BARCLAYS PLC FORM 8.3 - SPIRE HEALTHCARE GROUP PLC

 
TIDMSPI 
 
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
(a)   Full name of discloser:                 Barclays PLC. 
(b)   Owner or controller of 
      interest and short 
      positions disclosed, if 
      different from 1(a): 
(c)   Name of offeror/offeree                 SPIRE HEALTHCARE GROUP PLC 
      in relation to whose 
      relevant securities this form relates: 
(d)   If an exempt fund manager 
      connected with an 
      offeror/offeree, state this 
      and specify identity of 
      offeror/offeree: 
(e)   Date position held/dealing undertaken:  03 November 2017 
(f)   In addition to the company in 1(c)      YES: 
      above, is the discloser making 
      disclosures in respect of any           MEDICLINIC INTERNATIONAL PLC 
      other party to the offer? 
 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant                   1p ordinary 
security: 
                                    Interests           Short Positions 
                                    Number       (%)    Number     (%) 
(1)                 Relevant 
                    securities 
                    owned 
                    and/or          2,231,482    0.56%  1,535,844  0.38% 
                    controlled: 
(2)                 Cash-settled 
                    derivatives: 
                                    922,914      0.23%  806,339    0.20% 
(3)                 Stock-settled 
                    derivatives 
                    (including 
                    options) 
                    and agreements  0            0.00%  0          0.00% 
                    to 
                    purchase/sell: 
(4) 
                    TOTAL:          3,154,396    0.79%  2,342,183  0.58% 
 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

 
Class of relevant   Purchase/sale  Number of   Price per unit 
security                           securities 
1p ordinary         Purchase       29          3.0150 GBP 
1p ordinary         Purchase       86          3.0151 GBP 
1p ordinary         Purchase       162         3.0020 GBP 
1p ordinary         Purchase       392         2.9950 GBP 
1p ordinary         Purchase       402         2.9980 GBP 
1p ordinary         Purchase       548         3.0010 GBP 
1p ordinary         Purchase       1,049       2.9500 GBP 
1p ordinary         Purchase       1,054       2.9990 GBP 
1p ordinary         Purchase       1,444       3.0000 GBP 
1p ordinary         Purchase       1,879       2.9960 GBP 
1p ordinary         Purchase       2,036       3.0050 GBP 
1p ordinary         Purchase       2,156       3.0100 GBP 
1p ordinary         Purchase       2,427       2.9844 GBP 
1p ordinary         Purchase       4,783       3.0019 GBP 
1p ordinary         Purchase       5,442       3.0228 GBP 
1p ordinary         Purchase       6,465       3.0085 GBP 
1p ordinary         Purchase       8,593       3.0001 GBP 
1p ordinary         Purchase       10,292      2.9994 GBP 
1p ordinary         Purchase       16,000      3.0011 GBP 
1p ordinary         Purchase       39,401      3.0049 GBP 
1p ordinary         Purchase       55,780      2.9822 GBP 
1p ordinary         Purchase       111,821     3.0028 GBP 
1p ordinary         Purchase       150,000     3.0025 GBP 
1p ordinary         Sale           392         2.9950 GBP 
1p ordinary         Sale           402         2.9980 GBP 
1p ordinary         Sale           548         3.0010 GBP 
1p ordinary         Sale           1,049       2.9500 GBP 
1p ordinary         Sale           1,054       2.9990 GBP 
1p ordinary         Sale           1,444       3.0000 GBP 
1p ordinary         Sale           1,879       2.9960 GBP 
1p ordinary         Sale           2,036       3.0050 GBP 
1p ordinary         Sale           2,156       3.0100 GBP 
1p ordinary         Sale           2,278       3.0023 GBP 
1p ordinary         Sale           6,460       3.0026 GBP 
1p ordinary         Sale           10,960      2.9974 GBP 
1p ordinary         Sale           16,376      3.0042 GBP 
1p ordinary         Sale           29,930      3.0017 GBP 
1p ordinary         Sale           53,152      3.0009 GBP 
1p ordinary         Sale           152,542     3.0014 GBP 
1p ordinary         Sale           174,405     3.0046 GBP 
 
 

(b) Cash-settled derivative transactions

 
Class of      Product      Nature of dealing  Number of   Price per 
relevant      description                     reference   unit 
security                                      securities 
1p ordinary   CFD          Long               120         3.0028 GBP 
1p ordinary   SWAP         Long               200         2.9999 GBP 
1p ordinary   CFD          Long               2,542       3.0014 GBP 
1p ordinary   CFD          Long               5,151       3.0397 GBP 
1p ordinary   SWAP         Long               9,138       0.0299 GBP 
1p ordinary   SWAP         Long               18,476      3.0230 GBP 
1p ordinary   SWAP         Long               24,977      2.9973 GBP 
1p ordinary   SWAP         Long               27,609      2.9975 GBP 
1p ordinary   SWAP         Long               36,448      2.9994 GBP 
1p ordinary   CFD          Short              115         3.0151 GBP 
1p ordinary   CFD          Short              918         3.0222 GBP 
1p ordinary   SWAP         Short              1,490       2.9793 GBP 
1p ordinary   CFD          Short              1,785       3.0032 GBP 
1p ordinary   CFD          Short              2,239       3.0579 GBP 
1p ordinary   CFD          Short              2,427       2.9844 GBP 
1p ordinary   CFD          Short              3,004       3.0031 GBP 
1p ordinary   SWAP         Short              3,443       3.0014 GBP 
1p ordinary   CFD          Short              3,461       3.0131 GBP 
1p ordinary   CFD          Short              9,644       2.9690 GBP 
1p ordinary   SWAP         Short              12,718      2.9859 GBP 
1p ordinary   SWAP         Short              42,220      2.9885 GBP 
 
 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

 
Class of   Product          Writing,      Number         Exercise price  Type            Expiry date  Option money 
relevant   descriptione.g.  purchasing,   of securities  per unit        e.g. American,               paid/ 
security   call             selling,      to                             European etc.                received 
           option           varying etc.  which option                                                per unit 
                                          relates 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, 
formal or informal, relating to relevant securities 
which may be an inducement to 
deal or refrain from dealing entered  into by 
the person making the disclosure and any 
party to the offer  or any person acting 
in concert with a party to the offer: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
None 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or 
understanding, formal or  informal, 
between the person making the disclosure 
and any other  person relating to: 
(i) the voting rights of any relevant securities under any option;  or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
None 
 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?   NO 
Date of disclosure:                                   6 Nov 2017 
Contact name:                                         Jay Supaya 
Telephone number:                                     020 7773 0635 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20171106005703/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

November 06, 2017 07:06 ET (12:06 GMT)