 0% Abstain 0.19% Withheld 0.85% | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | 2 | Elect Tench Coxe | Mgmt | Voted | For | For 99.97% Against 0.03% Abstain 0% Withheld 0% | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | 3 | Elect John O. Dabiri | Mgmt | Voted | For | For 99.97% Against 0.03% Abstain 0% Withheld 0% | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | 4 | Elect Persis S. Drell | Mgmt | Voted | For | For 99.98% Against 0.02% Abstain 0% Withheld 0% | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | 5 | Elect Jen-Hsun Huang | Mgmt | Voted | For | For 99.98% Against 0.02% Abstain 0% Withheld 0% | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | 6 | Elect Dawn Hudson | Mgmt | Voted | For | For 99.98% Against 0.02% Abstain 0% Withheld 0% | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | 7 | Elect Harvey C. Jones | Mgmt | Voted | For | For 99.98% Against 0.02% Abstain 0% Withheld 0% | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | 8 | Elect Michael G. McCaffery | Mgmt | Voted | For | For 97.83% Against 2.17% Abstain 0% Withheld 0% | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | 9 | Elect Stephen C. Neal | Mgmt | Voted | For | For 97.83% Against 2.17% Abstain 0% Withheld 0% | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | 10 | Elect Mark L. Perry | Mgmt | Voted | For | For 99.52% Against 0.48% Abstain 0% Withheld 0% | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | 11 | Elect A. Brooke Seawell | Mgmt | Voted | For | For 99.52% Against 0.48% Abstain 0% Withheld 0% | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | 12 | Elect Aarti Shah | Mgmt | Voted | For | For 99.93% Against 0.07% Abstain 0% Withheld 0% | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | 13 | Elect Mark A. Stevens | Mgmt | Voted | For | For 99.93% Against 0.07% Abstain 0% Withheld 0% | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.8% Against 0.2% Abstain 0% Withheld 0% | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | 15 | Ratification of Auditor | Mgmt | Voted | For | For 99.8% Against 0.2% Abstain 0% Withheld 0% | For |
| NVIDIA Corporation | NVDA | 67066G104 | 6/3/2021 | 16 | Increase in Authorized Common Stock | Mgmt | Voted | For | For 99.78% Against 0.22% Abstain 0% Withheld 0% | For |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 1.1 | Elect Jeffrey S. Berg | Mgmt | Voted | For | For 99.78% Against 0.22% Abstain 0% Withheld 0% | For |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 1.2 | Elect Michael J. Boskin | Mgmt | Voted | For | For 99.33% Against 0.67% Abstain 0% Withheld 0% | For |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 1.3 | Elect Safra A. Catz | Mgmt | Voted | For | For 99.33% Against 0.67% Abstain 0% Withheld 0% | For |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 1.4 | Elect Bruce R. Chizen | Mgmt | Voted | For | For 98.23% Against 1.77% Abstain 0% Withheld 0% | For |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 1.5 | Elect George H. Conrades | Mgmt | Voted | For | For 98.23% Against 1.77% Abstain 0% Withheld 0% | For |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 1.6 | Elect Lawrence J. Ellison | Mgmt | Voted | For | For 96.25% Against 2.84% Abstain 0.91% Withheld 0% | For |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 1.7 | Elect Rona Fairhead | Mgmt | Voted | For | For 97.49% Against 1.55% Abstain 0.96% Withheld 0% | For |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 1.8 | Elect Jeffrey O. Henley | Mgmt | Voted | For | For 97.94% Against 1.18% Abstain 0.88% Withheld 0% | For |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 1.9 | Elect Renee J. James | Mgmt | Voted | For | For 97.23% Against 2.07% Abstain 0.7% Withheld 0% | For |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 1.10 | Elect Charles W. Moorman IV | Mgmt | Voted | For | For 97.96% Against 1.17% Abstain 0.87% Withheld 0% | For |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 1.11 | Elect Leon E. Panetta | Mgmt | Voted | For | For 97.87% Against 1.23% Abstain 0.9% Withheld 0% | For |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 1.12 | Elect William G. Parrett | Mgmt | Voted | For | For 97.96% Against 1.14% Abstain 0.9% Withheld 0% | For |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 1.13 | Elect Naomi O. Seligman | Mgmt | Voted | For | For 98.08% Against 1.04% Abstain 0.88% Withheld 0% | For |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 1.14 | Elect Vishal Sikka | Mgmt | Voted | For | For 96.78% Against 2.73% Abstain 0.49% Withheld 0% | For |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 2 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 92.96% Against 5.71% Abstain 1.33% Withheld 0% | For |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 3 | Approval of the 2020 Equity Incentive Plan | Mgmt | Voted | For | For 95.59% Against 3.46% Abstain 0.95% Withheld 0% | For |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 4 | Ratification of Auditor | Mgmt | Voted | For | For 46.75% Against 51.31% Abstain 1.94% Withheld 0% | Against |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 5 | Shareholder Proposal Regarding Gender and Ethnicity Pay Equity Report | ShrHoldr | Voted | Against | For 99.29% Against 0% Abstain 0% Withheld 0.71% | Against |
| Oracle Corp. | ORCL | 68389X105 | 11/4/2020 | 6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Voted | Against | For 98.59% Against 0% Abstain 0% Withheld 1.41% | Against |
| Paychex Inc. | PAYX | 704326107 | 10/15/2020 | 1 | Elect B. Thomas Golisano | Mgmt | Voted | For | For 99.29% Against 0% Abstain 0% Withheld 0.71% | For |
| Paychex Inc. | PAYX | 704326107 | 10/15/2020 | 2 | Elect Thomas F. Bonadio | Mgmt | Voted | For | For 90.61% Against 8.52% Abstain 0.37% Withheld 0.5% | For |
| Paychex Inc. | PAYX | 704326107 | 10/15/2020 | 3 | Elect Joseph G. Doody | Mgmt | Voted | For | For 98.77% Against 0.42% Abstain 0.31% Withheld 0.5% | For |
| Paychex Inc. | PAYX | 704326107 | 10/15/2020 | 4 | Elect David J. S. Flaschen | Mgmt | Voted | For | For 98.71% Against 0.97% Abstain 0.32% Withheld 0% | For |
| Paychex Inc. | PAYX | 704326107 | 10/15/2020 | 5 | Elect Pamela A. Joseph | Mgmt | Voted | For | For 70.12% Against 28.92% Abstain 0.51% Withheld 0.45% | For |
| Paychex Inc. | PAYX | 704326107 | 10/15/2020 | 6 | Elect Martin Mucci | Mgmt | Voted | For | For 89% Against 11% Abstain 0% Withheld 0% | For |
| Paychex Inc. | PAYX | 704326107 | 10/15/2020 | 7 | Elect Joseph M. Tucci | Mgmt | Voted | For | For 92% Against 0% Abstain 8% Withheld 0% | For |
| Paychex Inc. | PAYX | 704326107 | 10/15/2020 | 8 | Elect Joseph M. Velli | Mgmt | Voted | For | For 99.99% Against 0.01% Abstain 0% Withheld 0% | For |
| Paychex Inc. | PAYX | 704326107 | 10/15/2020 | 9 | Elect Kara Wilson | Mgmt | Voted | For | For 99.99% Against 0.01% Abstain 0% Withheld 0% | For |
| Paychex Inc. | PAYX | 704326107 | 10/15/2020 | 10 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.83% Against 0.17% Abstain 0% Withheld 0% | For |
| Paychex Inc. | PAYX | 704326107 | 10/15/2020 | 11 | Amendment to the 2002 Stock Incentive Plan | Mgmt | Voted | For | For 99.83% Against 0.17% Abstain 0% Withheld 0% | For |
| Paychex Inc. | PAYX | 704326107 | 10/15/2020 | 12 | Ratification of Auditor | Mgmt | Voted | For | For 97.5% Against 2.5% Abstain 0% Withheld 0% | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 1 | Elect Segun Agbaje | Mgmt | Voted | For | For 97.5% Against 2.5% Abstain 0% Withheld 0% | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 2 | Elect Shona L. Brown | Mgmt | Voted | For | For 87.5% Against 12.5% Abstain 0% Withheld 0% | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 3 | Elect Cesar Conde | Mgmt | Voted | For | For 86% Against 14% Abstain 0% Withheld 0% | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 4 | Elect Ian M. Cook | Mgmt | Voted | For | For 99.85% Against 0.15% Abstain 0% Withheld 0% | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 5 | Elect Dina Dublon | Mgmt | Voted | For | For 99.85% Against 0.15% Abstain 0% Withheld 0% | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 6 | Elect Michelle D. Gass | Mgmt | Voted | For | For 99.35% Against 0.65% Abstain 0% Withheld 0% | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 7 | Elect Ramon L. Laguarta | Mgmt | Voted | For | For 99.35% Against 0.65% Abstain 0% Withheld 0% | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 8 | Elect Dave Lewis | Mgmt | Voted | For | For 99.14% Against 0.86% Abstain 0% Withheld 0% | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 9 | Elect David C. Page | Mgmt | Voted | For | For 99.14% Against 0.86% Abstain 0% Withheld 0% | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 10 | Elect Robert C. Pohlad | Mgmt | Voted | For | For 95.97% Against 4.03% Abstain 0% Withheld 0% | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 11 | Elect Daniel L. Vasella | Mgmt | Voted | For | For 95.97% Against 4.03% Abstain 0% Withheld 0% | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 12 | Elect Darren Walker | Mgmt | Voted | For | For 97.21% Against 2.79% Abstain 0% Withheld 0% | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 13 | Elect Alberto Weisser | Mgmt | Voted | For | For 97.21% Against 2.79% Abstain 0% Withheld 0% | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 14 | Ratification of Auditor | Mgmt | Voted | For | For 94.25% Against 0% Abstain 5.75% Withheld 0% | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 97.35% Against 0% Abstain 2.65% Withheld 0% | For |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 16 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For 98.46% Against 1.54% Abstain 0% Withheld 0% | Against |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 17 | Shareholder Proposal Regarding Report on Sugar and Public Health | ShrHoldr | Voted | Against | For 98.46% Against 1.54% Abstain 0% Withheld 0% | Against |
| PepsiCo, Inc. | PEP | 713448108 | 5/5/2021 | 18 | Shareholder Proposal Regarding Report on External Public Health Costs | ShrHoldr | Voted | Against | For 98.58% Against 1.42% Abstain 0% Withheld 0% | Against |
| PPG Industries, Inc. | PPG | 693506107 | 4/15/2021 | 1 | Elect Steven A. Davis | Mgmt | Voted | For | For 98.58% Against 1.42% Abstain 0% Withheld 0% | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/15/2021 | 2 | Elect Michael W. Lamach | Mgmt | Voted | For | For 87.98% Against 12.02% Abstain 0% Withheld 0% | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/15/2021 | 3 | Elect Michael T. Nally | Mgmt | Voted | For | For 98% Against 2% Abstain 0% Withheld 0% | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/15/2021 | 4 | Elect Guillermo Novo | Mgmt | Voted | For | For 96.14% Against 3.86% Abstain 0% Withheld 0% | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/15/2021 | 5 | Elect Martin H. Richenhagen | Mgmt | Voted | For | For 96.14% Against 3.86% Abstain 0% Withheld 0% | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/15/2021 | 6 | Elect Catherine R. Smith | Mgmt | Voted | For | For 99.42% Against 0.43% Abstain 0.14% Withheld 0.006% | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/15/2021 | 7 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 96.96% Against 0% Abstain 0% Withheld 3.04% | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/15/2021 | 8 | Repeal of Classified Board | Mgmt | Voted | For | For 97.52% Against 0% Abstain 0% Withheld 2.48% | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/15/2021 | 9 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For 99.57% Against 0.41% Abstain 0.02% Withheld 0% | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/15/2021 | 10 | Ratification of Auditor | Mgmt | Voted | For | For 95.63% Against 4.31% Abstain 0.06% Withheld 0% | For |
| PPG Industries, Inc. | PPG | 693506107 | 4/15/2021 | 11 | Shareholder Proposal Regarding Independent Chair | ShrHoldr | Voted | Against | For 95.6% Against 4.2% Abstain 0.2% Withheld 0% | Against |
| Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | 1 | Elect Francis S. Blake | Mgmt | Voted | For | For 99.81% Against 0.11% Abstain 0.08% Withheld 0% | For |
| Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | 2 | Elect Angela F. Braly | Mgmt | Voted | For | For 86.53% Against 12.76% Abstain 0.71% Withheld 0% | For |
| Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | 3 | Elect Amy L. Chang | Mgmt | Voted | For | For 99.95% Against 0.03% Abstain 0.02% Withheld 0% | For |
| Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | 4 | Elect Joseph Jimenez | Mgmt | Voted | For | For 99.12% Against 0.75% Abstain 0.13% Withheld 0% | For |
| Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | 5 | Elect Debra L. Lee | Mgmt | Voted | For | For 92.44% Against 7.37% Abstain 0.19% Withheld 0% | For |
| Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | 6 | Elect Terry J. Lundgren | Mgmt | Voted | For | For 94.63% Against 5.16% Abstain 0.21% Withheld 0% | For |
| Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | 7 | Elect Christine M. McCarthy | Mgmt | Voted | For | For 85.6% Against 14.29% Abstain 0.11% Withheld 0% | For |
| Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | 8 | Elect W. James McNerney, Jr. | Mgmt | Voted | For | For 99.26% Against 0.63% Abstain 0.11% Withheld 0% | For |
| Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | 9 | Elect Nelson Peltz | Mgmt | Voted | For | For 99.81% Against 0.08% Abstain 0.11% Withheld 0% | For |
| Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | 10 | Elect David. S. Taylor | Mgmt | Voted | For | For 99.38% Against 0.51% Abstain 0.11% Withheld 0% | For |
| Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | 11 | Elect Margaret C. Whitman | Mgmt | Voted | For | For 99.42% Against 0.47% Abstain 0.11% Withheld 0% | For |
| Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | 12 | Elect Patricia A. Woertz | Mgmt | Voted | For | For 90.33% Against 9.56% Abstain 0.11% Withheld 0% | For |
| Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 95.75% Against 3.94% Abstain 0.31% Withheld 0% | For |
| Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.79% Against 0.1% Abstain 0.11% Withheld 0% | For |
| Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | 15 | Amendment to the Stock Ownership Plan | Mgmt | Voted | For | For 99.14% Against 0.81% Abstain 0.05% Withheld 0% | For |
| Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | 16 | Shareholder Proposal Regarding Deforestation Report | ShrHoldr | Voted | Against | For 96.77% Against 2.98% Abstain 0.25% Withheld 0% | Against |
| Procter & Gamble Co. | PG | 742718109 | 10/13/2020 | 17 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Voted | Against | For 99.19% Against 0.73% Abstain 0.08% Withheld 0% | Against |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/20/2021 | 1 | Elect Ralph Izzo | Mgmt | Voted | For | For 99.92% Against 0.06% Abstain 0.02% Withheld 0% | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/20/2021 | 2 | Elect Shirley Ann Jackson | Mgmt | Voted | For | For 96.58% Against 3.39% Abstain 0.03% Withheld 0% | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/20/2021 | 3 | Elect Willie A. Deese | Mgmt | Voted | For | For 98.09% Against 1.88% Abstain 0.03% Withheld 0% | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/20/2021 | 4 | Elect David Lilley | Mgmt | Voted | For | For 99.89% Against 0.07% Abstain 0.04% Withheld 0% | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/20/2021 | 5 | Elect Barry H. Ostrowsky | Mgmt | Voted | For | For 99.99% Against 0.01% Abstain 0% Withheld 0% | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/20/2021 | 6 | Elect Scott G. Stephenson | Mgmt | Voted | For | For 91.63% Against 8.37% Abstain 0% Withheld 0% | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/20/2021 | 7 | Elect Laura A. Sugg | Mgmt | Voted | For | For 91.63% Against 8.37% Abstain 0% Withheld 0% | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/20/2021 | 8 | Elect John P. Surma | Mgmt | Voted | For | For 95.62% Against 4.38% Abstain 0% Withheld 0% | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/20/2021 | 9 | Elect Susan Tomasky | Mgmt | Voted | For | For 98.78% Against 1.22% Abstain 0% Withheld 0% | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/20/2021 | 10 | Elect Alfred W. Zollar | Mgmt | Voted | For | For 98.79% Against 1.21% Abstain 0% Withheld 0% | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/20/2021 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.79% Against 1.21% Abstain 0% Withheld 0% | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/20/2021 | 12 | Ratification of Auditor | Mgmt | Voted | For | For 98.78% Against 1.22% Abstain 0% Withheld 0% | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/20/2021 | 13 | Approval of the 2021 Equity Compensation Plan for Outside Directors | Mgmt | Voted | For | For 98.79% Against 1.21% Abstain 0% Withheld 0% | For |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 4/20/2021 | 14 | Approval of the 2021 Long-Term Incentive Plan | Mgmt | Voted | For | For 98.79% Against 1.21% Abstain 0% Withheld 0% | For |
| Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 6/11/2021 | 1 | Elect N. Anthony Coles | Mgmt | Voted | For | For 98.79% Against 1.21% Abstain 0% Withheld 0% | For |
| Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 6/11/2021 | 2 | Elect Arthur F. Ryan | Mgmt | Voted | For | For 98.79% Against 1.21% Abstain 0% Withheld 0% | For |
| Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 6/11/2021 | 3 | Elect George L. Sing | Mgmt | Voted | For | For 99.91% Against 0.09% Abstain 0% Withheld 0% | For |
| Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 6/11/2021 | 4 | Elect Marc Tessier-Lavigne | Mgmt | Voted | For | For 99.91% Against 0.09% Abstain 0% Withheld 0% | For |
| Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 6/11/2021 | 5 | Ratification of Auditor | Mgmt | Voted | For | For 95.81% Against 4.19% Abstain 0% Withheld 0% | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/14/2021 | 1 | Elect Shellye L. Archambeau | Mgmt | Voted | For | For 95.81% Against 4.19% Abstain 0% Withheld 0% | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/14/2021 | 2 | Elect Amy W. Brinkley | Mgmt | Voted | For | For 98.74% Against 1.26% Abstain 0% Withheld 0% | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/14/2021 | 3 | Elect John F. Fort, III | Mgmt | Voted | For | For 52.93% Against 47.07% Abstain 0% Withheld 0% | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/14/2021 | 4 | Elect L. Neil Hunn | Mgmt | Voted | For | For 52.93% Against 47.07% Abstain 0% Withheld 0% | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/14/2021 | 5 | Elect Robert D. Johnson | Mgmt | Voted | For | For 97.99% Against 1.7% Abstain 0.31% Withheld 0% | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/14/2021 | 6 | Elect Laura G. Thatcher | Mgmt | Voted | For | For 90.8% Against 8.81% Abstain 0.39% Withheld 0% | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/14/2021 | 7 | Elect Richard F. Wallman | Mgmt | Voted | For | For 99.79% Against 0.1% Abstain 0.11% Withheld 0% | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/14/2021 | 8 | Elect Christopher Wright | Mgmt | Voted | For | For 90.8% Against 8.81% Abstain 0.39% Withheld 0% | For |
| Roper Technologies, Inc. | ROP | 776696106 | 6/14/2021 | 11 | Approval of the 2021 Incentive Plan | Mgmt | Voted | For | For 98.15% Against 1.71% Abstain 0.14% Withheld 0% | For |
| Royce Micro-Cap Trust Inc | RMT | 780915104 | 7/14/2020 | 1 | Approval of a New Investment Advisory Agreement | Mgmt | Voted | For | For 99.49% Against 0.33% Abstain 0.18% Withheld 0% | For |
| Royce Micro-Cap Trust Inc | RMT | 780915104 | 9/24/2020 | 1.1 | Elect Christopher D. Clark | Mgmt | Voted | For | For 93.62% Against 5.67% Abstain 0.71% Withheld 0% | For |
| Royce Micro-Cap Trust Inc | RMT | 780915104 | 9/24/2020 | 1.2 | Elect Christopher C. Grisanti | Mgmt | Voted | For | For 97.66% Against 2.13% Abstain 0.21% Withheld 0% | For |
| Royce Micro-Cap Trust Inc | RMT | 780915104 | 9/24/2020 | 1.3 | Elect Cecile B. Harper | Mgmt | Voted | For | For 98.49% Against 1.31% Abstain 0.2% Withheld 0% | For |
| S&P Global Inc. | SPGI | 78409V104 | 3/11/2021 | 1 | Stock Issuance for Merger with IHS Markit | Mgmt | Voted | For | For 99.49% Against 0.31% Abstain 0.2% Withheld 0% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | 1 | Elect Marco Alvera | Mgmt | Voted | For | For 89.65% Against 10.16% Abstain 0.19% Withheld 0% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | 2 | Elect William J. Amelio | Mgmt | Voted | For | For 99.53% Against 0.29% Abstain 0.18% Withheld 0% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | 3 | Elect William D. Green | Mgmt | Voted | For | For 98.26% Against 1.54% Abstain 0.2% Withheld 0% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | 4 | Elect Stephanie C. Hill | Mgmt | Voted | For | For 99.3% Against 0.51% Abstain 0.19% Withheld 0% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | 5 | Elect Rebecca Jacoby | Mgmt | Voted | For | For 97.96% Against 1.84% Abstain 0.2% Withheld 0% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | 6 | Elect Monique F. Leroux | Mgmt | Voted | For | For 91.52% Against 7.96% Abstain 0.52% Withheld 0% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | 7 | Elect Ian P. Livingston | Mgmt | Voted | For | For 92.94% Against 0% Abstain 0% Withheld 7.06% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | 8 | Elect Maria R. Morris | Mgmt | Voted | For | For 93.06% Against 0% Abstain 0% Withheld 6.94% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | 9 | Elect Douglas L. Peterson | Mgmt | Voted | For | For 100% Against 0% Abstain 0% Withheld 0% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | 10 | Elect Edward B. Rust, Jr. | Mgmt | Voted | For | For 99.83% Against 0.17% Abstain 0% Withheld 0% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | 11 | Elect Kurt L. Schmoke | Mgmt | Voted | For | For 99.67% Against 0.33% Abstain 0% Withheld 0% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | 12 | Elect Richard E. Thornburgh | Mgmt | Voted | For | For 99.35% Against 0.65% Abstain 0% Withheld 0% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 82.83% Against 17.17% Abstain 0% Withheld 0% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | 14 | Ratification of Auditor | Mgmt | Voted | For | For 98.73% Against 1.27% Abstain 0% Withheld 0% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | 15 | Shareholder Approval of Emissions Reduction Plan | Mgmt | Voted | For | For 92.31% Against 7.69% Abstain 0% Withheld 0% | For |
| S&P Global Inc. | SPGI | 78409V104 | 5/5/2021 | 16 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For 98.73% Against 1.27% Abstain 0% Withheld 0% | Against |
| salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | 1 | Elect Marc R. Benioff | Mgmt | Voted | For | For 89.3% Against 10.7% Abstain 0% Withheld 0% | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | 2 | Elect Craig A. Conway | Mgmt | Voted | For | For 86.25% Against 13.75% Abstain 0% Withheld 0% | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | 3 | Elect Parker Harris | Mgmt | Voted | For | For 98.81% Against 1.19% Abstain 0% Withheld 0% | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | 4 | Elect Alan G. Hassenfeld | Mgmt | Voted | For | For 99.09% Against 0.91% Abstain 0% Withheld 0% | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | 5 | Elect Neelie Kroes | Mgmt | Voted | For | For 92.42% Against 7.58% Abstain 0% Withheld 0% | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | 6 | Elect Colin L. Powell | Mgmt | Voted | For | For 99.96% Against 0.04% Abstain 0% Withheld 0% | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | 7 | Elect Sanford R. Robertson | Mgmt | Voted | For | For 93.07% Against 6.93% Abstain 0% Withheld 0% | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | 8 | Elect John V. Roos | Mgmt | Voted | For | For 98.52% Against 1.21% Abstain 0.27% Withheld 0% | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | 11 | Elect Susan D. Wojcicki | Mgmt | Voted | For | For 98.88% Against 0.8% Abstain 0.32% Withheld 0% | For |
| salesforce.com, inc. | CRM | 79466L302 | 6/10/2021 | 12 | Amendment to the 2013 Equity Incentive Plan | Mgmt | Voted | For | For 98.93% Against 0.7% Abstain 0.37% Withheld 0% | For |
| SBA Communications Corporation | SBAC | 78410G104 | 5/13/2021 | 1 | Elect Mary S. Chan | Mgmt | Voted | For | For 98.35% Against 1.32% Abstain 0.33% Withheld 0% | For |
| SBA Communications Corporation | SBAC | 78410G104 | 5/13/2021 | 2 | Elect George R. Krouse, Jr. | Mgmt | Voted | For | For 99.29% Against 0.55% Abstain 0.16% Withheld 0% | For |
| SBA Communications Corporation | SBAC | 78410G104 | 5/13/2021 | 3 | Ratification of Auditor | Mgmt | Voted | For | For 98.72% Against 0.95% Abstain 0.33% Withheld 0% | For |
| SBA Communications Corporation | SBAC | 78410G104 | 5/13/2021 | 4 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.18% Against 0.64% Abstain 0.18% Withheld 0% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/10/2021 | 1.1 | Elect J. Richard Atwood | Mgmt | Voted | For | For 97.88% Against 1.8% Abstain 0.32% Withheld 0% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/10/2021 | 1.2 | Elect Sandra Brown | Mgmt | Voted | For | For 97.79% Against 1.95% Abstain 0.26% Withheld 0% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/10/2021 | 1.3 | Elect Mark L. Lipson | Mgmt | Voted | For | For 93.99% Against 5.67% Abstain 0.34% Withheld 0% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/10/2021 | 1.4 | Elect Alfred E. Osborne, Jr. | Mgmt | Voted | For | For 98.88% Against 1.12% Abstain 0% Withheld 0% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/10/2021 | 1.5 | Elect A. Robert Pisano | Mgmt | Voted | For | For 99.08% Against 0.92% Abstain 0% Withheld 0% | For |
| Source Capital, Inc. | SOR | 836144105 | 5/10/2021 | 1.6 | Elect Patrick B. Purcell | Mgmt | Voted | For | For 96.54% Against 3.46% Abstain 0% Withheld 0% | For |
| Sprott Focus Trust, Inc. | FUND | 85208J109 | 9/9/2020 | 1.1 | Elect Barbara Connolly Keady | Mgmt | Voted | For | For 98.9% Against 1.1% Abstain 0% Withheld 0% | For |
| Sprott Focus Trust, Inc. | FUND | 85208J109 | 9/9/2020 | 1.2 | Elect Peyton T. Muldoon | Mgmt | Voted | For | For 82.65% Against 17.35% Abstain 0% Withheld 0% | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 1 | Elect Mary K. Brainerd | Mgmt | Voted | For | For 78.62% Against 21.38% Abstain 0% Withheld 0% | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 2 | Elect Giovanni Caforio | Mgmt | Voted | For | For 79.19% Against 20.81% Abstain 0% Withheld 0% | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 3 | Elect Srikant M. Datar | Mgmt | Voted | For | For 91.73% Against 0% Abstain 0% Withheld 8.27% | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 4 | Elect Allan C. Golston | Mgmt | Voted | For | For 96.21% Against 0% Abstain 0% Withheld 3.79% | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 5 | Elect Kevin A. Lobo | Mgmt | Voted | For | For 95.53% Against 0% Abstain 0% Withheld 4.47% | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 6 | Elect Sherilyn S. McCoy | Mgmt | Voted | For | For 81.06% Against 18.76% Abstain 0.18% Withheld 0% | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 7 | Elect Andrew K. Silvernail | Mgmt | Voted | For | For 91.58% Against 8.26% Abstain 0.16% Withheld 0% | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 8 | Elect Lisa M. Skeete Tatum | Mgmt | Voted | For | For 99.31% Against 0% Abstain 0% Withheld 0.69% | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 9 | Elect Ronda E. Stryker | Mgmt | Voted | For | For 98.92% Against 0.74% Abstain 0.34% Withheld 0% | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 10 | Elect Rajeev Suri | Mgmt | Voted | For | For 95.12% Against 4.85% Abstain 0.03% Withheld 0% | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 11 | Ratification of Auditor | Mgmt | Voted | For | For 97.95% Against 2.02% Abstain 0.03% Withheld 0% | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 96.68% Against 3.24% Abstain 0.08% Withheld 0% | For |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 13 | Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board | ShrHoldr | Voted | Against | For 98.99% Against 0.6% Abstain 0.41% Withheld 0% | Against |
| Stryker Corporation | SYK | 863667101 | 5/5/2021 | 14 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For 79.5% Against 0.86% Abstain 19.64% Withheld 0% | Against |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 5/11/2021 | 1 | Elect Mark S. Bartlett | Mgmt | Voted | For | For 98.07% Against 1.52% Abstain 0.41% Withheld 0% | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 5/11/2021 | 2 | Elect Mary K. Bush | Mgmt | Voted | For | For 79.5% Against 0.86% Abstain 19.64% Withheld 0% | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 5/11/2021 | 4 | Elect Freeman A. Hrabowski III | Mgmt | Voted | For | For 79.12% Against 1.19% Abstain 19.69% Withheld 0% | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 5/11/2021 | 5 | Elect Robert F. MacLellan | Mgmt | Voted | For | For 78.77% Against 2.5% Abstain 18.73% Withheld 0% | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 5/11/2021 | 6 | Elect Olympia J. Snowe | Mgmt | Voted | For | For 80.24% Against 1.03% Abstain 18.73% Withheld 0% | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 5/11/2021 | 7 | Elect Robert J. Stevens | Mgmt | Voted | For | For 77.2% Against 3.14% Abstain 19.66% Withheld 0% | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 5/11/2021 | 8 | Elect William J. Stromberg | Mgmt | Voted | For | For 77.2% Against 3.14% Abstain 19.66% Withheld 0% | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 5/11/2021 | 9 | Elect Richard R. Verma | Mgmt | Voted | For | For 99.4% Against 0.6% Abstain 0% Withheld 0% | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 5/11/2021 | 11 | Elect Alan D. Wilson | Mgmt | Voted | For | For 79.12% Against 1.19% Abstain 19.69% Withheld 0% | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | 5/11/2021 | 14 | Shareholder Proposal Regarding Climate Change Proxy Voting Practices | ShrHoldr | Voted | Against | For 95.46% Against 4.48% Abstain 0.06% Withheld 0% | Against |
| Target Corporation | TGT | 87612E106 | 6/9/2021 | 1 | Elect Douglas M. Baker, Jr. | Mgmt | Voted | For | For 93.6% Against 4.75% Abstain 1.65% Withheld 0% | For |
| Target Corporation | TGT | 87612E106 | 6/9/2021 | 2 | Elect George S. Barrett | Mgmt | Voted | For | For 96.46% Against 3.34% Abstain 0.2% Withheld 0% | For |
| Target Corporation | TGT | 87612E106 | 6/9/2021 | 3 | Elect Brian C. Cornell | Mgmt | Voted | For | For 64.98% Against 34.82% Abstain 0.2% Withheld 0% | For |
| Target Corporation | TGT | 87612E106 | 6/9/2021 | 4 | Elect Robert L. Edwards | Mgmt | Voted | For | For 99.07% Against 0.75% Abstain 0.18% Withheld 0% | For |
| Target Corporation | TGT | 87612E106 | 6/9/2021 | 5 | Elect Melanie L. Healey | Mgmt | Voted | For | For 99.29% Against 0.53% Abstain 0.18% Withheld 0% | For |
| Target Corporation | TGT | 87612E106 | 6/9/2021 | 6 | Elect Donald R. Knauss | Mgmt | Voted | For | For 68.86% Against 30.94% Abstain 0.2% Withheld 0% | For |
| Target Corporation | TGT | 87612E106 | 6/9/2021 | 7 | Elect Christine A. Leahy | Mgmt | Voted | For | For 97.23% Against 2.59% Abstain 0.18% Withheld 0% | For |
| Target Corporation | TGT | 87612E106 | 6/9/2021 | 8 | Elect Monica C. Lozano | Mgmt | Voted | For | For 96.15% Against 3.67% Abstain 0.18% Withheld 0% | For |
| Target Corporation | TGT | 87612E106 | 6/9/2021 | 9 | Elect Mary E. Minnick | Mgmt | Voted | For | For 97.9% Against 1.94% Abstain 0.16% Withheld 0% | For |
| Target Corporation | TGT | 87612E106 | 6/9/2021 | 10 | Elect Derica W. Rice | Mgmt | Voted | For | For 91.85% Against 7.89% Abstain 0.26% Withheld 0% | For |
| Target Corporation | TGT | 87612E106 | 6/9/2021 | 11 | Elect Kenneth L. Salazar | Mgmt | Voted | For | For 45.97% Against 49.98% Abstain 4.04% Withheld 0.006% | Against |
| Target Corporation | TGT | 87612E106 | 6/9/2021 | 12 | Elect Dmitri L. Stockton | Mgmt | Voted | For | For 99.58% Against 0% Abstain 0.2% Withheld 0.22% | For |
| Target Corporation | TGT | 87612E106 | 6/9/2021 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 99.59% Against 0.179% Abstain 0.135% Withheld 0.095% | For |
| Target Corporation | TGT | 87612E106 | 6/9/2021 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.76% Against 0% Abstain 0.13% Withheld 0.11% | For |
| Target Corporation | TGT | 87612E106 | 6/9/2021 | 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | For 99.21% Against 0% Abstain 0.22% Withheld 0.57% | Against |
| Tekla Healthcare Opportunities Fund | THQ | 87911L108 | 6/10/2021 | 1.1 | Elect Jeffrey A. Bailey | Mgmt | Voted | For | For 99.76% Against 0.06% Abstain 0.17% Withheld 0.006% | For |
| Tekla Healthcare Opportunities Fund | THQ | 87911L108 | 6/10/2021 | 1.2 | Elect Thomas M. Kent | Mgmt | Voted | For | For 93% Against 0% Abstain 1.15% Withheld 5.85% | For |
| Tekla Healthcare Opportunities Fund | THQ | 87911L108 | 6/10/2021 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 92.7% Against 0% Abstain 1.16% Withheld 6.14% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/22/2021 | 1 | Elect Mark A. Blinn | Mgmt | Voted | For | For 99.34% Against 0% Abstain 0.15% Withheld 0.51% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/22/2021 | 2 | Elect Todd M. Bluedorn | Mgmt | Voted | For | For 99.55% Against 0% Abstain 0.21% Withheld 0.24% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/22/2021 | 3 | Elect Janet F. Clark | Mgmt | Voted | For | For 99.77% Against 0% Abstain 0.12% Withheld 0.11% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/22/2021 | 4 | Elect Carrie S. Cox | Mgmt | Voted | For | For 99.14% Against 0% Abstain 0.21% Withheld 0.65% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/22/2021 | 5 | Elect Martin S. Craighead | Mgmt | Voted | For | For 85.55% Against 14.21% Abstain 0.23% Withheld 0.006% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/22/2021 | 6 | Elect Jean M. Hobby | Mgmt | Voted | For | For 95.43% Against 4.35% Abstain 0.21% Withheld 0.006% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/22/2021 | 7 | Elect Michael D. Hsu | Mgmt | Voted | For | For 99.64% Against 0.2% Abstain 0.16% Withheld 0% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/22/2021 | 8 | Elect Ronald Kirk | Mgmt | Voted | For | For 95.9% Against 3.8% Abstain 0.29% Withheld 0.006% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/22/2021 | 9 | Elect Pamela H. Patsley | Mgmt | Voted | For | For 99.81% Against 0.13% Abstain 0.06% Withheld 0% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/22/2021 | 10 | Elect Robert E. Sanchez | Mgmt | Voted | For | For 98.9% Against 0.19% Abstain 0.91% Withheld 0% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/22/2021 | 11 | Elect Richard K. Templeton | Mgmt | Voted | For | For 99.9% Against 0.09% Abstain 0.01% Withheld 0% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/22/2021 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.33% Against 0.65% Abstain 0.02% Withheld 0% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/22/2021 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 99.98% Against 0.01% Abstain 0.01% Withheld 0% | For |
| Texas Instruments Incorporated | TXN | 882508104 | 4/22/2021 | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For 99.72% Against 0.27% Abstain 0.01% Withheld 0% | Against |
| The Allstate Corporation | ALL | 020002101 | 5/25/2021 | 1 | Elect Donald E. Brown | Mgmt | Voted | For | For 100% Against 0% Abstain 0% Withheld 0% | For |
| The Allstate Corporation | ALL | 020002101 | 5/25/2021 | 2 | Elect Kermit R. Crawford | Mgmt | Voted | For | For 99.68% Against 0.32% Abstain 0% Withheld 0% | For |
| The Allstate Corporation | ALL | 020002101 | 5/25/2021 | 3 | Elect Michael L. Eskew | Mgmt | Voted | For | For 99.99% Against 0% Abstain 0.01% Withheld 0% | For |
| The Allstate Corporation | ALL | 020002101 | 5/25/2021 | 4 | Elect Richard T. Hume | Mgmt | Voted | For | For 99.97% Against 0.02% Abstain 0.01% Withheld 0% | For |
| The Allstate Corporation | ALL | 020002101 | 5/25/2021 | 5 | Elect Margaret M. Keane | Mgmt | Voted | For | For 99.25% Against 0.74% Abstain 0.01% Withheld 0% | For |
| The Allstate Corporation | ALL | 020002101 | 5/25/2021 | 6 | Elect Siddharth N. Mehta | Mgmt | Voted | For | For 99.28% Against 0.11% Abstain 0.61% Withheld 0% | For |
| The Allstate Corporation | ALL | 020002101 | 5/25/2021 | 7 | Elect Jacques P. Perold | Mgmt | Voted | For | For 99.99% Against 0% Abstain 0.01% Withheld 0% | For |
| The Allstate Corporation | ALL | 020002101 | 5/25/2021 | 8 | Elect Andrea Redmond | Mgmt | Voted | For | For 99.99% Against 0% Abstain 0.01% Withheld 0% | For |
| The Allstate Corporation | ALL | 020002101 | 5/25/2021 | 9 | Elect Gregg M. Sherrill | Mgmt | Voted | For | For 99.98% Against 0.01% Abstain 0.01% Withheld 0% | For |
| The Allstate Corporation | ALL | 020002101 | 5/25/2021 | 10 | Elect Judith A. Sprieser | Mgmt | Voted | For | For 99.28% Against 0.68% Abstain 0.04% Withheld 0% | For |
| The Allstate Corporation | ALL | 020002101 | 5/25/2021 | 11 | Elect Perry M. Traquina | Mgmt | Voted | For | For 97.32% Against 2.67% Abstain 0.01% Withheld 0% | For |
| The Allstate Corporation | ALL | 020002101 | 5/25/2021 | 12 | Elect Thomas J. Wilson | Mgmt | Voted | For | For 99.91% Against 0.08% Abstain 0.01% Withheld 0% | For |
| The Allstate Corporation | ALL | 020002101 | 5/25/2021 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.32% Against 1.67% Abstain 0.01% Withheld 0% | For |
| The Allstate Corporation | ALL | 020002101 | 5/25/2021 | 14 | Ratification of Auditor | Mgmt | Voted | For | For 99.37% Against 0.62% Abstain 0.01% Withheld 0% | For |
| The Allstate Corporation | ALL | 020002101 | 5/25/2021 | 15 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHoldr | Voted | Against | For 94.43% Against 5.56% Abstain 0.01% Withheld 0% | Against |
| The Central Europe and Russia Fund, Inc. | CEE | 153436100 | 6/24/2021 | 1.1 | Elect Christian H. Strenger | Mgmt | Voted | For | For 99.3% Against 0.57% Abstain 0.13% Withheld 0% | For |
| The Central Europe and Russia Fund, Inc. | CEE | 153436100 | 6/24/2021 | 1.2 | Elect Wolfgang Leoni | Mgmt | Voted | For | For 76.38% Against 23.49% Abstain 0.13% Withheld 0% | For |
| The Central Europe and Russia Fund, Inc. | CEE | 153436100 | 6/24/2021 | 1.3 | Elect Holger Hatje | Mgmt | Voted | For | For 94.06% Against 4.35% Abstain 1.59% Withheld 0% | For |
| The Central Europe and Russia Fund, Inc. | CEE | 153436100 | 6/24/2021 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 98.8% Against 0.18% Abstain 1.02% Withheld 0% | For |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | 1 | Elect Walter W. Bettinger II | Mgmt | Voted | For | For 98.78% Against 1.12% Abstain 0.1% Withheld 0% | For |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | 2 | Elect Joan T. Dea | Mgmt | Voted | For | For 95.53% Against 3.9% Abstain 0.57% Withheld 0% | For |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | 3 | Elect Christopher V. Dodds | Mgmt | Voted | For | For 99.81% Against 0.09% Abstain 0.1% Withheld 0% | For |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | 4 | Elect Mark A. Goldfarb | Mgmt | Voted | For | For 99.42% Against 0.47% Abstain 0.11% Withheld 0% | For |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | 5 | Elect Bharat B. Masrani | Mgmt | Voted | For | For 89.83% Against 10.04% Abstain 0.13% Withheld 0% | For |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | 6 | Elect Charles A. Ruffel | Mgmt | Voted | For | For 99.34% Against 0.55% Abstain 0.11% Withheld 0% | For |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | 7 | Ratification of Auditor | Mgmt | Voted | For | For 98.78% Against 1.13% Abstain 0.09% Withheld 0% | For |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | 8 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 92.6% Against 7.29% Abstain 0.11% Withheld 0% | For |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | 9 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For 92.6% Against 7.29% Abstain 0.11% Withheld 0% | Against |
| The Charles Schwab Corporation | SCHW | 808513105 | 5/13/2021 | 10 | Shareholder Proposal Regarding Board Declassification | ShrHoldr | Voted | Against | For 96.93% Against 2.95% Abstain 0.12% Withheld 0% | Against |
| The Gabelli Dividend & Income Trust | GDV | 36242H104 | 5/10/2021 | 1.1 | Elect Elizabeth C. Bogan | Mgmt | Voted | For | For 93.6% Against 6.21% Abstain 0.19% Withheld 0% | For |
| The Gabelli Dividend & Income Trust | GDV | 36242H104 | 5/10/2021 | 1.2 | Elect Agnes Mullady | Mgmt | Voted | For | For 32.15% Against 64.39% Abstain 3.46% Withheld 0% | Against |
| The Gabelli Dividend & Income Trust | GDV | 36242H104 | 5/10/2021 | 1.3 | Elect Salvatore M. Salibello | Mgmt | Voted | For | For 32.15% Against 64.39% Abstain 3.46% Withheld 0% | Against |
| The Gabelli Global Small And Mid Cap Value Trust | GGZ | 36249W104 | 5/10/2021 | 1.1 | Elect Calgary Avansino | Mgmt | Voted | For | For 92.78% Against 6.27% Abstain 0.95% Withheld 0% | For |
| The Gabelli Global Small And Mid Cap Value Trust | GGZ | 36249W104 | 5/10/2021 | 1.2 | Elect Anthony J. Colavita | Mgmt | Voted | For | For 95.49% Against 0% Abstain 0% Withheld 4.51% | For |
| The Gabelli Global Small And Mid Cap Value Trust | GGZ | 36249W104 | 5/10/2021 | 1.3 | Elect Agnes Mullady | Mgmt | Voted | For | For 95.64% Against 0% Abstain 0% Withheld 4.36% | For |
| The Gabelli Healthcare & Wellness Trust | GRX | 36246K103 | 5/10/2021 | 1.1 | Elect Calgary Avansino | Mgmt | Voted | For | For 95.36% Against 0% Abstain 0% Withheld 4.64% | For |
| The Gabelli Healthcare & Wellness Trust | GRX | 36246K103 | 5/10/2021 | 1.2 | Elect Leslie F. Foley | Mgmt | Voted | For | For 98.05% Against 0% Abstain 0% Withheld 1.95% | For |
| The Gabelli Healthcare & Wellness Trust | GRX | 36246K103 | 5/10/2021 | 1.3 | Elect Robert C. Kolodny | Mgmt | Voted | For | For 99.54% Against 0.44% Abstain 0.02% Withheld 0% | For |
| The Gabelli Healthcare & Wellness Trust | GRX | 36246K103 | 5/10/2021 | 1.4 | Elect Salvatore J. Zizza | Mgmt | Voted | For | For 95.79% Against 4.19% Abstain 0.02% Withheld 0% | For |
| The GDL Fund | GDL | 361570104 | 5/10/2021 | 1.1 | Elect Leslie F. Foley | Mgmt | Voted | For | For 99.82% Against 0.17% Abstain 0.01% Withheld 0% | For |
| The GDL Fund | GDL | 361570104 | 5/10/2021 | 1.2 | Elect Mario J. Gabelli | Mgmt | Voted | For | For 95.73% Against 2.31% Abstain 1.96% Withheld 0% | For |
| The GDL Fund | GDL | 361570104 | 5/10/2021 | 1.3 | Elect Michael J. Melarkey | Mgmt | Voted | For | For 99.41% Against 0% Abstain 0% Withheld 0.59% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 1 | Elect M. Michele Burns | Mgmt | Voted | For | For 99.08% Against 0% Abstain 0% Withheld 0.92% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 2 | Elect Drew G. Faust | Mgmt | Voted | For | For 99.42% Against 0% Abstain 0% Withheld 0.58% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 3 | Elect Mark Flaherty | Mgmt | Voted | For | For 98.66% Against 0% Abstain 0% Withheld 1.34% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 4 | Elect Ellen J. Kullman | Mgmt | Voted | For | For 97.17% Against 0% Abstain 0% Withheld 2.83% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 5 | Elect Lakshmi N. Mittal | Mgmt | Voted | For | For 98.09% Against 0% Abstain 0% Withheld 1.91% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 6 | Elect Adebayo O. Ogunlesi | Mgmt | Voted | For | For 97.09% Against 0% Abstain 0% Withheld 2.91% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 7 | Elect Peter Oppenheimer | Mgmt | Voted | For | For 98.98% Against 0% Abstain 0% Withheld 1.02% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 8 | Elect David M. Solomon | Mgmt | Voted | For | For 97.73% Against 2.03% Abstain 0.24% Withheld 0% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 9 | Elect Jan E. Tighe | Mgmt | Voted | For | For 97.73% Against 2.03% Abstain 0.24% Withheld 0% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 10 | Elect Jessica Uhl | Mgmt | Voted | For | For 97.27% Against 1.78% Abstain 0.95% Withheld 0% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 11 | Elect David A. Viniar | Mgmt | Voted | For | For 99.6% Against 0.21% Abstain 0.19% Withheld 0% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 12 | Elect Mark O. Winkelman | Mgmt | Voted | For | For 97.62% Against 0% Abstain 1.1% Withheld 1.28% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.13% Against 0% Abstain 0% Withheld 1.87% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 14 | Amendment to the Stock Incentive Plan | Mgmt | Voted | For | For 98.89% Against 0% Abstain 0% Withheld 1.11% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 15 | Ratification of Auditor | Mgmt | Voted | For | For 99.83% Against 0% Abstain 0% Withheld 0.17% | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For 99.82% Against 0% Abstain 0% Withheld 0.18% | Against |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 17 | Shareholder Proposal Regarding Report on The Impact of Mandatory Arbitration Policies | ShrHoldr | Voted | Against | For 73.68% Against 0% Abstain 0% Withheld 26.32% | Against |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 18 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For 97.78% Against 0% Abstain 0% Withheld 2.22% | Against |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | 4/29/2021 | 19 | Shareholder Proposal Regarding Racial Equity Audit | ShrHoldr | Voted | Against | For 99.82% Against 0% Abstain 0% Withheld 0.18% | Against |
| The Korea Fund, Inc. | KF | 500634209 | 12/11/2020 | 1 | Approval of a New Investment Advisory Agreement | Mgmt | Voted | For | For 98.77% Against 1.15% Abstain 0.08% Withheld 0% | For |
| The Kroger Co. | KR | 501044101 | 6/24/2021 | 1 | Elect Nora A. Aufreiter | Mgmt | Voted | For | For 98.73% Against 1.21% Abstain 0.06% Withheld 0% | For |
| The Kroger Co. | KR | 501044101 | 6/24/2021 | 2 | Elect Kevin M. Brown | Mgmt | Voted | For | For 95.14% Against 0% Abstain 0.92% Withheld 3.94% | For |
| The Kroger Co. | KR | 501044101 | 6/24/2021 | 3 | Elect Anne Gates | Mgmt | Voted | For | For 99.47% Against 0% Abstain 0.18% Withheld 0.35% | For |
| The Kroger Co. | KR | 501044101 | 6/24/2021 | 4 | Elect Karen M. Hoguet | Mgmt | Voted | For | For 97.97% Against 0% Abstain 0.32% Withheld 1.71% | For |
| The Kroger Co. | KR | 501044101 | 6/24/2021 | 5 | Elect W. Rodney McMullen | Mgmt | Voted | For | For 97.97% Against 0% Abstain 0.32% Withheld 1.71% | For |
| The Kroger Co. | KR | 501044101 | 6/24/2021 | 6 | Elect Clyde R. Moore | Mgmt | Voted | For | For 99.45% Against 0% Abstain 0.18% Withheld 0.37% | For |
| The Kroger Co. | KR | 501044101 | 6/24/2021 | 7 | Elect Ronald L. Sargent | Mgmt | Voted | For | For 99.55% Against 0% Abstain 0.13% Withheld 0.32% | For |
| The Kroger Co. | KR | 501044101 | 6/24/2021 | 8 | Elect Judith Amanda Sourry Knox | Mgmt | Voted | For | For 99.16% Against 0% Abstain 0.18% Withheld 0.66% | For |
| The Kroger Co. | KR | 501044101 | 6/24/2021 | 9 | Elect Mark S. Sutton | Mgmt | Voted | For | For 99.45% Against 0% Abstain 0.18% Withheld 0.37% | For |
| The Kroger Co. | KR | 501044101 | 6/24/2021 | 10 | Elect Ashok Vemuri | Mgmt | Voted | For | For 99.57% Against 0% Abstain 0.13% Withheld 0.3% | For |
| The Kroger Co. | KR | 501044101 | 6/24/2021 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.72% Against 0% Abstain 0.32% Withheld 0.96% | For |
| The Kroger Co. | KR | 501044101 | 6/24/2021 | 12 | Ratification of Auditor | Mgmt | Voted | For | For 98.72% Against 0% Abstain 0.32% Withheld 0.96% | For |
| The Kroger Co. | KR | 501044101 | 6/24/2021 | 13 | Shareholder Proposal Regarding Report on Plastic Packaging | ShrHoldr | Voted | Against | For 98.15% Against 0% Abstain 0.23% Withheld 1.62% | Against |
| The New Germany Fund, Inc. | GF | 644465106 | 6/24/2021 | 1.1 | Elect Richard R. Burt | Mgmt | Voted | For | For 98.01% Against 0% Abstain 0.14% Withheld 1.85% | For |
| The New Germany Fund, Inc. | GF | 644465106 | 6/24/2021 | 1.2 | Elect Wolfgang Leoni | Mgmt | Voted | For | For 98.01% Against 0% Abstain 0.14% Withheld 1.85% | For |
| The New Germany Fund, Inc. | GF | 644465106 | 6/24/2021 | 1.3 | Elect Hepsen Uzcan | Mgmt | Voted | For | For 96% Against 3.91% Abstain 0.09% Withheld 0% | For |
| The New Germany Fund, Inc. | GF | 644465106 | 6/24/2021 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 98.8% Against 1.12% Abstain 0.08% Withheld 0% | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/27/2021 | 1 | Elect Joseph Alvarado | Mgmt | Voted | For | For 11.09% Against 88.67% Abstain 0.24% Withheld 0% | Against |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/27/2021 | 2 | Elect Charles E. Bunch | Mgmt | Voted | For | For 11.09% Against 88.67% Abstain 0.24% Withheld 0% | Against |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/27/2021 | 3 | Elect Debra A. Cafaro | Mgmt | Voted | For | For 98.42% Against 1.42% Abstain 0.16% Withheld 0% | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/27/2021 | 4 | Elect Marjorie Rodgers Cheshire | Mgmt | Voted | For | For 97.76% Against 2.07% Abstain 0.17% Withheld 0% | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/27/2021 | 5 | Elect David L. Cohen | Mgmt | Voted | For | For 94.73% Against 5.11% Abstain 0.16% Withheld 0% | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/27/2021 | 6 | Elect William S. Demchak | Mgmt | Voted | For | For 97.83% Against 2.05% Abstain 0.12% Withheld 0% | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/27/2021 | 7 | Elect Andrew T. Feldstein | Mgmt | Voted | For | For 66.97% Against 0% Abstain 0% Withheld 33.03% | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/27/2021 | 8 | Elect Richard J. Harshman | Mgmt | Voted | For | For 69.86% Against 0% Abstain 0% Withheld 30.14% | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/27/2021 | 9 | Elect Daniel R. Hesse | Mgmt | Voted | For | For 72.26% Against 0% Abstain 0% Withheld 27.74% | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/27/2021 | 10 | Elect Linda R. Medler | Mgmt | Voted | For | For 99.99% Against 0% Abstain 0.01% Withheld 0% | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/27/2021 | 11 | Elect Martin Pfinsgraff | Mgmt | Voted | For | For 93.33% Against 6.62% Abstain 0.05% Withheld 0% | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/27/2021 | 12 | Elect Toni Townes-Whitley | Mgmt | Voted | For | For 85.73% Against 12.94% Abstain 1.33% Withheld 0% | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/27/2021 | 13 | Elect Michael J. Ward | Mgmt | Voted | For | For 87.68% Against 10.95% Abstain 1.37% Withheld 0% | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/27/2021 | 14 | Ratification of Auditor | Mgmt | Voted | For | For 96.26% Against 2.33% Abstain 1.41% Withheld 0% | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/27/2021 | 15 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 93.92% Against 4.02% Abstain 2.06% Withheld 0% | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | 4/27/2021 | 16 | Shareholder Proposal Regarding Report on Risks Associated with Nuclear Weapons Financing | ShrHoldr | Voted | Against | For 93.59% Against 4.02% Abstain 2.39% Withheld 0% | Against |
| The Progressive Corporation | PGR | 743315103 | 5/7/2021 | 1 | Elect Philip F. Bleser | Mgmt | Voted | For | For 99.14% Against 0.54% Abstain 0.32% Withheld 0% | For |
| The Progressive Corporation | PGR | 743315103 | 5/7/2021 | 2 | Elect Stuart B. Burgdoerfer | Mgmt | Voted | For | For 99.78% Against 0% Abstain 0% Withheld 0.22% | For |
| The Progressive Corporation | PGR | 743315103 | 5/7/2021 | 3 | Elect Pamela J. Craig | Mgmt | Voted | For | For 99.75% Against 0% Abstain 0% Withheld 0.25% | For |
| The Progressive Corporation | PGR | 743315103 | 5/7/2021 | 4 | Elect Charles A. Davis | Mgmt | Voted | For | For 99.08% Against 0% Abstain 0% Withheld 0.92% | For |
| The Progressive Corporation | PGR | 743315103 | 5/7/2021 | 5 | Elect Roger N. Farah | Mgmt | Voted | For | For 95.44% Against 0% Abstain 0% Withheld 4.56% | For |
| The Progressive Corporation | PGR | 743315103 | 5/7/2021 | 6 | Elect Lawton W. Fitt | Mgmt | Voted | For | For 99.74% Against 0% Abstain 0% Withheld 0.26% | For |
| The Progressive Corporation | PGR | 743315103 | 5/7/2021 | 7 | Elect Susan Patricia Griffith | Mgmt | Voted | For | For 99.19% Against 0% Abstain 0% Withheld 0.81% | For |
| The Progressive Corporation | PGR | 743315103 | 5/7/2021 | 8 | Elect Devin C. Johnson | Mgmt | Voted | For | For 65.14% Against 0% Abstain 0% Withheld 34.86% | For |
| The Progressive Corporation | PGR | 743315103 | 5/7/2021 | 9 | Elect Jeffrey D. Kelly | Mgmt | Voted | For | For 94.48% Against 4.65% Abstain 0.87% Withheld 0% | For |
| The Progressive Corporation | PGR | 743315103 | 5/7/2021 | 10 | Elect Barbara R. Snyder | Mgmt | Voted | For | For 99.04% Against 0.37% Abstain 0.59% Withheld 0% | For |
| The Progressive Corporation | PGR | 743315103 | 5/7/2021 | 11 | Elect Jan E. Tighe | Mgmt | Voted | For | For 99.05% Against 0.72% Abstain 0.23% Withheld 0% | For |
| The Progressive Corporation | PGR | 743315103 | 5/7/2021 | 12 | Elect Kahina Van Dyke | Mgmt | Voted | For | For 15.73% Against 83.48% Abstain 0.79% Withheld 0% | Against |
| The Progressive Corporation | PGR | 743315103 | 5/7/2021 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 30% Against 69.28% Abstain 0.72% Withheld 0% | Against |
| The Progressive Corporation | PGR | 743315103 | 5/7/2021 | 14 | Ratification of Auditor | Mgmt | Voted | For | For 97.79% Against 0% Abstain 0% Withheld 2.21% | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/21/2021 | 1 | Elect Kerrii B. Anderson | Mgmt | Voted | For | For 99.13% Against 0% Abstain 0% Withheld 0.87% | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/21/2021 | 2 | Elect Arthur F. Anton | Mgmt | Voted | For | For 99.11% Against 0% Abstain 0% Withheld 0.89% | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/21/2021 | 3 | Elect Jeff M. Fettig | Mgmt | Voted | For | For 99.22% Against 0% Abstain 0% Withheld 0.78% | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/21/2021 | 4 | Elect Richard J. Kramer | Mgmt | Voted | For | For 97.74% Against 0% Abstain 0% Withheld 2.26% | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/21/2021 | 5 | Elect John G. Morikis | Mgmt | Voted | For | For 65.95% Against 0% Abstain 0% Withheld 34.05% | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/21/2021 | 6 | Elect Christine A. Poon | Mgmt | Voted | For | For 99.21% Against 0% Abstain 0% Withheld 0.79% | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/21/2021 | 7 | Elect Aaron M. Powell | Mgmt | Voted | For | For 98.22% Against 0% Abstain 0% Withheld 1.78% | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/21/2021 | 8 | Elect Michael H. Thaman | Mgmt | Voted | For | For 99.7% Against 0.16% Abstain 0.14% Withheld 0% | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/21/2021 | 9 | Elect Matthew Thornton III | Mgmt | Voted | For | For 96.75% Against 3.05% Abstain 0.2% Withheld 0% | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/21/2021 | 10 | Elect Steven H. Wunning | Mgmt | Voted | For | For 99.81% Against 0.05% Abstain 0.14% Withheld 0% | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/21/2021 | 11 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.89% Against 0.79% Abstain 0.32% Withheld 0% | For |
| The Sherwin-Williams Company | SHW | 824348106 | 4/21/2021 | 12 | Ratification of Auditor | Mgmt | Voted | For | For 99.04% Against 0.63% Abstain 0.33% Withheld 0% | For |
| The Southern Company | SO | 842587107 | 5/26/2021 | 1 | Elect Janaki Akella | Mgmt | Voted | For | For 99.49% Against 0.18% Abstain 0.33% Withheld 0% | For |
| The Southern Company | SO | 842587107 | 5/26/2021 | 2 | Elect Juanita Powell Baranco | Mgmt | Voted | For | For 98.88% Against 0.77% Abstain 0.35% Withheld 0% | For |
| The Southern Company | SO | 842587107 | 5/26/2021 | 3 | Elect Henry A. Clark III | Mgmt | Voted | For | For 99.48% Against 0.19% Abstain 0.33% Withheld 0% | For |
| The Southern Company | SO | 842587107 | 5/26/2021 | 4 | Elect Anthony F. Earley, Jr. | Mgmt | Voted | For | For 99.61% Against 0.13% Abstain 0.26% Withheld 0% | For |
| The Southern Company | SO | 842587107 | 5/26/2021 | 5 | Elect Thomas A. Fanning | Mgmt | Voted | For | For 98.87% Against 0.79% Abstain 0.34% Withheld 0% | For |
| The Southern Company | SO | 842587107 | 5/26/2021 | 6 | Elect David J. Grain | Mgmt | Voted | For | For 97.45% Against 2.03% Abstain 0.52% Withheld 0% | For |
| The Southern Company | SO | 842587107 | 5/26/2021 | 7 | Elect Colette D Honorable | Mgmt | Voted | For | For 96.82% Against 2.78% Abstain 0.4% Withheld 0% | For |
| The Southern Company | SO | 842587107 | 5/26/2021 | 8 | Elect Donald M. James | Mgmt | Voted | For | For 96.8% Against 2.69% Abstain 0.51% Withheld 0% | For |
| The Southern Company | SO | 842587107 | 5/26/2021 | 9 | Elect John D. Johns | Mgmt | Voted | For | For 99.16% Against 0.66% Abstain 0.18% Withheld 0% | For |
| The Southern Company | SO | 842587107 | 5/26/2021 | 10 | Elect Dale E. Klein | Mgmt | Voted | For | For 99.16% Against 0.66% Abstain 0.18% Withheld 0% | For |
| The Southern Company | SO | 842587107 | 5/26/2021 | 11 | Elect Ernest J. Moniz | Mgmt | Voted | For | For 99.61% Against 0.26% Abstain 0.13% Withheld 0% | For |
| The Southern Company | SO | 842587107 | 5/26/2021 | 12 | Elect William G. Smith, Jr. | Mgmt | Voted | For | For 98.02% Against 1.62% Abstain 0.36% Withheld 0% | For |
| The Southern Company | SO | 842587107 | 5/26/2021 | 13 | Elect E. Jenner Wood III | Mgmt | Voted | For | For 99.31% Against 0.39% Abstain 0.3% Withheld 0% | For |
| The Southern Company | SO | 842587107 | 5/26/2021 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 93.69% Against 0% Abstain 6.31% Withheld 0% | For |
| The Southern Company | SO | 842587107 | 5/26/2021 | 15 | Approval of the 2021 Equity and Incentive Compensation Plan | Mgmt | Voted | For | For 93.69% Against 0% Abstain 6.31% Withheld 0% | For |
| The Southern Company | SO | 842587107 | 5/26/2021 | 16 | Ratification of Auditor | Mgmt | Voted | For | For 93.69% Against 0% Abstain 6.31% Withheld 0% | For |
| The Southern Company | SO | 842587107 | 5/26/2021 | 17 | Elimination of Supermajority Requirement | Mgmt | Voted | For | For 93.69% Against 0% Abstain 6.31% Withheld 0% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 9/11/2020 | 1.1 | Elect Andrew Dakos | Mgmt | Voted | For | For 92.62% Against 0.26% Abstain 7.12% Withheld 0% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 9/11/2020 | 1.2 | Elect Richard Dayan | Mgmt | Voted | For | For 92.62% Against 0.26% Abstain 7.12% Withheld 0% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 9/11/2020 | 1.3 | Elect Phillip Goldstein | Mgmt | Voted | For | For 92.86% Against 0.02% Abstain 7.12% Withheld 0% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 9/11/2020 | 1.4 | Elect Gerald Hellerman | Mgmt | Voted | For | For 92.86% Against 0.02% Abstain 7.12% Withheld 0% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 9/11/2020 | 1.5 | Elect Moritz A. Sell | Mgmt | Voted | For | For 92.88% Against 0% Abstain 7.12% Withheld 0% | For |
| The Swiss Helvetia Fund, Inc. | SWZ | 870875101 | 9/11/2020 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 92.88% Against 0% Abstain 7.12% Withheld 0% | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/8/2021 | 1 | Elect Zein Abdalla | Mgmt | Voted | For | For 92.86% Against 0.02% Abstain 7.12% Withheld 0% | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/8/2021 | 2 | Elect Jose B Alvarez | Mgmt | Voted | For | For 92.86% Against 0.02% Abstain 7.12% Withheld 0% | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/8/2021 | 3 | Elect Alan M. Bennett | Mgmt | Voted | For | For 99.55% Against 0.37% Abstain 0.08% Withheld 0% | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/8/2021 | 4 | Elect Rosemary T. Berkery | Mgmt | Voted | For | For 99.86% Against 0.06% Abstain 0.08% Withheld 0% | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/8/2021 | 5 | Elect David T. Ching | Mgmt | Voted | For | For 99.44% Against 0.48% Abstain 0.08% Withheld 0% | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/8/2021 | 6 | Elect C. Kim Goodwin | Mgmt | Voted | For | For 99.44% Against 0.48% Abstain 0.08% Withheld 0% | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/8/2021 | 7 | Elect Ernie Herrman | Mgmt | Voted | For | For 99.61% Against 0.31% Abstain 0.08% Withheld 0% | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/8/2021 | 8 | Elect Michael F. Hines | Mgmt | Voted | For | For 99.61% Against 0.31% Abstain 0.08% Withheld 0% | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/8/2021 | 9 | Elect Amy B. Lane | Mgmt | Voted | For | For 99.19% Against 0.73% Abstain 0.08% Withheld 0% | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/8/2021 | 10 | Elect Carol Meyrowitz | Mgmt | Voted | For | For 98.28% Against 1.64% Abstain 0.08% Withheld 0% | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/8/2021 | 11 | Elect Jackwyn L. Nemerov | Mgmt | Voted | For | For 99.44% Against 0.48% Abstain 0.08% Withheld 0% | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/8/2021 | 12 | Elect John F. O'Brien | Mgmt | Voted | For | For 99.82% Against 0.1% Abstain 0.08% Withheld 0% | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/8/2021 | 13 | Ratification of Auditor | Mgmt | Voted | For | For 92.52% Against 6.63% Abstain 0.85% Withheld 0% | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/8/2021 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 86.5% Against 0% Abstain 0% Withheld 13.5% | For |
| The TJX Companies, Inc. | TJX | 872540109 | 6/8/2021 | 15 | Shareholder Proposal Regarding Report on Animal Welfare | ShrHoldr | Voted | Against | For 99.74% Against 0% Abstain 0% Withheld 0.26% | Against |
| The TJX Companies, Inc. | TJX | 872540109 | 6/8/2021 | 16 | Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation | ShrHoldr | Voted | Against | For 99.8% Against 0% Abstain 0% Withheld 0.2% | Against |
| The Travelers Companies, Inc. | TRV | 792860108 | 5/20/2021 | 1 | Elect Alan L. Beller | Mgmt | Voted | For | For 99.86% Against 0.07% Abstain 0.07% Withheld 0% | For |
| The Travelers Companies, Inc. | TRV | 792860108 | 5/20/2021 | 2 | Elect Janet M. Dolan | Mgmt | Voted | For | For 99.98% Against 0% Abstain 0% Withheld 0.02% | For |
| The Travelers Companies, Inc. | TRV | 792860108 | 5/20/2021 | 3 | Elect Patricia L. Higgins | Mgmt | Voted | For | For 99.91% Against 0.01% Abstain 0% Withheld 0.08% | For |
| The Travelers Companies, Inc. | TRV | 792860108 | 5/20/2021 | 4 | Elect William J. Kane | Mgmt | Voted | For | For 99.9% Against 0.02% Abstain 0% Withheld 0.08% | For |
| The Travelers Companies, Inc. | TRV | 792860108 | 5/20/2021 | 5 | Elect Thomas B. Leonardi | Mgmt | Voted | For | For 99.94% Against 0.01% Abstain 0% Withheld 0.05% | For |
| The Travelers Companies, Inc. | TRV | 792860108 | 5/20/2021 | 6 | Elect Clarence Otis, Jr. | Mgmt | Voted | For | For 99.99% Against 0.01% Abstain 0% Withheld 0% | For |
| The Travelers Companies, Inc. | TRV | 792860108 | 5/20/2021 | 7 | Elect Elizabeth E. Robinson | Mgmt | Voted | For | For 97.91% Against 2.09% Abstain 0% Withheld 0% | For |
| The Travelers Companies, Inc. | TRV | 792860108 | 5/20/2021 | 8 | Elect Philip T. Ruegger III | Mgmt | Voted | For | For 99.96% Against 0% Abstain 0% Withheld 0.04% | For |
| The Travelers Companies, Inc. | TRV | 792860108 | 5/20/2021 | 9 | Elect Todd C. Schermerhorn | Mgmt | Voted | For | For 99.92% Against 0.08% Abstain 0% Withheld 0% | For |
| The Travelers Companies, Inc. | TRV | 792860108 | 5/20/2021 | 10 | Elect Alan D. Schnitzer | Mgmt | Voted | For | For 98.45% Against 1.52% Abstain 0.03% Withheld 0% | For |
| The Travelers Companies, Inc. | TRV | 792860108 | 5/20/2021 | 11 | Elect Laurie J. Thomsen | Mgmt | Voted | For | For 98.87% Against 1.09% Abstain 0.03% Withheld 0.006% | For |
| The Travelers Companies, Inc. | TRV | 792860108 | 5/20/2021 | 12 | Ratification of Auditor | Mgmt | Voted | For | For 95.09% Against 4.88% Abstain 0.03% Withheld 0% | For |
| The Travelers Companies, Inc. | TRV | 792860108 | 5/20/2021 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 79.73% Against 0% Abstain 0% Withheld 20.27% | For |
| The Travelers Companies, Inc. | TRV | 792860108 | 5/20/2021 | 14 | Amendment to the 2014 Stock Incentive Plan | Mgmt | Voted | For | For 77.31% Against 0% Abstain 0% Withheld 22.69% | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 1 | Elect Marc N. Casper | Mgmt | Voted | For | For 80.03% Against 0% Abstain 0% Withheld 19.97% | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 2 | Elect Nelson J. Chai | Mgmt | Voted | For | For 77.63% Against 0% Abstain 0% Withheld 22.37% | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 3 | Elect C. Martin Harris | Mgmt | Voted | For | For 75.75% Against 0% Abstain 0% Withheld 24.25% | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 4 | Elect Tyler Jacks | Mgmt | Voted | For | For 77.35% Against 0% Abstain 0% Withheld 22.65% | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 5 | Elect R. Alexandra Keith | Mgmt | Voted | For | For 78.01% Against 0% Abstain 0% Withheld 21.99% | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 6 | Elect Thomas J. Lynch | Mgmt | Voted | For | For 80.23% Against 0% Abstain 0% Withheld 19.77% | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 7 | Elect Jim P. Manzi | Mgmt | Voted | For | For 80.12% Against 0% Abstain 0% Withheld 19.88% | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 8 | Elect James C. Mullen | Mgmt | Voted | For | For 80.17% Against 0% Abstain 0% Withheld 19.83% | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 9 | Elect Lars Rebien Sorensen | Mgmt | Voted | For | For 97.5% Against 2.29% Abstain 0.21% Withheld 0% | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 10 | Elect Debora L. Spar | Mgmt | Voted | For | For 98.15% Against 1.75% Abstain 0.1% Withheld 0% | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 11 | Elect Scott M. Sperling | Mgmt | Voted | For | For 64.97% Against 34.69% Abstain 0.34% Withheld 0% | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 12 | Elect Dion J. Weisler | Mgmt | Voted | For | For 99.41% Against 0% Abstain 0.59% Withheld 0% | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.93% Against 0% Abstain 0.07% Withheld 0% | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 14 | Ratification of Auditor | Mgmt | Voted | For | For 99.33% Against 0.08% Abstain 0.59% Withheld 0% | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/19/2021 | 15 | Shareholder Proposal Regarding Right to Call Special Meetings | ShrHoldr | Voted | Against | For 89% Against 11% Abstain 0% Withheld 0% | Against |
| Tri-Continental Corporation | TY | 895436103 | 6/11/2021 | 1.1 | Elect George S. Batejan | Mgmt | Voted | For | For 97% Against 3% Abstain 0% Withheld 0% | For |
| Tri-Continental Corporation | TY | 895436103 | 6/11/2021 | 1.2 | Elect Kathleen Blatz | Mgmt | Voted | For | For 93.09% Against 5.95% Abstain 0.96% Withheld 0% | For |
| Tri-Continental Corporation | TY | 895436103 | 6/11/2021 | 1.3 | Elect Pamela G. Carlton | Mgmt | Voted | For | For 96.71% Against 2.41% Abstain 0.88% Withheld 0% | For |
| Tri-Continental Corporation | TY | 895436103 | 6/11/2021 | 1.4 | Elect Christopher O. Petersen | Mgmt | Voted | For | For 99.05% Against 0% Abstain 0.95% Withheld 0% | For |
| Tri-Continental Corporation | TY | 895436103 | 6/11/2021 | 1.5 | Elect Sandra Yeager | Mgmt | Voted | For | For 97.99% Against 1.7% Abstain 0.31% Withheld 0% | For |
| Tri-Continental Corporation | TY | 895436103 | 6/11/2021 | 2 | Ratification of Auditor | Mgmt | Voted | For | For 90.8% Against 8.81% Abstain 0.39% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 1 | Elect Jennifer S. Banner | Mgmt | Voted | For | For 95.46% Against 4.48% Abstain 0.06% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 2 | Elect K. David Boyer, Jr. | Mgmt | Voted | For | For 97.83% Against 2.1% Abstain 0.07% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 3 | Elect Agnes Bundy Scanlan | Mgmt | Voted | For | For 97.81% Against 2.12% Abstain 0.07% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 4 | Elect Anna R. Cablik | Mgmt | Voted | For | For 97.38% Against 2.55% Abstain 0.07% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 5 | Elect Dallas S. Clement | Mgmt | Voted | For | For 97.39% Against 2.54% Abstain 0.07% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 6 | Elect Paul D. Donahue | Mgmt | Voted | For | For 97.94% Against 2% Abstain 0.06% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 7 | Elect Paul R. Garcia | Mgmt | Voted | For | For 97.8% Against 2.13% Abstain 0.07% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 8 | Elect Patrick C. Graney III | Mgmt | Voted | For | For 97.27% Against 2.66% Abstain 0.07% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 9 | Elect Linnie M. Haynesworth | Mgmt | Voted | For | For 98.75% Against 1.18% Abstain 0.07% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 10 | Elect Kelly S. King | Mgmt | Voted | For | For 98.77% Against 1.1% Abstain 0.13% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 11 | Elect Easter Maynard | Mgmt | Voted | For | For 96.08% Against 3.79% Abstain 0.13% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 12 | Elect Donna S. Morea | Mgmt | Voted | For | For 98.58% Against 1.32% Abstain 0.1% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 13 | Elect Charles A. Patton | Mgmt | Voted | For | For 96.69% Against 3.26% Abstain 0.05% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 14 | Elect Nido R. Qubein | Mgmt | Voted | For | For 88.73% Against 0% Abstain 0% Withheld 11.27% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 15 | Elect David M. Ratcliffe | Mgmt | Voted | For | For 80.95% Against 0% Abstain 0% Withheld 19.05% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 16 | Elect William H. Rogers, Jr. | Mgmt | Voted | For | For 88.88% Against 0% Abstain 0% Withheld 11.12% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 17 | Elect Frank P. Scruggs, Jr. | Mgmt | Voted | For | For 99.71% Against 0.29% Abstain 0% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 18 | Elect Christine Sears | Mgmt | Voted | For | For 99.33% Against 0.49% Abstain 0.18% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 19 | Elect Thomas E. Skains | Mgmt | Voted | For | For 99.34% Against 0.61% Abstain 0.05% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 20 | Elect Bruce L. Tanner | Mgmt | Voted | For | For 99.71% Against 0.13% Abstain 0.16% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 21 | Elect Thomas N. Thompson | Mgmt | Voted | For | For 97.75% Against 1.88% Abstain 0.37% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 22 | Elect Steven C. Voorhees | Mgmt | Voted | For | For 97.85% Against 1.78% Abstain 0.37% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 23 | Ratification of Auditor | Mgmt | Voted | For | For 99.4% Against 0.47% Abstain 0.13% Withheld 0% | For |
| Truist Financial Corporation | TFC | 89832Q109 | 4/27/2021 | 24 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.71% Against 1.02% Abstain 0.27% Withheld 0% | For |
| Union Pacific Corporation | UNP | 907818108 | 5/13/2021 | 1 | Elect Andrew H. Card, Jr. | Mgmt | Voted | For | For 98.68% Against 0.93% Abstain 0.39% Withheld 0% | For |
| Union Pacific Corporation | UNP | 907818108 | 5/13/2021 | 2 | Elect William J. DeLaney | Mgmt | Voted | For | For 96.26% Against 3.63% Abstain 0.11% Withheld 0% | For |
| Union Pacific Corporation | UNP | 907818108 | 5/13/2021 | 3 | Elect David B. Dillon | Mgmt | Voted | For | For 97.26% Against 2.65% Abstain 0.09% Withheld 0% | For |
| Union Pacific Corporation | UNP | 907818108 | 5/13/2021 | 4 | Elect Lance M. Fritz | Mgmt | Voted | For | For 99.41% Against 0.46% Abstain 0.13% Withheld 0% | For |
| Union Pacific Corporation | UNP | 907818108 | 5/13/2021 | 5 | Elect Deborah C. Hopkins | Mgmt | Voted | For | For 93.25% Against 6.72% Abstain 0.02% Withheld 0.009% | For |
| Union Pacific Corporation | UNP | 907818108 | 5/13/2021 | 6 | Elect Jane H. Lute | Mgmt | Voted | For | For 99.94% Against 0.02% Abstain 0.04% Withheld 0% | For |
| Union Pacific Corporation | UNP | 907818108 | 5/13/2021 | 7 | Elect Michael R. McCarthy | Mgmt | Voted | For | For 99.94% Against 0.02% Abstain 0.04% Withheld 0% | For |
| Union Pacific Corporation | UNP | 907818108 | 5/13/2021 | 8 | Elect Thomas F. McLarty III | Mgmt | Voted | For | For 99.97% Against 0.01% Abstain 0.02% Withheld 0% | For |
| Union Pacific Corporation | UNP | 907818108 | 5/13/2021 | 9 | Elect Jose H. Villarreal | Mgmt | Voted | For | For 99.95% Against 0.01% Abstain 0.04% Withheld 0% | For |
| Union Pacific Corporation | UNP | 907818108 | 5/13/2021 | 10 | Elect Christopher J. Williams | Mgmt | Voted | For | For 99.82% Against 0.12% Abstain 0.06% Withheld 0% | For |
| Union Pacific Corporation | UNP | 907818108 | 5/13/2021 | 11 | Ratification of Auditor | Mgmt | Voted | For | For 99.77% Against 0.21% Abstain 0.02% Withheld 0% | For |
| Union Pacific Corporation | UNP | 907818108 | 5/13/2021 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 90.76% Against 9.16% Abstain 0.08% Withheld 0% | For |
| Union Pacific Corporation | UNP | 907818108 | 5/13/2021 | 13 | Approval of the 2021 Stock Incentive Plan | Mgmt | Voted | For | For 97.37% Against 2.58% Abstain 0.05% Withheld 0% | For |
| Union Pacific Corporation | UNP | 907818108 | 5/13/2021 | 14 | Approval of the 2021 Employee Stock Purchase Plan | Mgmt | Voted | For | For 96.14% Against 3.81% Abstain 0.05% Withheld 0% | For |
| Union Pacific Corporation | UNP | 907818108 | 5/13/2021 | 15 | Shareholder Proposal Regarding EEO-1 Reporting | ShrHoldr | Voted | Against | For 97.38% Against 2.57% Abstain 0.05% Withheld 0% | Against |
| Union Pacific Corporation | UNP | 907818108 | 5/13/2021 | 16 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Voted | Against | For 96.21% Against 3.74% Abstain 0.05% Withheld 0% | Against |
| Union Pacific Corporation | UNP | 907818108 | 5/13/2021 | 17 | Shareholder Proposal Regarding Annual Shareholder Vote on Emissions Reduction Plan | ShrHoldr | Voted | Against | For 99.71% Against 0.23% Abstain 0.06% Withheld 0% | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 1 | Elect Carol B. Tome | Mgmt | Voted | For | For 95.35% Against 4.6% Abstain 0.05% Withheld 0% | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 2 | Elect Rodney C. Adkins | Mgmt | Voted | For | For 95.1% Against 4.85% Abstain 0.05% Withheld 0% | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 3 | Elect Eva C. Boratto | Mgmt | Voted | For | For 99.81% Against 0.13% Abstain 0.06% Withheld 0% | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 4 | Elect Michael J. Burns | Mgmt | Voted | For | For 99.79% Against 0.15% Abstain 0.06% Withheld 0% | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 5 | Elect Wayne M. Hewett | Mgmt | Voted | For | For 99.94% Against 0.01% Abstain 0.05% Withheld 0% | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 6 | Elect Angela Hwang | Mgmt | Voted | For | For 99.94% Against 0.01% Abstain 0.05% Withheld 0% | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 7 | Elect Kate E. Johnson | Mgmt | Voted | For | For 94.83% Against 4.2% Abstain 0.97% Withheld 0% | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 8 | Elect William R. Johnson | Mgmt | Voted | For | For 99.98% Against 0% Abstain 0.02% Withheld 0% | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 9 | Elect Ann M. Livermore | Mgmt | Voted | For | For 88.46% Against 11.53% Abstain 0.01% Withheld 0% | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 10 | Elect Franck J. Moison | Mgmt | Voted | For | For 76.72% Against 23.27% Abstain 0.01% Withheld 0% | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 11 | Elect Christiana Smith Shi | Mgmt | Voted | For | For 83.87% Against 16.12% Abstain 0.01% Withheld 0% | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 12 | Elect Russell Stokes | Mgmt | Voted | For | For 83.96% Against 16.03% Abstain 0.01% Withheld 0% | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 13 | Elect Kevin M. Warsh | Mgmt | Voted | For | For 84.01% Against 15.98% Abstain 0.01% Withheld 0% | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 14 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 86.68% Against 13.31% Abstain 0.01% Withheld 0% | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 15 | Approval of the 2021 Omnibus Incentive Compensation Plan | Mgmt | Voted | For | For 95.09% Against 4.9% Abstain 0.01% Withheld 0% | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 16 | Ratification of Auditor | Mgmt | Voted | For | For 99.77% Against 0.22% Abstain 0.01% Withheld 0% | For |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For 99.97% Against 0.03% Abstain 0% Withheld 0% | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 18 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Voted | Against | For 99.97% Against 0.03% Abstain 0% Withheld 0% | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 19 | Shareholder Proposal Regarding Report on Plans to Reduce Total Contribution to Climate Change | ShrHoldr | Voted | Against | For 99.42% Against 0.58% Abstain 0% Withheld 0% | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 20 | Shareholder Proposal Regarding Becoming a Public Benefit Corporation | ShrHoldr | Voted | Against | For 99.55% Against 0.45% Abstain 0% Withheld 0% | Against |
| United Parcel Service, Inc. | UPS | 911312106 | 5/13/2021 | 21 | Shareholder Proposal Regarding Diversity and Inclusion Report | ShrHoldr | Voted | Against | For 99.57% Against 0.43% Abstain 0% Withheld 0% | Against |
| Verisk Analytics, Inc. | VRSK | 92345Y106 | 5/19/2021 | 1 | Elect Samuel G. Liss | Mgmt | Voted | For | For 99.52% Against 0.48% Abstain 0% Withheld 0% | For |
| Verisk Analytics, Inc. | VRSK | 92345Y106 | 5/19/2021 | 2 | Elect Bruce E. Hansen | Mgmt | Voted | For | For 99.52% Against 0.48% Abstain 0% Withheld 0% | For |
| Verisk Analytics, Inc. | VRSK | 92345Y106 | 5/19/2021 | 3 | Elect Therese M. Vaughan | Mgmt | Voted | For | For 99.52% Against 0.48% Abstain 0% Withheld 0% | For |
| Verisk Analytics, Inc. | VRSK | 92345Y106 | 5/19/2021 | 4 | Elect Kathleen Hogenson | Mgmt | Voted | For | For 99.52% Against 0.48% Abstain 0% Withheld 0% | For |
| Verisk Analytics, Inc. | VRSK | 92345Y106 | 5/19/2021 | 6 | Amendment to the 2021 Equity Incentive Plan | Mgmt | Voted | For | For 99.52% Against 0.48% Abstain 0% Withheld 0% | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/19/2021 | 1 | Elect Sangeeta N. Bhatia | Mgmt | Voted | For | For 99.51% Against 0.49% Abstain 0% Withheld 0% | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/19/2021 | 2 | Elect Lloyd A. Carney | Mgmt | Voted | For | For 99.87% Against 0.13% Abstain 0% Withheld 0% | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/19/2021 | 3 | Elect Alan M. Garber | Mgmt | Voted | For | For 99.87% Against 0.13% Abstain 0% Withheld 0% | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/19/2021 | 4 | Elect Terrence C. Kearney | Mgmt | Voted | For | For 99.85% Against 0.15% Abstain 0% Withheld 0% | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/19/2021 | 5 | Elect Reshma Kewalramani | Mgmt | Voted | For | For 99.86% Against 0.14% Abstain 0% Withheld 0% | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/19/2021 | 6 | Elect Yuchun Lee | Mgmt | Voted | For | For 99.92% Against 0.08% Abstain 0% Withheld 0% | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/19/2021 | 7 | Elect Jeffrey M. Leiden | Mgmt | Voted | For | For 89.66% Against 9.81% Abstain 0.53% Withheld 0% | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/19/2021 | 8 | Elect Margaret G. McGlynn | Mgmt | Voted | For | For 95% Against 5% Abstain 0% Withheld 0% | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/19/2021 | 9 | Elect Diana McKenzie | Mgmt | Voted | For | For 95% Against 5% Abstain 0% Withheld 0% | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/19/2021 | 10 | Elect Bruce I. Sachs | Mgmt | Voted | For | For 94.99% Against 5.01% Abstain 0% Withheld 0% | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/19/2021 | 11 | Ratification of Auditor | Mgmt | Voted | For | For 95% Against 5% Abstain 0% Withheld 0% | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/19/2021 | 12 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 94.96% Against 5.04% Abstain 0% Withheld 0% | For |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/19/2021 | 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Voted | Against | For 94.99% Against 5.01% Abstain 0% Withheld 0% | Against |
| Vertex Pharmaceuticals Incorporated | VRTX | 92532F100 | 5/19/2021 | 14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Voted | Against | For 94.81% Against 5.19% Abstain 0% Withheld 0% | Against |
| Virtus AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 2/25/2021 | 2 | Sub-Advisory Agreement with AllianzGI U.S. | Mgmt | Voted | For | For 94.95% Against 5.05% Abstain 0% Withheld 0% | For |
| Virtus AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 2/25/2021 | 3 | Sub-Advisory Agreement with Virtus Value Equity Subadviser | Mgmt | Voted | For | For 94.96% Against 5.04% Abstain 0% Withheld 0% | For |
| Virtus AllianzGI Convertible & Income Fund II | NCZ | 01883A107 | 2/25/2021 | 4 | Transaction of Other Business | Mgmt | Voted | For | For 95% Against 5% Abstain 0% Withheld 0% | For |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 1 | Elect Lloyd A. Carney | Mgmt | Voted | For | For 94.99% Against 5.01% Abstain 0% Withheld 0% | For |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 2 | Elect Mary B. Cranston | Mgmt | Voted | For | For 96.46% Against 3.54% Abstain 0% Withheld 0% | For |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | Voted | For | For 96.45% Against 3.55% Abstain 0% Withheld 0% | For |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 4 | Elect Alfred F. Kelly, Jr. | Mgmt | Voted | For | For 74.15% Against 25.85% Abstain 0% Withheld 0% | For |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 5 | Elect Ramon L. Laguarta | Mgmt | Voted | For | For 99.91% Against 0.09% Abstain 0% Withheld 0% | For |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 6 | Elect John F. Lundgren | Mgmt | Voted | For | For 99.93% Against 0.07% Abstain 0% Withheld 0% | For |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 7 | Elect Robert W. Matschullat | Mgmt | Voted | For | For 97.9% Against 2.1% Abstain 0% Withheld 0% | For |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 8 | Elect Denise M. Morrison | Mgmt | Voted | For | For 99.43% Against 0.12% Abstain 0% Withheld 0.45% | For |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 9 | Elect Suzanne Nora Johnson | Mgmt | Voted | For | For 98.62% Against 1.05% Abstain 0% Withheld 0.33% | For |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 10 | Elect Linda J. Rendle | Mgmt | Voted | For | For 99.53% Against 0.23% Abstain 0% Withheld 0.24% | For |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 11 | Elect John A.C. Swainson | Mgmt | Voted | For | For 99.53% Against 0.23% Abstain 0% Withheld 0.24% | For |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 12 | Elect Maynard G. Webb | Mgmt | Voted | For | For 99.7% Against 0.11% Abstain 0% Withheld 0.19% | For |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 98.34% Against 1.48% Abstain 0% Withheld 0.18% | For |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 14 | Ratification of Auditor | Mgmt | Voted | For | For 99.11% Against 0.68% Abstain 0% Withheld 0.21% | For |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 15 | Amendment to the 2007 Equity Incentive Plan | Mgmt | Voted | For | For 98.83% Against 0.94% Abstain 0% Withheld 0.23% | For |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 16 | Shareholder Right to Call Special Meetings | Mgmt | Voted | For | For 77.77% Against 22.01% Abstain 0% Withheld 0.22% | For |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Voted | Against | For 77.22% Against 22.54% Abstain 0% Withheld 0.24% | Against |
| Visa Inc. | V | 92826C839 | 1/26/2021 | 18 | Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation | ShrHoldr | Voted | Against | For 99.19% Against 0.25% Abstain 0% Withheld 0.56% | Against |
| Voya Prime Rate Trust | IDE | 92912X101 | 7/9/2020 | 1.1 | Elect Martin J. Gavin | Mgmt | Voted | For | For 99.18% Against 0.27% Abstain 0% Withheld 0.55% | For |
| Voya Prime Rate Trust | IDE | 92912X101 | 7/9/2020 | 1.2 | Elect Dina Santoro | Mgmt | Voted | For | For 99.54% Against 0.26% Abstain 0% Withheld 0.2% | For |
| Walmart Inc. | WMT | 931142103 | 6/2/2021 | 3 | Elect Sarah Friar | Mgmt | Voted | For | For 99.69% Against 0.06% Abstain 0% Withheld 0.25% | For |
| Walmart Inc. | WMT | 931142103 | 6/2/2021 | 4 | Elect Carla A. Harris | Mgmt | Voted | For | For 99.71% Against 0.06% Abstain 0% Withheld 0.23% | For |
| Walmart Inc. | WMT | 931142103 | 6/2/2021 | 5 | Elect Thomas Horton | Mgmt | Voted | For | For 99.43% Against 0.12% Abstain 0% Withheld 0.45% | For |
| Walmart Inc. | WMT | 931142103 | 6/2/2021 | 6 | Elect Marissa A. Mayer | Mgmt | Voted | For | For 98.62% Against 1.05% Abstain 0% Withheld 0.33% | For |
| Walmart Inc. | WMT | 931142103 | 6/2/2021 | 7 | Elect C. Douglas McMillon | Mgmt | Voted | For | For 99.53% Against 0.23% Abstain 0% Withheld 0.24% | For |
| Walmart Inc. | WMT | 931142103 | 6/2/2021 | 8 | Elect Gregory B. Penner | Mgmt | Voted | For | For 99.53% Against 0.23% Abstain 0% Withheld 0.24% | For |
| Walmart Inc. | WMT | 931142103 | 6/2/2021 | 9 | Elect Steven S Reinemund | Mgmt | Voted | For | For 99.7% Against 0.11% Abstain 0% Withheld 0.19% | For |
| Walmart Inc. | WMT | 931142103 | 6/2/2021 | 10 | Elect Randall L. Stephenson | Mgmt | Voted | For | For 98.34% Against 1.48% Abstain 0% Withheld 0.18% | For |
| Walmart Inc. | WMT | 931142103 | 6/2/2021 | 11 | Elect S. Robson Walton | Mgmt | Voted | For | For 99.11% Against 0.68% Abstain 0% Withheld 0.21% | For |
| Walmart Inc. | WMT | 931142103 | 6/2/2021 | 12 | Elect Steuart Walton | Mgmt | Voted | For | For 98.83% Against 0.94% Abstain 0% Withheld 0.23% | For |
| Walmart Inc. | WMT | 931142103 | 6/2/2021 | 15 | Shareholder Proposal Regarding Refrigerants Report | ShrHoldr | Voted | Against | For 77.77% Against 22.01% Abstain 0% Withheld 0.22% | Against |
| Walmart Inc. | WMT | 931142103 | 6/2/2021 | 17 | Shareholder Proposal Regarding Report on Alignment of Racial Justice Goals with Starting Pay | ShrHoldr | Voted | Against | For 77.22% Against 22.54% Abstain 0% Withheld 0.24% | Against |
| Walmart Inc. | WMT | 931142103 | 6/2/2021 | 18 | Shareholder Proposal Regarding Creation of a Pandemic Workforce Advisory Council | ShrHoldr | Voted | Against | For 99.19% Against 0.25% Abstain 0% Withheld 0.56% | Against |
| Waste Management, Inc. | WM | 94106L109 | 5/11/2021 | 1 | Elect James C. Fish, Jr. | Mgmt | Voted | For | For 99.18% Against 0.27% Abstain 0% Withheld 0.55% | For |
| Waste Management, Inc. | WM | 94106L109 | 5/11/2021 | 2 | Elect Andres R. Gluski | Mgmt | Voted | For | For 99.54% Against 0.26% Abstain 0% Withheld 0.2% | For |
| Waste Management, Inc. | WM | 94106L109 | 5/11/2021 | 3 | Elect Victoria M. Holt | Mgmt | Voted | For | For 99.69% Against 0.06% Abstain 0% Withheld 0.25% | For |
| Waste Management, Inc. | WM | 94106L109 | 5/11/2021 | 5 | Elect Sean E. Menke | Mgmt | Voted | For | For 99.71% Against 0.06% Abstain 0% Withheld 0.23% | For |
| Waste Management, Inc. | WM | 94106L109 | 5/11/2021 | 6 | Elect William B. Plummer | Mgmt | Voted | For | For 90.91% Against 8.85% Abstain 0.24% Withheld 0% | For |
| Waste Management, Inc. | WM | 94106L109 | 5/11/2021 | 7 | Elect John C. Pope | Mgmt | Voted | For | For 97.02% Against 0% Abstain 0% Withheld 2.98% | For |
| Waste Management, Inc. | WM | 94106L109 | 5/11/2021 | 8 | Elect Maryrose T. Sylvester | Mgmt | Voted | For | For 98.62% Against 0% Abstain 0% Withheld 1.38% | For |
| Waste Management, Inc. | WM | 94106L109 | 5/11/2021 | 9 | Elect Thomas H. Weidemeyer | Mgmt | Voted | For | For 99.65% Against 0.33% Abstain 0.02% Withheld 0% | For |
| WEC Energy Group, Inc. | WEC | 92939U106 | 5/6/2021 | 1 | Elect Curt S. Culver | Mgmt | Voted | For | For 96.48% Against 3.47% Abstain 0.05% Withheld 0% | For |
| WEC Energy Group, Inc. | WEC | 92939U106 | 5/6/2021 | 2 | Elect Danny L. Cunningham | Mgmt | Voted | For | For 97.15% Against 2.72% Abstain 0.13% Withheld 0% | For |
| WEC Energy Group, Inc. | WEC | 92939U106 | 5/6/2021 | 3 | Elect William M. Farrow III | Mgmt | Voted | For | For 98% Against 0% Abstain 0% Withheld 2% | For |
| WEC Energy Group, Inc. | WEC | 92939U106 | 5/6/2021 | 4 | Elect J. Kevin Fletcher | Mgmt | Voted | For | For 73.09% Against 0% Abstain 0% Withheld 26.91% | For |
| WEC Energy Group, Inc. | WEC | 92939U106 | 5/6/2021 | 5 | Elect Cristina A. Garcia-Thomas | Mgmt | Voted | For | For 67.85% Against 0% Abstain 0% Withheld 32.15% | For |
| WEC Energy Group, Inc. | WEC | 92939U106 | 5/6/2021 | 6 | Elect Maria C. Green | Mgmt | Voted | For | For 97.84% Against 0.64% Abstain 1.52% Withheld 0% | For |
| WEC Energy Group, Inc. | WEC | 92939U106 | 5/6/2021 | 7 | Elect Gale E. Klappa | Mgmt | Voted | For | For 98.15% Against 1.71% Abstain 0.14% Withheld 0% | For |
| WEC Energy Group, Inc. | WEC | 92939U106 | 5/6/2021 | 8 | Elect Thomas K. Lane | Mgmt | Voted | For | For 99.31% Against 0% Abstain 0% Withheld 0.69% | For |
| WEC Energy Group, Inc. | WEC | 92939U106 | 5/6/2021 | 9 | Elect Ulice Payne, Jr. | Mgmt | Voted | For | For 85.67% Against 0% Abstain 0% Withheld 14.33% | For |
| WEC Energy Group, Inc. | WEC | 92939U106 | 5/6/2021 | 10 | Elect Mary Ellen Stanek | Mgmt | Voted | For | For 99.04% Against 0% Abstain 0% Withheld 0.96% | For |
| WEC Energy Group, Inc. | WEC | 92939U106 | 5/6/2021 | 11 | Ratification of Auditor | Mgmt | Voted | For | For 81.85% Against 0% Abstain 0% Withheld 18.15% | For |
| WEC Energy Group, Inc. | WEC | 92939U106 | 5/6/2021 | 12 | Amendment to the Omnibus Stock Incentive Plan | Mgmt | Voted | For | For 93.51% Against 0% Abstain 0% Withheld 6.49% | For |
| WEC Energy Group, Inc. | WEC | 92939U106 | 5/6/2021 | 13 | Advisory Vote on Executive Compensation | Mgmt | Voted | For | For 99.24% Against 0% Abstain 0% Withheld 0.76% | For |
| Wells Fargo Income Opportunities Fund | EOD | 94987C103 | 2/8/2021 | 1.1 | Elect William R. Ebsworth | Mgmt | Voted | For | For 85.32% Against 0% Abstain 0% Withheld 14.68% | For |
| Wells Fargo Income Opportunities Fund | EOD | 94987C103 | 2/8/2021 | 1.2 | Elect Jane A. Freeman | Mgmt | Voted | For | For 98.67% Against 1.13% Abstain 0.2% Withheld 0% | For |
| Wells Fargo Income Opportunities Fund | EOD | 94987C103 | 2/8/2021 | 1.3 | Elect Judith M. Johnson | Mgmt | Voted | For | For 98.77% Against 1.12% Abstain 0.11% Withheld 0% | For |
| Western Asset Mortgage Opportunity Fund Inc | CEM | 184692200 | 6/4/2021 | 1 | Elect William R. Hutchinson | Mgmt | Voted | For | For 97.43% Against 2.44% Abstain 0.13% Withheld 0% | For |
| Western Asset Mortgage Opportunity Fund Inc | CEM | 184692200 | 6/4/2021 | 2 | Elect Nisha Kumar | Mgmt | Voted | For | For 99.98% Against 0% Abstain 0.02% Withheld 0% | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | 15 | Amendment to the Directors' Deferred Compensation Plan | Mgmt | Voted | For | For 99.41% Against 0.44% Abstain 0.15% Withheld 0% | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 5/14/2021 | 16 | Permit Shareholders to Call a Special Meeting | Mgmt | Voted | For | For 98.9% Against 0.95% Abstain 0.15% Withheld 0% | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Cornerstone Strategic Value Fund, Inc.
| By (Signature and Title) | /s/ Ralph W. Bradshaw | |||
|
Ralph W. Bradshaw, President and Chairman (Principal Executive Officer) |
||||
| Date | August 18, 2021 | |||
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