Volex PLC TR-1: Notification of major holdings (4342O)

TIDMVLX

RNS Number : 4342O

Volex PLC

18 August 2017

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible)(i) 
------------------------------------------------------------------------------------------------------ 
 
 1a. Identity of the issuer                                             VOLEX PLC 
  or the underlying issuer 
  of existing shares to which 
  voting rights are attached(ii) 
  : 
-------------------------------------------------  --------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
------------------------------------------------------------------------------------------------------ 
 Non-UK issuer                                                                                 X 
---------------------------------------------------------------------------------------  ------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
------------------------------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights                                                   X 
---------------------------------------------------------------------------------------  ------------- 
 An acquisition or disposal of financial instruments 
---------------------------------------------------------------------------------------  ------------- 
 An event changing the breakdown of voting rights 
---------------------------------------------------------------------------------------  ------------- 
 Other (please specify)(iii) : 
---------------------------------------------------------------------------------------  ------------- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                               (1) GoldenPeaks Active Value 
                                                     Limited 
                                                     (2) GoldenPeaks Limited 
                                                     (3) GoldenPeaks Capital Management 
                                                     Limited 
                                                     (4) Altamira Holding AG 
                                                     (5) Mr Adriano Agosti 
 City and country of registered                     For (1) (2) (3) Guernsey/(4) 
  office (if applicable)                             (5) Switzerland 
 4. Full name of shareholder(s) (if different from 3.)(v) 
------------------------------------------------------------------------------------------------------ 
 Name                                               Deutsche Bank 
-------------------------------------------------  --------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
-------------------------------------------------  --------------------------------------------------- 
 5. Date on which the threshold                     18.8.17 
  was crossed or reached(vi) 
  : 
-------------------------------------------------  --------------------------------------------------- 
 6. Date on which issuer notified                   18.8.17 
  (DD/MM/YYYY): 
-------------------------------------------------  --------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
------------------------------------------------------------------------------------------------------ 
                               % of voting            % of voting          Total of       Total number 
                              rights attached        rights through        both in %        of voting 
                                 to shares             financial          (8.A + 8.B)       rights of 
                                 (total of            instruments                          issuer(vii) 
                                   8. A)               (total of 
                                                      8.B 1 + 8.B 
                                                           2) 
----------------------  -------------------------  -----------------  -----------------  ------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached             2.98%                      n/a                2.98%              2'687'761 
----------------------  -------------------------  -----------------  -----------------  ------------- 
 Position 
  of previous 
  notification 
  (if 
  applicable)            3.98%                      n/a                3.98%              3'597'761 
----------------------  -------------------------  -----------------  -----------------  ------------- 
 
 
 
 8. Notified details of the resulting situation on the 
  date on which the threshold was crossed or reached(viii) 
-------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares 
-------------------------------------------------------------------------------------------------------------- 
 Class/type              Number of voting rights(ix)            % of voting rights 
  of 
  shares 
  ISIN code 
  (if possible) 
----------------------  -------------------------------------  ----------------------------------------------- 
                                Direct            Indirect                 Direct                  Indirect 
                               (Art 9 of          (Art 10 of              (Art 9 of               (Art 10 of 
                               Directive          Directive               Directive                Directive 
                             2004/109/EC)        2004/109/EC)            2004/109/EC)            2004/109/EC) 
                               (DTR5.1)           (DTR5.2.1)               (DTR5.1)               (DTR5.2.1) 
---------------------   ---------------------  --------------  ------------------------------  --------------- 
 GB0009390070                                       2'687'761                                            2.98% 
----------------------  ---------------------  --------------  ------------------------------  --------------- 
 
 
 SUBTOTAL 
  8. A                                              2'687'761                                            2.98% 
----------------------  -------------------------------------  ----------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) 
  of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of financial       Expiration             Exercise/       Number of voting                % of voting 
  instrument              date(x)                Conversion      rights that                     rights 
                                                 Period(xi)      may be acquired 
                                                                 if the instrument 
                                                                 is 
                                                                 exercised/converted. 
----------------------  ---------------------  --------------  ------------------------------  --------------- 
 n/a                     n/a                    n/a             n/a                             n/a 
----------------------  ---------------------  --------------  ------------------------------  --------------- 
 
 
                                                SUBTOTAL 8.     n/a                             n/a 
                                                 B 1 
                                               --------------  ------------------------------  --------------- 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC 
  (DTR5.3.1.1 (b)) 
-------------------------------------------------------------------------------------------------------------- 
 Type of                Expiration              Exercise/       Physical           Number       % of voting 
  financial              date(x)                Conversion      or cash             of voting    rights 
  instrument                                    Period          settlement(xii)     rights 
                                                (xi) 
---------------------  ----------------------  --------------  -----------------  -----------  --------------- 
 n/a                    n/a                     n/a             n/a                n/a          n/a 
---------------------  ----------------------  --------------  -----------------  -----------  --------------- 
 
 
                                                                SUBTOTAL           n/a          n/a 
                                                                 8.B.2 
                                                               -----------------  -----------  --------------- 
 
 
 
 
 9. Information in relation to the person subject to 
  the notification obligation (please mark the applicable 
  box with an "X") 
 Person subject to the notification obligation is                                X 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuer(xiii) 
 Full chain of controlled undertakings through which 
  the voting rights and/or the financial instruments 
  are effectively held starting with the ultimate 
  controlling natural person or legal entity(xiv) 
  (please add additional rows as necessary) 
---------------------------------------------------------------------  --------------------- 
    Name(xv)          % of voting                % of voting               Total of both 

                      rights if it              rights through              if it equals 
                      equals or is          financial instruments           or is higher 
                      higher than                if it equals            than the notifiable 
                     the notifiable              or is higher                 threshold 
                       threshold             than the notifiable 
                                                  threshold 
---------------  --------------------  ------------------------------  --------------------- 
 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
-------------------------------------------------------------------------------------------- 
 Name of the proxy holder               State Street BK & TST CO LONDON 
-------------------------------------  ----------------------------------------------------- 
 The number and % of voting 
  rights held                           2'687'761/2.98% 
-------------------------------------  ----------------------------------------------------- 
 The date until which the               n/a 
  voting rights will be held 
-------------------------------------  ----------------------------------------------------- 
 
 11. Additional information(xvi) 
-------------------------------------------------------------------------------------------- 
 GoldenPeaks Active Value Limited is a parent undertaking 
  of GoldenPeaks Limited. 
 
  Altamira Holding AG is a parent undertaking of GoldenPeaks 
  Capital Management Limited, and Mr Adriano 
  Agosti is a parent undertaking of Altamira Holding AG. 
-------------------------------------------------------------------------------------------- 
 
 
 
 Place of completion   Zug 
--------------------  -------- 
 Date of completion    18.8.17 
--------------------  -------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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August 18, 2017 07:31 ET (11:31 GMT)