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Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
---|---|---|---|---|---|
Water Intelligence Plc | LSE:WATR | London | Ordinary Share | GB00BZ973D04 | ORD 1P |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
1.50 | 0.40% | 372.50 | 365.00 | 380.00 | 377.50 | 365.00 | 365.00 | 26,490 | 09:36:42 |
Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
---|---|---|---|---|---|
Cmp Processing,data Prep Svc | 71.33M | 3.67M | 0.2112 | 17.64 | 64.66M |
TIDMWATR
RNS Number : 3453T
Water Intelligence PLC
24 November 2021
Water Intelligence plc (the "Company")
TR-1: Notification of Major Holdings
The Company has been informed by a shareholder that delays have occurred in it providing TR-1 forms to the Company, which disclose changes to its shareholding. All of the delayed TR-1 forms have now been provided and are set out in the announcement below.
The first TR-1 form set out below represents the most recent TR-1 reflecting the investor's shareholding following the Company's recent placing announced on 12 November 2021.
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i) 1a. Identity of the issuer or the WATER INTELLIGENCE PLC underlying issuer of existing shares to which voting rights are attached (ii) : --------------------------------------------------------- 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer ------------------ 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X ------------------ An acquisition or disposal of financial instruments ------------------ An event changing the breakdown of voting rights X ------------------ Other (please specify)(iii) : ------------------ 3. Details of person subject to the notification obligation (iv) Name CANACCORD GENUITY GROUP INC City and country of registered office VANCOUVER, CANADA (if applicable) 4. Full name of shareholder(s) (if different from 3.) (v) Name DISCRETIONARY CLIENTS --------------------------------------------------------- City and country of registered office As above (if applicable) --------------------------------------------------------- 5. Date on which the threshold was 17 NOVEMBER 2021 crossed or reached (vi) : --------------------------------------------------------- 6. Date on which issuer notified (DD/MM/YYYY): 22 NOVEMBER 2021 --------------------------------------------------------- 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of both Total number rights attached through financial in % (8.A + of voting rights to shares (total instruments 8.B) held in issuer of 8. A) (total of 8.B (8.A + 8.B) 1 + 8.B 2) (vii) ----------------------- ------------------- ---------------- ------------------ Resulting situation on the date on which threshold was crossed or reached 11.8518 11.8518 2,300,580 ----------------------- ------------------- ---------------- ------------------ Position of previous notification (if applicable) 10.0979 10.0979 ----------------------- ------------------- ---------------- ------------------ 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii) A: Voting rights attached to shares Class/type of Number of voting rights (ix) % of voting rights shares ISIN code (if possible) Direct Indirect Direct Indirect (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1) ------------------------ GB00BZ973D04 2,300,580 11.8518 ----------------------- ------------------------ -------------------------------------------------- ---------------------- SUBTOTAL 8. A 2,300,580 11.8518 ------------------------------------------------- -------------------------------------------------------------------------- B 1: Financial Instruments according to DTR5.3.1R (1) (a) Type of financial Expiration Exercise/ Number of voting % of voting instrument date (x) Conversion Period rights that may rights (xi) be acquired if the instrument is exercised/converted. ----------------------- ------------------------ -------------------------------------------------- ---------------------- SUBTOTAL 8. B 1 ------------------------ -------------------------------------------------- ---------------------- B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) Type of financial Expiration Exercise/ Physical or Number of % of voting instrument date (x) Conversion cash voting rights rights Period (xi) settlement (xii) ------------------------ ------------------------ ------------------------ ------------------------ SUBTOTAL 8.B.2 ------------------------ ------------------------ TR-1: S tandard form for notification of major holdings NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i) 1a. Identity of the issuer or the WATER INTELLIGENCE PLC underlying issuer of existing shares to which voting rights are attached (ii) : ------------------------------------------ 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer ---- 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X ---- An acquisition or disposal of financial instruments ---- An event changing the breakdown of voting rights ---- Other (please specify)(iii) : ---- 3. Details of person subject to the notification obligation (iv) Name CANACCORD GENUITY GROUP INC City and country of registered office VANCOUVER, CANADA (if applicable) 4. Full name of shareholder(s) (if different from 3.) (v) Name DISCRETIONARY CLIENTS ------------------------------------------ City and country of registered office As above (if applicable) ------------------------------------------ 5. Date on which the threshold was 24 AUGUST 2021 crossed or reached (vi) : ------------------------------------------ 6. Date on which issuer notified 22 NOVEMBER 2021 (DD/MM/YYYY): ------------------------------------------
7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of Total number rights through financial both of voting rights attached instruments in % (8.A + held in issuer to shares (total of 8.B 8.B) (8.A + 8.B) (total 1 + 8.B 2) (vii) of 8. A) ------------- --------------------- ------------- ------------------- Resulting situation on the date on which threshold was crossed or reached 10.0979 10.0979 1,854,929 ------------- --------------------- ------------- ------------------- Position of previous notification (if applicable) 9.7723 9.7723 ------------- --------------------- ------------- ------------------- 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii) A: Voting rights attached to shares Class/type of Number of voting rights (ix) % of voting rights shares ISIN code (if possible) Direct Indirect Direct Indirect (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1) ------------------------- GB00BZ973D04 1,854,929 10.0979 ------------------------ ------------------------- -------------------------- --------------------- SUBTOTAL 8. A 1,854,929 10.0979 --------------------------------------------------- ------------------------------------------------- B 1: Financial Instruments according to DTR5.3.1R (1) (a) Type of financial Expiration Exercise/ Number of voting % of voting instrument date (x) Conversion Period rights that may rights (xi) be acquired if the instrument is exercised/converted. --------------- --------------------------- --------------------------------- --------------------- SUBTOTAL 8. B 1 --------------------------- --------------------------------- --------------------- B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) Type of Expiration Exercise/ Physical or Number of % of voting financial date (x) Conversion cash voting rights rights instrument Period (xi) settlement (xii) --------------------- ----------------- ---------------------- ------------------- SUBTOTAL 8.B.2 ---------------------- ------------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv) (please add additional rows as necessary) Name (xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold --------------------------- -------------------------------- -------------------------- Canaccord Genuity Group Inc. 10.0979 10.0979 --------------------------- -------------------------------- -------------------------- Canaccord Genuity Wealth Group Holdings Limited 10.0979 10.0979 --------------------------- -------------------------------- -------------------------- Canaccord Genuity Wealth Group Holdings (Jersey) Limited 10.0979 10.0979 --------------------------- -------------------------------- -------------------------- Canaccord Genuity Wealth Group Holdings Limited 10.0979 10.0979 --------------------------- -------------------------------- -------------------------- Canaccord Genuity Wealth Group Limited 0.1919 0.1919 --------------------------- -------------------------------- -------------------------- Hargreave Hale Ltd 9.9060 9.9060 --------------------------- -------------------------------- -------------------------- 10. In case of proxy voting, please identify: Name of the proxy holder ------------------------------------------------------------ The number and % of voting rights held ------------------------------------------------------------ The date until which the voting rights will be held ------------------------------------------------------------ 11. Additional information (xvi) Place of completion BLACKPOOL, ENGLAND Date of completion 22 NOVEMBER 2021 ------------------- TR-1: S tandard form for notification of major holdings NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i) 1a. Identity of the issuer or the WATER INTELLIGENCE PLC underlying issuer of existing shares to which voting rights are attached (ii) : ------------------------------------------ 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer ---- 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights ---- An acquisition or disposal of financial instruments ---- An event changing the breakdown of voting rights X ---- Other (please specify)(iii) : ---- 3. Details of person subject to the notification obligation (iv) Name CANACCORD GENUITY GROUP INC City and country of registered office VANCOUVER, CANADA (if applicable) 4. Full name of shareholder(s) (if different from 3.) (v) Name DISCRETIONARY CLIENTS ------------------------------------------ City and country of registered office As above (if applicable) ------------------------------------------ 5. Date on which the threshold was 19 JULY 2021 crossed or reached (vi) : ------------------------------------------ 6. Date on which issuer notified 22 NOVEMBER 2021 (DD/MM/YYYY): ------------------------------------------ 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of Total number rights through financial both of voting rights
attached instruments in % (8.A + held in issuer to shares (total of 8.B 8.B) (8.A + 8.B) (total 1 + 8.B 2) (vii) of 8. A) ------------- --------------------- ------------- ------------------- Resulting situation on the date on which threshold was crossed or reached 9.7723 9.7723 1,795,124 ------------- --------------------- ------------- ------------------- Position of previous notification (if applicable) 10.1463 10.1463 ------------- --------------------- ------------- ------------------- 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii) A: Voting rights attached to shares Class/type of Number of voting rights (ix) % of voting rights shares ISIN code (if possible) Direct Indirect Direct Indirect (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1) ------------------------- GB00BZ973D04 1,795,124 9.7723 ------------------------ ------------------------- -------------------------- --------------------- SUBTOTAL 8. A 1,795,124 9.7723 --------------------------------------------------- ------------------------------------------------- B 1: Financial Instruments according to DTR5.3.1R (1) (a) Type of financial Expiration Exercise/ Number of voting % of voting instrument date (x) Conversion Period rights that may rights (xi) be acquired if the instrument is exercised/converted. --------------- --------------------------- --------------------------------- --------------------- SUBTOTAL 8. B 1 --------------------------- --------------------------------- --------------------- B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) Type of Expiration Exercise/ Physical or Number of % of voting financial date (x) Conversion cash voting rights rights instrument Period (xi) settlement (xii) --------------------- ----------------- ---------------------- ------------------- SUBTOTAL 8.B.2 ---------------------- ------------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv) (please add additional rows as necessary) Name (xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold --------------------------- -------------------------------- -------------------------- Canaccord Genuity Group Inc. 9.7723 9.7723 --------------------------- -------------------------------- -------------------------- Canaccord Genuity Wealth Group Holdings Limited 9.7723 9.7723 --------------------------- -------------------------------- -------------------------- Canaccord Genuity Wealth Group Holdings (Jersey) Limited 9.7723 9.7723 --------------------------- -------------------------------- -------------------------- Canaccord Genuity Wealth Group Holdings Limited 9.7723 9.7723 --------------------------- -------------------------------- -------------------------- Canaccord Genuity Wealth Group Limited 0.1919 0.1919 --------------------------- -------------------------------- -------------------------- Hargreave Hale Ltd 9.5804 9.5804 --------------------------- -------------------------------- -------------------------- 10. In case of proxy voting, please identify: Name of the proxy holder ------------------------------------------------------------ The number and % of voting rights held ------------------------------------------------------------ The date until which the voting rights will be held ------------------------------------------------------------ 11. Additional information (xvi) The change in the percentage of shares held is due entirely to the dilution effect of the new shares issued in the placing by Water Intelligence plc, which were admitted to AIM on 19/07/2021. Place of completion BLACKPOOL, ENGLAND Date of completion 22 NOVEMBER 2021 ------------------- TR-1: S tandard form for notification of major holdings NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i) 1a. Identity of the issuer or the WATER INTELLIGENCE PLC underlying issuer of existing shares to which voting rights are attached (ii) : ------------------------------------------ 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer ---- 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X ---- An acquisition or disposal of financial instruments ---- An event changing the breakdown of voting rights ---- Other (please specify)(iii) : ---- 3. Details of person subject to the notification obligation (iv) Name CANACCORD GENUITY GROUP INC City and country of registered office VANCOUVER, CANADA (if applicable) 4. Full name of shareholder(s) (if different from 3.) (v) Name DISCRETIONARY CLIENTS ------------------------------------------ City and country of registered office As above (if applicable) ------------------------------------------ 5. Date on which the threshold was 14 JULY 2021 crossed or reached (vi) : ------------------------------------------ 6. Date on which issuer notified 22 NOVEMBER 2021 (DD/MM/YYYY): ------------------------------------------ 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of Total number rights through financial both of voting rights attached instruments in % (8.A + held in issuer
to shares (total of 8.B 8.B) (8.A + 8.B) (total 1 + 8.B 2) (vii) of 8. A) ------------- --------------------- ------------- ------------------- Resulting situation on the date on which threshold was crossed or reached 10.1463 10.1463 1,795,124 ------------- --------------------- ------------- ------------------- Position of previous notification (if applicable) 5.0141 5.0141 ------------- --------------------- ------------- ------------------- 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii) A: Voting rights attached to shares Class/type of Number of voting rights (ix) % of voting rights shares ISIN code (if possible) Direct Indirect Direct Indirect (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1) ------------------------- GB00BZ973D04 1,795,124 10.1463 ------------------------ ------------------------- -------------------------- --------------------- SUBTOTAL 8. A 1,795,124 10.1463 --------------------------------------------------- ------------------------------------------------- B 1: Financial Instruments according to DTR5.3.1R (1) (a) Type of financial Expiration Exercise/ Number of voting % of voting instrument date (x) Conversion Period rights that may rights (xi) be acquired if the instrument is exercised/converted. --------------- --------------------------- --------------------------------- --------------------- SUBTOTAL 8. B 1 --------------------------- --------------------------------- --------------------- B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) Type of Expiration Exercise/ Physical or Number of % of voting financial date (x) Conversion cash voting rights rights instrument Period (xi) settlement (xii) --------------------- ----------------- ---------------------- ------------------- SUBTOTAL 8.B.2 ---------------------- ------------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv) (please add additional rows as necessary) Name (xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold --------------------------- -------------------------------- -------------------------- Canaccord Genuity Group Inc. 10.1463 10.1463 --------------------------- -------------------------------- -------------------------- Canaccord Genuity Wealth Group Holdings Limited 10.1463 10.1463 --------------------------- -------------------------------- -------------------------- Canaccord Genuity Wealth Group Holdings (Jersey) Limited 10.1463 10.1463 --------------------------- -------------------------------- -------------------------- Canaccord Genuity Wealth Group Holdings Limited 10.1463 10.1463 --------------------------- -------------------------------- -------------------------- Canaccord Genuity Wealth Group Limited 0.1992 0.1992 --------------------------- -------------------------------- -------------------------- Hargreave Hale Ltd 9.9471 9.9471 --------------------------- -------------------------------- -------------------------- 10. In case of proxy voting, please identify: Name of the proxy holder ------------------------------------------------------------ The number and % of voting rights held ------------------------------------------------------------ The date until which the voting rights will be held ------------------------------------------------------------ 11. Additional information (xvi) Place of completion BLACKPOOL, ENGLAND Date of completion 22 NOVEMBER 2021 ------------------- TR-1: S tandard form for notification of major holdings NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i) 1a. Identity of the issuer or the WATER INTELLIGENCE PLC underlying issuer of existing shares to which voting rights are attached (ii) : ------------------------------------------ 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer ---- 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X ---- An acquisition or disposal of financial instruments ---- An event changing the breakdown of voting rights ---- Other (please specify)(iii) : ---- 3. Details of person subject to the notification obligation (iv) Name CANACCORD GENUITY GROUP INC City and country of registered office VANCOUVER, CANADA (if applicable) 4. Full name of shareholder(s) (if different from 3.) (v) Name DISCRETIONARY CLIENTS ------------------------------------------ City and country of registered office As above (if applicable) ------------------------------------------ 5. Date on which the threshold was 12 MARCH 2020 crossed or reached (vi) : ------------------------------------------ 6. Date on which issuer notified 22 NOVEMBER 2021 (DD/MM/YYYY): ------------------------------------------ 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of Total number rights through financial both of voting rights attached instruments in % (8.A + of issuer (vii) to shares (total of 8.B 8.B) (total 1 + 8.B 2) of 8. A) ------------- --------------------- ------------- ------------------- Resulting situation on the date
on which threshold was crossed or reached 4.3633 4.3633 16,902,371 ------------- --------------------- ------------- ------------------- Position of previous notification (if applicable) 5.6677 5.6677 ------------- --------------------- ------------- ------------------- 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii) A: Voting rights attached to shares Class/type of Number of voting rights (ix) % of voting rights shares ISIN code (if possible) Direct Indirect Direct Indirect (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.1) (DTR5.2.1) (DTR5.2.1) ----------------------------- GB00BZ973D04 737,500 4.3633 ------------------------- ----------------------------- ---------------------------- -------------------------- SUBTOTAL 8. A 737,500 4.3633 -------------------------------------------------------- -------------------------------------------------------- B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of financial Expiration Exercise/ Number of voting % of voting instrument date Conversion Period rights that may rights (x) (xi) be acquired if the instrument is exercised/converted. --------------- ------------------------------- ------------------------------------ -------------------------- SUBTOTAL 8. B 1 ------------------------------- ------------------------------------ -------------------------- B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or Number of % of voting financial date (x) Conversion cash voting rights rights instrument Period (xi) settlement (xii) ---------------------- --------------------- ------------------------ -------------------- SUBTOTAL 8.B.2 ------------------------ -------------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv) (please add additional rows as necessary) Name (xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold ------------------------------- ----------------------------------- ------------------------------ Canaccord Genuity Group Inc. 4.3633 4.3633 ------------------------------- ----------------------------------- ------------------------------ Canaccord Genuity Wealth Group Holdings Limited 4.3633 4.3633 ------------------------------- ----------------------------------- ------------------------------ Canaccord Genuity Wealth Group Holdings (Jersey) Limited 4.3633 4.3633 ------------------------------- ----------------------------------- ------------------------------ Canaccord Genuity Wealth Group Holdings Limited 4.3633 4.3633 ------------------------------- ----------------------------------- ------------------------------ Canaccord Genuity Wealth Group Limited 0.2219 0.2219 ------------------------------- ----------------------------------- ------------------------------ Hargreave Hale Ltd 4.1414 4.1414 ------------------------------- ----------------------------------- ------------------------------ 10. In case of proxy voting, please identify: Name of the proxy holder ------------------------------------------------------------------- The number and % of voting rights held ------------------------------------------------------------------- The date until which the voting rights will be held ------------------------------------------------------------------- 11. Additional information (xvi) Place of completion BLACKPOOL, ENGLAND Date of completion 22 NOVEMBER 2021 ------------------- TR-1: S tandard form for notification of major holdings NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i) 1a. Identity of the issuer or the WATER INTELLIGENCE PLC underlying issuer of existing shares to which voting rights are attached (ii) : ------------------------------------------ 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer ---- 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights X ---- An acquisition or disposal of financial instruments ---- An event changing the breakdown of voting rights ---- Other (please specify)(iii) : ---- 3. Details of person subject to the notification obligation (iv) Name CANACCORD GENUITY GROUP INC City and country of registered office VANCOUVER, CANADA (if applicable) 4. Full name of shareholder(s) (if different from 3.) (v) Name DISCRETIONARY CLIENTS ------------------------------------------ City and country of registered office As above (if applicable) ------------------------------------------ 5. Date on which the threshold was 03 JULY 2020 crossed or reached (vi) : ------------------------------------------ 6. Date on which issuer notified 22 NOVEMBER 2021 (DD/MM/YYYY): ------------------------------------------ 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of Total number
rights through financial both of voting rights attached instruments in % (8.A + of issuer (vii) to shares (total of 8.B 8.B) (total 1 + 8.B 2) of 8. A) ------------- --------------------- ------------- ------------------- Resulting situation on the date on which threshold was crossed or reached 5.0141 5.0141 16,902,371 ------------- --------------------- ------------- ------------------- Position of previous notification (if applicable) 4.3633 4.3633 ------------- --------------------- ------------- ------------------- 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii) A: Voting rights attached to shares Class/type of Number of voting rights (ix) % of voting rights shares ISIN code (if possible) Direct Indirect Direct Indirect (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.1) (DTR5.2.1) (DTR5.2.1) ----------------------------- GB00BZ973D04 847,500 5.0141 ------------------------- ----------------------------- ---------------------------- -------------------------- SUBTOTAL 8. A 847,500 5.0141 -------------------------------------------------------- -------------------------------------------------------- B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of financial Expiration Exercise/ Number of voting % of voting instrument date Conversion Period rights that may rights (x) (xi) be acquired if the instrument is exercised/converted. --------------- ------------------------------- ------------------------------------ -------------------------- SUBTOTAL 8. B 1 ------------------------------- ------------------------------------ -------------------------- B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or Number of % of voting financial date (x) Conversion cash voting rights rights instrument Period (xi) settlement (xii) ---------------------- --------------------- ------------------------ -------------------- SUBTOTAL 8.B.2 ------------------------ -------------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv) (please add additional rows as necessary) Name (xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold ------------------------------- ----------------------------------- ------------------------------ Canaccord Genuity Group Inc. 5.0141 5.0141 ------------------------------- ----------------------------------- ------------------------------ Canaccord Genuity Wealth Group Holdings Limited 5.0141 5.0141 ------------------------------- ----------------------------------- ------------------------------ Canaccord Genuity Wealth Group Holdings (Jersey) Limited 5.0141 5.0141 ------------------------------- ----------------------------------- ------------------------------ Canaccord Genuity Wealth Group Holdings Limited 5.0141 5.0141 ------------------------------- ----------------------------------- ------------------------------ Canaccord Genuity Wealth Group Limited 0.2219 0.2219 ------------------------------- ----------------------------------- ------------------------------ Hargreave Hale Ltd 4.7922 4.7922 ------------------------------- ----------------------------------- ------------------------------ 10. In case of proxy voting, please identify: Name of the proxy holder ------------------------------------------------------------------- The number and % of voting rights held ------------------------------------------------------------------- The date until which the voting rights will be held ------------------------------------------------------------------- 11. Additional information (xvi) Place of completion BLACKPOOL, ENGLAND Date of completion 22 NOVEMBER 2021 ------------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv) (please add additional rows as necessary) Name (xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold ------------------------------------------------- ------------------------ ---------------------------------------------- Canaccord Genuity Group Inc. 11.8518 11.8518 ------------------------------------------------- ------------------------ ---------------------------------------------- Canaccord Genuity Wealth Group Holdings Limited 11.8518 11.8518
------------------------------------------------- ------------------------ ---------------------------------------------- Canaccord Genuity Wealth Group Holdings (Jersey) Limited 11.8518 11.8518 ------------------------------------------------- ------------------------ ---------------------------------------------- Canaccord Genuity Wealth Group Holdings Limited 11.8518 11.8518 ------------------------------------------------- ------------------------ ---------------------------------------------- Canaccord Genuity Wealth Group Limited 0.1795 0.1795 ------------------------------------------------- ------------------------ ---------------------------------------------- Hargreave Hale Ltd 11.6723 11.6723 ------------------------------------------------- ------------------------ ---------------------------------------------- 10. In case of proxy voting, please identify: Name of the proxy holder ------------------------------------------------------------------------ The number and % of voting rights held ------------------------------------------------------------------------ The date until which the voting rights will be held ------------------------------------------------------------------------ 11. Additional information (xvi) The change in the percentage of shares held is due entirely to participation in the placing by Water Intelligence plc, the shares from which were admitted to AIM on 17/11/2021. Place of completion BLACKPOOL, ENGLAND Date of completion 22 NOVEMBER 2021 -------------------
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