Henderson Alternative Strat Tst PLC Holding(s) in Company (0908Z)

TIDMHAST

RNS Number : 0908Z

Henderson Alternative Strat Tst PLC

15 September 2015

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES 
----------------------------------------------- 
 
 
 
 1. Identity of the issuer or the underlying          Henderson Alternative Strategies 
  issuer                                                          Trust plc 
  of existing shares to which voting rights 
  are 
  attached: 
--------------------------------------------------  ----------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
--------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                      yes 
------------------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
------------------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
------------------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights 
------------------------------------------------------------------------------  ------- 
 Other (please 
  specify): 
-------------------  ---------------------------------------------------------  ------- 
 3. Full name of person(s) subject                    1607 Capital Partners, LLC 
  to the 
  notification obligation: 
--------------------------------------------  ----------------------------------------- 
 4. Full name of shareholder(s)                       Northern Trust    4,517,610 
  (if different from 3.):                             Bny Mellon        3,252,565 
                                                      State Street      1,218,737 
--------------------------------------------  ----------------------------------------- 
 5. Date of the transaction and date                      September 9, 2015 
  on 
  which the threshold is crossed 
  or 
  reached: 
--------------------------------------------  ----------------------------------------- 
 6. Date on which issuer notified:                        September 14, 2015 
--------------------------------------------  ----------------------------------------- 
 7. Threshold(s) that is/are crossed 
  or 
  reached:                                                       21% 
--------------------------------------------  ----------------------------------------- 
 
 
 
 8. Notified details: 
------------------------------------------------------------------------------------------------------------------ 
 A: Voting rights attached to shares 
------------------------------------------------------------------------------------------------------------------ 
 Class/type      Situation previous                  Resulting situation after the triggering 
 of               to the triggering                   transaction 
 shares           transaction 
 
 if possible 
 using 
 the ISIN CODE 
--------------  ----------------------------------  -------------------------------------------------------------- 
                 Number         Number               Number   Number of voting          % of voting rights 
                  of             of                  of        rights                    (x) 
                  Shares         Voting              shares 
                                 Rights 
--------------  -------------  -------------------  -------  ------------------------  --------------------------- 
                                                     Direct   Direct        Indirect    Direct         Indirect 
                                                               (xi)          (xii) 
--------------  -----  ------  ------  -----  ----  -------  ------------  ----------  -------------  ------------ 
 GB0001216000     9,038,912         9,038,912                               8,988,912                    20.92% 
--------------  -------------  -------------------  -------  ------------  ----------  -------------  ------------ 
 
 
 B: Qualifying Financial Instruments 
------------------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------ 
 Type of financial      Expiration      Exercise/                   Number of voting             % of voting 
  instrument             date            Conversion Period           rights that may              rights 
                                                                     be 
                                                                     acquired if the 
                                                                     instrument is 
                                                                     exercised/ converted. 
---------------------  --------------  --------------------------  ---------------------------  ------------------ 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments 
------------------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------ 
 Type of         Exercise       Expiration     Exercise/      Number of voting              % of voting rights 
  financial       price          date           Conversion     rights instrument 
  instrument                                    period         refers to 
--------------  -------------  -------------  -------------  ----------------------------  ----------------------- 
                                                                                            Nominal     Delta 
--------------  -------------  -------------  -------------  ----------------------------  ----------  ----------- 
 
 
 Total (A+B+C) 
------------------------------------------------------------------------------------------------------------------ 
 Number of voting rights                                      Percentage of voting rights 
-----------------------------------------------------------  ----------------------------------------------------- 
 Same as A 
-----------------------------------------------------------  ----------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: 
------------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
--------------------------------------------------  --------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
--------------------------------------------------  --------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
--------------------------------------------------  --------------------------- 
 
 
  13. Additional information: 
---------------------------------------  -------------------------------------- 
 14. Contact name: 
---------------------------------------  -------------------------------------- 
 15. Contact telephone number: 
---------------------------------------  -------------------------------------- 
 
 
 
 Note: Annex should only be submitted to the FSA not the issuer 
 Annex: Notification of major interests in share 
 
 A: Identity of the persons or legal entity subject to the notification 
  obligation 
--------------------------------------------------------------------------- 
 Full name                                   1607 Capital Partners, LLC 
  (including legal form of legal entities) 
------------------------------------------  ------------------------------- 
 Contact address                             4991 Lake Brook Dr., Suite 125 
  (registered office for legal entities)      Glen Allen, VA, USA 23060 
------------------------------------------  ------------------------------- 
 Phone number & email                        804-525-1744 
                                              [e-mail] 
------------------------------------------  ------------------------------- 
 Other useful information 
  (at least legal representative for 
  legal persons) 
------------------------------------------  ------------------------------- 
 
 B: Identity of the notifier, if applicable 
--------------------------------------------------------------------------- 
 Full name                                   Bryan Huntley 
------------------------------------------  ------------------------------- 
 Contact address                             Same as above 
------------------------------------------  ------------------------------- 
 Phone number & email                        Same as above 
------------------------------------------  ------------------------------- 
 Other useful information                          Chief Compliance Officer 
  (e.g. functional relationship with 
  the person or legal entity subject 
  to the notification obligation) 
------------------------------------------  ------------------------------- 
 
 C: Additional information 
--------------------------------------------------------------------------- 
 
 For notes on how to complete form TR-1 please see the FSA website. 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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September 15, 2015 06:03 ET (10:03 GMT)