SWEF: TR-1 Notification of Major Interest in Shares (976717)

 
 Starwood European Real Estate Finance Ltd (SWEF) 
SWEF: TR-1 Notification of Major Interest in Shares 
 
17-Feb-2020 / 10:28 GMT/BST 
Dissemination of a Regulatory Announcement that contains inside information according 
to REGULATION (EU) No 596/2014 (MAR), transmitted by EQS Group. 
The issuer is solely responsible for the content of this announcement. 
 
TR-1: Standard form for notification of major holdings 
 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the 
relevant issuer and to the FCA in Microsoft Word format 
if possible)i 
 
1a. Identity of the issuer     Starwood European Real Estate 
or the underlying issuer              Finance Limited 
of existing shares to 
which voting rights are 
attachedii: 
1b. Please indicate if the issuer is a non-UK issuer 
(please mark with an "X" if appropriate) 
Non-UK issuer                                             X 
2. Reason for the notification (please mark the 
appropriate box or boxes with an "X") 
An acquisition or disposal of voting rights               X 
An acquisition or disposal of financial 
instruments 
An event changing the breakdown of voting rights 
Other (please specify)iii: Type 1 & Type 3                X 
Disclosure as per the Transparency Directive II 
Regulation 
3. Details of person subject to the notification 
obligationiv 
Name                                   Schroders plc 
City and country of                     London, UK 
registered office (if 
applicable) 
4. Full name of shareholder(s) (if different from 3.)v 
Name 
City and country of 
registered office (if 
applicable) 
5. Date on which the                    12.02.2020 
threshold was crossed or 
reachedvi: 
6. Date on which issuer                 14.02.2020 
notified (DD/MM/YYYY): 
7. Total positions of person(s) subject to the 
notification obligation 
             % of      % of voting    Total of Total number 
            voting   rights through   both in  of voting 
            rights      financial     % (8.A + rights of 
            attache    instruments      8.B)   issuervii 
             d to    (total of 8.B 1 
            shares      + 8.B 2) 
            (total 
             of 8. 
              A) 
Resulting   10.050%        N/A        10.050%    413,219,398 
situation 
on the date 
on which 
threshold 
was crossed 
or reached 
Position of 9.457%         N/A         9.457% 
previous 
notificatio 
n (if 
 
applicable) 
 
    8. Notified details of the resulting situation on the date on which 
    the threshold was crossed or reachedviii 
    A: Voting rights attached to shares 
    Class/type    Number of voting rightsix               % of voting rights 
    of 
    shares 
 
    ISIN code 
    (if 
    possible) 
                 Direct             Indirect             Direct        Indirect 
 
               (Art 9 of           (Art 10 of           (Art 9 of      (Art 10 
               Directive            Directive           Directive         of 
              2004/109/EC)        2004/109/EC)        2004/109/EC)    Directive 
                (DTR5.1)           (DTR5.2.1)           (DTR5.1)      2004/109/ 
                                                                         EC) 
                                                                      (DTR5.2.1 
                                                                          ) 
    GG00B79WC100                         41,530,442                          10.050% 
 
    SUBTOTAL 8.                 41,530,442                          10.050% 
    A 
 
    B 1: Financial Instruments according to Art. 13(1)(a) of Directive 
    2004/109/EC (DTR5.3.1.1 (a)) 
    Type of       Expiration  Exercise/             Number of voting        % of 
    financial     datex       Conversion            rights that may be      voting 
    instrument                Periodxi              acquired if the         rights 
                                                    instrument is 
 
                                                    exercised/converted. 
 
                              SUBTOTAL 8. B 1 
 
    B 2: Financial Instruments with similar economic effect according to 
    Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
    Type   Expiration         Exercise/   Physical or cash      Number of   % of 
    of     datex              Conversion                        voting      voting 
    financ                    Period xi                         rights      rights 
    ial 
    instru                                settlementxii 
    ment 
 
                                          SUBTOTAL 8.B.2 
 
9. Information in relation to the person subject to the notification 
obligation (please mark the 
 
applicable box with an "X") 
Person subject to the notification obligation is not controlled by 
any natural person or legal entity and does not control any other 
undertaking(s) holding directly or indirectly an interest in the 
(underlying) issuerxiii 
Full chain of controlled undertakings through which the voting                    X 
rights and/or the 
financial instruments are effectively held starting with the 
ultimate controlling natural person or legal entityxiv (please add 
additional rows as necessary) 
        Namexv            % of voting rights     % of voting rights    Total of both 
                          if it equals or is     through financial     if it equals 
                           higher than the       instruments if it     or is higher 
                              notifiable        equals or is higher      than the 
                              threshold         than the notifiable     notifiable 
                                                     threshold           threshold 
Schroders plc 
Schroder 
Administration 
Limited 
Schroder Wealth 
Holdings Limited 
Schroder & Co.                  7.001%                  N/A               7.001% 
Limited 
 
Schroders plc 
Schroder 
Administration 
Limited 
Schroder Wealth 
Holdings Limited 
Schroders (C.I.) 
Limited 
 
Schroders plc 
Schroder 
Administration 
Limited 
Schroder 
International 
Holdings Limited 
Schroder Investment 
Management Limited 
 
10. In case of proxy voting, please identify: 
Name of the proxy holder 
The number and % of voting rights held 
The date until which the voting rights 
will be held 
 
11. Additional informationxvi 
 
Place of completion London 
Date of completion  14.02.2020 
 
Annex: Notification of major holdings (to be filed 
with the FCA only) 
 
A: Identity of the person subject to the notification 
obligation 
Full name (including                      Schroders plc 
legal form for legal 
entities) 
Contact address           1 London Wall Place 
(registered office for 
legal entities) 
 
                          London 
 
                          EC2Y 5AU 
E-Mail 
Phone number / Fax                     [phone] 
number 
Other useful information 
 
(at least legal 
representative for legal 
persons) 
 
B: Identity of the notifier, if applicable 
Full name                 Ibraheem Mir 
Contact address           1 London Wall Place 
 
                          London 
 
                          EC2Y 5AU 
E-Mail                    [e-mail] 
Phone number / Fax        [phone] 
number 
Other useful information  Compliance Analyst 
(e.g. functional 
relationship with the 
person or legal entity 
subject to the 
notification obligation) 
 
ISIN:          GG00B79WC100 
Category Code: HOL 
TIDM:          SWEF 
LEI Code:      5493004YMVUQ9Z7JGZ50 
Sequence No.:  47088 
EQS News ID:   976717 
 
End of Announcement EQS News Service 
 
 

(END) Dow Jones Newswires

February 17, 2020 05:28 ET (10:28 GMT)