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Share Name | Share Symbol | Market | Type | Share ISIN | Share Description |
---|---|---|---|---|---|
Sophos Group Plc | LSE:SOPH | London | Ordinary Share | GB00BYZFZ918 | ORD 3P |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 580.40 | 579.40 | 580.60 | 0.00 | 01:00:00 |
Industry Sector | Turnover | Profit | EPS - Basic | PE Ratio | Market Cap |
---|---|---|---|---|---|
0 | 0 | N/A | 0 |
TIDMSOPH
RNS Number : 5397E
Sophos Group Plc
28 February 2020
TR-1: S tandard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) (i) 1a. Identity of the issuer or the Sophos Group plc underlying issuer of existing shares to which voting rights are attached (ii) : -------------------------------------------- 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) Non-UK issuer ---- 2. Reason for the notification (please mark the appropriate box or boxes with an "X") An acquisition or disposal of voting rights ---- An acquisition or disposal of financial instruments ---- An event changing the breakdown of voting rights X ---- Other (please specify)(iii) : ---- 3. Details of person subject to the notification obligation (iv) Name HBK Investments L.P. City and country of registered office National Corporate Research, Ltd. (if applicable) 615 South Dupont Highway Dover, Delaware 19901, US 4. Full name of shareholder(s) (if different from 3.) (v) Name Credit Suisse Securities (USA) LLC. (in respect of holding in ordinary shares only) -------------------------------------------- City and country of registered office Delaware, USA (if applicable) -------------------------------------------- 5. Date on which the threshold was 27/02/2020 crossed or reached (vi) : -------------------------------------------- 6. Date on which issuer notified (DD/MM/YYYY): 28/02/2020 -------------------------------------------- 7. Total positions of person(s) subject to the notification obligation % of voting % of voting rights Total of both Total number rights attached through financial in % (8.A + of voting rights to shares (total instruments 8.B) of issuer (vii) of 8. A) (total of 8.B 1 + 8.B 2) ------------------ --------------------- -------------- -------------------- Resulting situation on the date on which threshold was crossed or reached 0.00% 10.56% 10.56% 515,319,328 ------------------ --------------------- -------------- -------------------- Position of previous notification (if applicable) 0.00% 11.06% 11.06% ------------------ --------------------- -------------- -------------------- 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached (viii) A: Voting rights attached to shares Class/type of Number of voting rights % of voting rights shares (ix) ISIN code (if possible) Direct Indirect Direct Indirect (Art 9 of Directive (Art 10 of Directive (Art 9 of Directive (Art 10 of Directive 2004/109/EC) 2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC) (DTR5.1) (DTR5.2.1) (DTR5.2.1) --------------------------- Common Stock (GB00BYZFZ918) 100 0.00% ---------------------- --------------------------- ------------------------- --------------------- SUBTOTAL 8. A 100 0.00% --------------------------------------------------- ------------------------------------------------ B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) Type of financial Expiration Exercise/ Number of voting % of voting instrument date Conversion Period rights that may rights (x) (xi) be acquired if the instrument is exercised/converted. ----------- ------------------------------- -------------------------------- --------------------- SUBTOTAL 8. B 1 ------------------------------- -------------------------------- --------------------- B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) Type of Expiration Exercise/ Physical or Number of % of voting financial date (x) Conversion cash voting rights rights instrument Period (xi) settlement (xii) ----------------- -------------------- --------------------- -------------------- Total Return Swap Cash Settlement 54,439,241 10.56% ----------- -------------------- --------------------- -------------------- SUBTOTAL 8.B.2 54,439,241 10.56% --------------------- -------------------- 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (xiii) Full chain of controlled undertakings through which the voting rights X and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (xiv) (please add additional rows as necessary) Name (xv) % of voting rights % of voting rights Total of both if if it equals or through financial it equals or is is higher than the instruments if it higher than the notifiable threshold equals or is higher notifiable threshold than the notifiable threshold ---------------------- --------------------- ------------------------ HBK Management LLC 0.00% 10.56% 10.56% ---------------------- --------------------- ------------------------ HBK Partners II 0.00% 10.56% 10.56% ---------------------- --------------------- ------------------------ HBK Investments L.P. 0.00% 10.56% 10.56% ---------------------- --------------------- ------------------------ 10. In case of proxy voting, please identify: Name of the proxy holder ----------------------------------------------- The number and % of voting rights held ----------------------------------------------- The date until which the voting rights will be held ----------------------------------------------- 11. Additional information (xvi) HBK acts as investment manager for various underlying accounts which are the beneficial owners of the position. Please note that the great majority of HBK's position is held through Total Return Swap, which is a cash-settled derivative and gives no access to voting rights in the company. HBK is however 'deemed' to hold voting rights pursuant to DTR 5.3. Place of completion London, United Kingdom
Date of completion 28 February 2020 -----------------------
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
END
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(END) Dow Jones Newswires
February 28, 2020 08:53 ET (13:53 GMT)
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