BARCLAYS PLC Form 8.3 - SPIRE HEALTHCARE GROUP PLC

 
TIDMSPI 
 
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
(a)   Full name of discloser:                 Barclays PLC. 
(b)   Owner or controller of 
      interest and short 
      positions disclosed, if 
      different from 1(a): 
(c)   Name of offeror/offeree                 SPIRE HEALTHCARE GROUP PLC 
      in relation to whose 
      relevant securities this form relates: 
(d)   If an exempt fund manager 
      connected with an 
      offeror/offeree, state this 
      and specify identity of 
      offeror/offeree: 
(e)   Date position held/dealing undertaken:  01 November 2017 
(f)   In addition to the company in 1(c)      YES: 
      above, is the discloser making 
      disclosures in respect of any           MEDICLINIC INTERNATIONAL PLC 
      other party to the offer? 
 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant                   1p ordinary 
security: 
                                    Interests         Short Positions 
                                    Number     (%)    Number     (%) 
(1)                 Relevant 
                    securities 
                    owned 
                    and/or          2,136,513  0.53%  1,561,214  0.39% 
                    controlled: 
(2)                 Cash-settled 
                    derivatives: 
                                    942,474    0.23%  716,142    0.18% 
(3)                 Stock-settled 
                    derivatives 
                    (including 
                    options) 
                    and agreements  0          0.00%  0          0.00% 
                    to 
                    purchase/sell: 
(4) 
                    TOTAL:          3,078,987  0.77%  2,277,356  0.57% 
 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

 
Class of relevant   Purchase/sale  Number of   Price per unit 
security                           securities 
1p ordinary         Purchase       27          2.9760 GBP 
1p ordinary         Purchase       266         2.9691 GBP 
1p ordinary         Purchase       740         2.9790 GBP 
1p ordinary         Purchase       740         2.9787 GBP 
1p ordinary         Purchase       825         2.9753 GBP 
1p ordinary         Purchase       5,487       2.9689 GBP 
1p ordinary         Purchase       20,043      2.9721 GBP 
1p ordinary         Purchase       43,914      2.9749 GBP 
1p ordinary         Purchase       62,629      2.9732 GBP 
1p ordinary         Sale           27          2.9671 GBP 
1p ordinary         Sale           740         2.9790 GBP 
1p ordinary         Sale           3,176       2.9567 GBP 
1p ordinary         Sale           3,722       2.9643 GBP 
1p ordinary         Sale           7,550       2.9760 GBP 
1p ordinary         Sale           12,985      2.9706 GBP 
1p ordinary         Sale           28,981      2.9751 GBP 
1p ordinary         Sale           32,405      2.9742 GBP 
 
 

(b) Cash-settled derivative transactions

 
Class of      Product      Nature of dealing  Number of   Price per 
relevant      description                     reference   unit 
security                                      securities 
1p ordinary   CFD          Long               27          2.9670 GBP 
1p ordinary   SWAP         Long               100         2.9630 GBP 
1p ordinary   CFD          Long               550         2.9347 GBP 
1p ordinary   SWAP         Long               2,171       2.9663 GBP 
1p ordinary   CFD          Long               3,345       2.9735 GBP 
1p ordinary   SWAP         Long               12,599      2.9750 GBP 
1p ordinary   SWAP         Long               19,408      2.9692 GBP 
1p ordinary   SWAP         Long               29,346      2.9723 GBP 
1p ordinary   CFD          Short              27          2.9759 GBP 
1p ordinary   SWAP         Short              100         2.9490 GBP 
1p ordinary   CFD          Short              825         2.9753 GBP 
1p ordinary   CFD          Short              1,193       2.9534 GBP 
1p ordinary   CFD          Short              1,538       2.9732 GBP 
1p ordinary   SWAP         Short              2,137       2.9754 GBP 
1p ordinary   CFD          Short              9,013       2.9712 GBP 
1p ordinary   SWAP         Short              29,525      2.9738 GBP 
1p ordinary   SWAP         Short              48,895      2.9730 GBP 
 
 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

 
Class of   Product          Writing,      Number         Exercise price  Type            Expiry date  Option money 
relevant   descriptione.g.  purchasing,   of securities  per unit        e.g. American,               paid/ 
security   call             selling,      to                             European etc.                received 
           option           varying etc.  which option                                                per unit 
                                          relates 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, 
formal or informal, relating to relevant securities 
which may be an inducement to 
deal or refrain from dealing entered  into by 
the person making the disclosure and any 
party to the offer  or any person acting 
in concert with a party to the offer: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
None 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or 
understanding, formal or  informal, 
between the person making the disclosure 
and any other  person relating to: 
(i) the voting rights of any relevant securities under any option;  or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
None 
 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?   NO 
Date of disclosure:                                   2 Nov 2017 
Contact name:                                         Jay Supaya 
Telephone number:                                     020 7773 0635 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20171102005902/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

November 02, 2017 09:24 ET (13:24 GMT)