Current Report Filing (8-k)
21 June 2016 - 9:16PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 17, 2016
Dextera Surgical
Inc.
(Exact Name of Registrant as Specified in its Charter)
Delaware
(State or Other Jurisdiction
of Incorporation)
|
|
000-51772
(Commission
File Number)
|
|
94-3287832
(IRS Employer
Identification No.)
|
900 Saginaw Drive, Redwood City, CA
(Address of Principal Executive Offices)
|
|
94063
(Zip Code)
|
Registrant’s telephone number, including area code: (650) 364-9975
Cardica, Inc.
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
On June 17, 2016, Cardica, Inc. (the “Company”) filed a Certificate of Amendment of Amended and Restated Certificate of Incorporation of Cardica, Inc. (the “Certificate of Amendment”) to effect a change of its name from “Cardica, Inc.” to “Dextera Surgical Inc.” The name change became effective upon the filing of the Amendment.
The Company’s common stock will begin trading on The NASDAQ Capital Market under the symbol “DXTR” when the market opens on June 22, 2016.
The new CUSIP number for the Company’s common stock following the name change is 252366109.
The foregoing description is qualified in its entirety by the Amendment, which is attached as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit No.
|
|
Description
|
3.1
|
|
Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company.
|
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
Dextera Surgical Inc.
|
|
|
|
|
|
|
|
Date: June
21, 2016
|
/s/ Robert Y. Newell
|
|
|
Robert Y. Newell
Chief Financial Officer
|
|
EXHIBIT INDEX
Exhibit No.
|
|
Description
|
3.1
|
|
Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Company.
|