Urban Exposure plc: TR-1: Standard form for notification of major holdings (1130157)

 
 Urban Exposure plc (UEX) 
Urban Exposure plc: TR-1: Standard form for notification of major holdings 
 
10-Sep-2020 / 16:41 GMT/BST 
Dissemination of a Regulatory Announcement that contains inside information 
according to REGULATION (EU) No 596/2014 (MAR), transmitted by EQS Group. 
The issuer is solely responsible for the content of this announcement. 
 
TR-1: Standard form for notification of major holdings 
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
issuer and to the FCA in Microsoft Word format if 
possible)i 
 
1a. Identity of the issuer           Urban Exposure PLC 
or the underlying issuer 
of existing shares to 
which voting rights are 
attachedii: 
1b. Please indicate if the issuer is a non-UK issuer 
(please mark with an "X" if appropriate) 
Non-UK issuer 
2. Reason for the notification (please mark the 
appropriate box or boxes with an "X") 
An acquisition or disposal of voting rights 
An acquisition or disposal of financial                 X 
instruments 
An event changing the breakdown of voting rights 
Other (please specify)iii: 
3. Details of person subject to the notification 
obligationiv 
Name                         Weiss Asset Management LP 
City and country of          Wilmington, Delaware, USA 
registered office (if 
applicable) 
4. Full name of shareholder(s) (if different from 3.)v 
Name                         Brookdale International 
                             Partners, L.P., Brookdale Global 
                             Opportunity Fund 
City and country of          Brookdale International 
registered office (if        Partners, L.P.: New York, NY, 
applicable)                  USA 
 
                             Brookdale Global Opportunity 
                             Fund: Grand Cayman, Cayman 
                             Islands 
5. Date on which the         Sep-8-2020 
threshold was crossed or 
reachedvi: 
6. Date on which issuer      Sep-9-2020 
notified (DD/MM/YYYY): 
7. Total positions of person(s) subject to the 
notification obligation 
             % of      % of voting    Total of Total number of 
            voting   rights through   both in  voting rights of 
            rights      financial     % (8.A + issuervii 
            attache    instruments      8.B) 
             d to    (total of 8.B 1 
            shares      + 8.B 2) 
            (total 
             of 8. 
              A) 
Resulting   0.64%   5.29%             5.92%    158,494,130 
situation 
on the date 
on which 
threshold 
was crossed 
or reached 
Position of 0.64%   4.58%             5.21% 
previous 
notificatio 
n (if 
 
applicable) 
 
8. Notified details of the resulting situation on the date on 
which the threshold was crossed or reachedviii 
A: Voting rights attached to shares 
Class/type    Number of voting rightsix            % of voting rights 
of 
shares 
 
ISIN code 
(if 
possible) 
            Direct           Indirect          Direct      Indirect 
 
           (Art 9 of        (Art 10 of        (Art 9 of    (Art 10 
           Directive         Directive        Directive       of 
         2004/109/EC)      2004/109/EC)     2004/109/EC)   Directiv 
           (DTR5.1)         (DTR5.2.1)        (DTR5.1)        e 
                                                           2004/109 
                                                             /EC) 
                                                           (DTR5.2. 
                                                              1) 
GB00BFNSQ303                   1,012,524                            0.64% 
 
SUBTOTAL 8.                1,012,524                       0.64% 
A 
 
B 1: Financial Instruments according to Art. 13(1)(a) of 
Directive 2004/109/EC (DTR5.3.1.1 (a)) 
Type of       Expiration Exercise/         Number of voting         % of 
financial     datex      Conversion        rights that may be       votin 
instrument               Periodxi          acquired if the          g 
                                           instrument is            right 
                                                                    s 
 
                                           exercised/converted. 
 
                         SUBTOTAL 8. B 1 
 
B 2: Financial Instruments with similar economic effect 
according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 
(b)) 
Type   Expiration        Exercise/   Physical or cash      Number   % of 
of     datex             Conversion                        of       votin 
financ                   Period xi                         voting   g 
ial                                                        rights   right 
instru                               settlementxii                  s 
ment 
CFD    N/A               N/A         Cash Settlement       8,377,11 5.29% 
                                                           9 
 
                                     SUBTOTAL 8.B.2        8,377,11 5.29% 
                                                           9 
 
9. Information in relation to the person subject to the 
notification obligation (please mark the 
 
applicable box with an "X") 
Person subject to the notification obligation 
is not controlled by any natural person or 
legal entity and does not control any other 
undertaking(s) holding directly or indirectly 
an interest in the (underlying) issuerxiii 
Full chain of controlled undertakings through           x 
which the voting rights and/or the 
financial instruments are effectively held 
starting with the ultimate controlling 
natural person or legal entityxiv (please add 
additional rows as necessary) 
  Namexv    % of voting   % of    Total of both if it equals or 
             rights if   voting   is higher than the notifiable 
             it equals   rights             threshold 
               or is    through 
            higher than financia 
                the        l 
            notifiable  instrume 
             threshold   nts if 
                           it 
                         equals 
                         or is 
                         higher 
                        than the 
                        notifiab 
                           le 
                        threshol 
                           d 
Weiss Asset 
Management 
LP 
Brookdale   Less than   Less     Less than 5% 
Internation 5%          than 5% 
al 
Partners, 
L.P. 
 
Weiss Asset 
Management 
LP 
Brookdale   Less than   Less     Less than 5% 
Global      5%          than 5% 
Opportunity 
Fund 
 
10. In case of proxy voting, please identify: 
Name of the proxy 
holder 
The number and % of 
voting rights held 
The date until which 
the voting rights will 
be held 
 
11. Additional informationxvi 
Weiss Asset Management LP is the Investment Manager to 
Brookdale Global Opportunity Fund and Brookdale 
International Partners, L.P. 
 
Place of completion Boston, USA 
Date of completion  Sep-9-2020 
 
ISIN:          GB00BFNSQ303 
Category Code: HOL 
TIDM:          UEX 
LEI Code:      213800Q7WLHGIHUFBT43 
Sequence No.:  83912 
EQS News ID:   1130157 
 
End of Announcement EQS News Service 
 
 

(END) Dow Jones Newswires

September 10, 2020 11:41 ET (15:41 GMT)