Voya Investment Management Form 8.3 - worldpay inc class a

 
TIDMWPY 
 
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 
1.     KEY INFORMATION 
(a)  Full name of discloser:                                                                                                                                                                                                                                                                                                                                       Voya Financial, Inc 
(b)  Owner or controller of interests and short positions disclosed,  if different from 1(a): 
     The naming of nominee or vehicle companies is insufficient. For  a trust, the trustee(s), settlor and beneficiaries must be named. 
(c)  Name of offeror/offeree in relation to whose relevant securities  this form relates:                                                                                                                                                                                                                                                                         Worldpay Inc 
     Use a separate form for each offeror/offeree 
(d)  If an exempt fund manager connected with an offeror/offeree,  state this and specify identity of offeror/offeree: 
(e)  Date position held/dealing undertaken:                                                                                                                                                                                                                                                                                                                        18 January 2018 
     For an opening position disclosure, state the latest  practicable date prior to the disclosure 
(f)  In addition to the company in 1(c) above, is the discloser making  disclosures in respect of any other party to the offer?                                                                                                                                                                                                                                   YES 
     If it is a cash offer or possible cash offer, state "N/A"                                                                                                                                                                                                                                                                                                     Worldpay Group PLC 
2.     POSITIONS OF THE PERSON MAKING THE DISCLOSURE 
If there are positions or rights to subscribe to disclose in more  than one class of relevant securities of the offeror or offeree  named in 1(c), copy table 2(a) or (b) (as appropriate) for each  additional class of relevant security. 
(a)    Interests and short positions in the relevant securities of the  offeror or offeree to which the disclosure relates following the  dealing (if any) 
Class of relevant security:                                                                                                                                                    Common Stock (US9815581098) 
     Interests                                                                                                                                                                                                                                                                                                                                                                Short Positions 
     Number                                                                                                                                                                                                                                                                                                                                                         %         Number                                                       % 
(1)  Relevant securities owned and/or controlled:                                                                                                                              2,906,813                                                                                                                                                                            .969 % 
(2)  Cash-settled derivatives: 
(3)  Stock-settled derivatives (including options) and agreements to  purchase/sell: 
     Total                                                                                                                                                                     2,906,813 *                                                                                                                                                                          .969 % 
*Voya Financial, Inc does not have discretion regarding voting  decisions in respect of 757,420 shares that are included in the  total above. 
All interests and all short positions should be disclosed. 
Details of any open stock-settled derivative positions  (including traded options), or agreements to purchase or sell  relevant securities, should be given on a Supplemental Form 8  (Open Positions). 
(b)    Rights to subscribe for new securities (including directors' and  other employee options) 
Class of relevant security in relation to which subscription  right exists: 
Details, including nature of the rights concerned and relevant  percentages: 
3.     DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 
Where there have been dealings in more than one class of relevant  securities of the offeror or offeree named in 1(c), copy table 3(a),  (b), (c) or (d) (as appropriate) for each additional class of  relevant security dealt in. 
The currency of all prices and other monetary amounts should be  stated. 
(a)    Purchases and sales 
Class of relevant security                                                                    Purchase/sale                                                                                                                    Number of securities                                                                                                                                                      Price per unit 
Common Stock (US9815581098)                                                                   Sale                                                                                                                             943.00                                                                                                                                                                    56.1403 
Sale 
458,800 
70.8906 
(b)    Cash-settled derivative transactions 
Class of relevant security                             Product descriptione.g. CFD                                                                                               Nature of dealinge.g. opening/closing a long/short  position, increasing/reducing a long/short position                                                                              Number of reference securities                              Price per unit 
(c)    Stock-settled derivative transactions (including options) 
(i)    Writing, selling, purchasing or varying 
Class of relevant security     Product descriptione.g. call option   Writing, purchasing, selling, varying etc.                                                                 Number of securities to which option relates   Exercise price per unit                                                                                                                Typee.g. American, European etc.   Expiry date                Option money paid/ received per unit 
(ii)   Exercise 
Class of relevant security                              Product descriptione.g. call option                                                                                       Exercising/ exercised against                                                                                                                                                      Number of securities                 Exercise price per unit 
(d)    Other dealings (including subscribing for new securities) 
Class of relevant security                                                                    Nature of dealinge.g. subscription, conversion                                                                                   Details                                                                                                                                                                   Price per unit (if applicable) 
 
 
 
 
4.               OTHER INFORMATION 
(a)              Indemnity and other dealing arrangements 
Details 
of any 
indemnity 
or 
option 
arrangement, 
or 
any 
agreement 
or 
understanding, 
formal 
or 
informal, 
relating 
to 
relevant 
securities 
which may 
be an 
inducement 
to deal 
or refrain 
from 
dealing 
entered 
into 
by 
the person 
making the 
disclosure 
and any 
party to 
the 
offer or 
any person 
acting in 
concert 
with 
a party 
to  the 
offer: 
Irrevocable 
commitments 
and 
letters 
of intent 
should 
not be 
included. 
If there 
are 
no 
such 
agreements, 
arrangements 
or 
understandings, 
state 
"none" 
None 
(b)              Agreements, arrangements or understandings relating to options or  derivatives 
Details 
of any 
agreement, 
arrangement 
or 
understanding, 
formal 
or 
informal, 
between 
the 
person 
making 
the 
disclosure 
and any 
other 
person 
relating 
to: 
(i) the 
voting 
rights 
of 
any 
relevant 
securities 
under 
any 
option; 
or 
(ii) the 
voting 
rights 
or future 
acquisition 
or 
disposal 
of any 
relevant 
securities 
to which 
any 
derivative 
is 
referenced: 
If there 
are 
no such 
agreements, 
arrangements 
or 
understandings, 
state 
"none" 
None 
(c)              Attachments 
Is                 NO 
a 
Supplemental 
Form 8 
(Open 
Positions) 
attached? 
Date               19 January 2018 
of 
disclosure 
Contact            Salvatore DiCostanzo 
name 

Telephone          [phone] 
number 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20180119005397/en/

 
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(END) Dow Jones Newswires

January 19, 2018 09:19 ET (14:19 GMT)