Ark Therapeutics Group PLC Holding(s) in Company (9165P)

TIDMAKT

RNS Number : 9165P

Ark Therapeutics Group PLC

07 October 2013

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 
 1. Identity of the issuer or the underlying                      Ark Therapeutics plc 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: (ii) 
--------------------------------------------------  ---------------------------------- 
 2 Reason for the notification (please tick the appropriate box or boxes): 
-------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                      X 
-----------------------------------------------------------------------------  ------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
-----------------------------------------------------------------------------  ------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
-----------------------------------------------------------------------------  ------- 
 An event changing the breakdown of voting rights 
-----------------------------------------------------------------------------  ------- 
 Other (please 
  specify): 
------------------  ---------------------------------------------------------  ------- 
 3. Full name of person(s) subject                                        D.A.Phillips 
  to the 
  notification obligation: (iii) 
------------------------------------------  ------------------------------------------ 
 4. Full name of shareholder(s)                                           Aquaglow ltd 
  (if different from 3.):(iv) 
------------------------------------------  ------------------------------------------ 
 5. Date of the transaction and date                                         1/10/2013 
  on 
  which the threshold is crossed 
  or 
  reached: (v) 
------------------------------------------  ------------------------------------------ 
 6. Date on which issuer notified:                                           7/10/2013 
------------------------------------------  ------------------------------------------ 
 7. Threshold(s) that is/are crossed                                     Down to 3,45% 
  or 
  reached: (vi, vii) 
------------------------------------------  ------------------------------------------ 
 
 
 
 8. Notified details: 
------------------------------------------------------------------------------------------------------------------ 
 A: Voting rights attached to shares (viii, ix) 
------------------------------------------------------------------------------------------------------------------ 
 Class/type    Situation previous                     Resulting situation after the triggering 
 of             to the triggering                      transaction 
 shares         transaction 
 
 if possible 
 using 
 the ISIN 
 CODE 
------------  -------------------------------------  ------------------------------------------------------------- 
               Number          Number                 Number   Number of voting         % of voting rights 
                of              of                    of        rights                   (x) 
                Shares          Voting                shares 
                                Rights 
------------  --------------  ---------------------  -------  -----------------------  --------------------------- 
                                                      Direct   Direct        Indirect   Direct         Indirect 
                                                                (xi)          (xii) 
------------  -----  -------  -------  ------  ----  -------  ------------  ---------  -------------  ------------ 
 
 Ordinary 1p   7,000,000                              3.345                             3.345 
------------  --------------  ---------------------  -------  ------------  ---------  -------------  ------------ 
 
 B: Qualifying Financial Instruments 
------------------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------ 
 Type of financial    Expiration        Exercise/                    Number of voting            % of voting 
  instrument           date (xiii)       Conversion Period            rights that may             rights 
                                         (xiv)                        be 
                                                                      acquired if the 
                                                                      instrument is 
                                                                      exercised/ converted. 
-------------------  ----------------  ---------------------------  --------------------------  ------------------ 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
------------------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------ 
 Type of       Exercise        Expiration       Exercise/      Number of voting             % of voting rights 
  financial     price           date (xvii)      Conversion     rights instrument            (xix, xx) 
  instrument                                     period         refers to 
                                                 (xviii) 
------------  --------------  ---------------  -------------  ---------------------------  ----------------------- 
                                                                                            Nominal     Delta 
------------  --------------  ---------------  -------------  ---------------------------  ----------  ----------- 
 
 
 Total (A+B+C) 
------------------------------------------------------------------------------------------------------------------ 
 Number of voting rights                                       Percentage of voting rights 
------------------------------------------------------------  ---------------------------------------------------- 
 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
-------------------------------------------------------------------------------- 
 
 
 Proxy Voting: 
-------------------------------------------------------------------------------- 
 10. Name of the proxy holder:                                               n/a 
---------------------------------------------------  --------------------------- 
 11. Number of voting rights proxy holder will                               n/a 
  cease 
  to hold: 
---------------------------------------------------  --------------------------- 
 12. Date on which proxy holder will cease to                                n/a 
  hold 
  voting rights: 
---------------------------------------------------  --------------------------- 
 
 
  13. Additional information:                                                n/a 
----------------------------------------  -------------------------------------- 
 14. Contact name:                                                    D.Phillips 
----------------------------------------  -------------------------------------- 
 15. Contact telephone number:                                       07775141617 
----------------------------------------  -------------------------------------- 
 
 
 
 Note: Annex should only be submitted to the FSA not the issuer 
 Annex: Notification of major interests in share 
 
 A: Identity of the persons or legal entity subject to the notification 
  obligation 
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 Full name 
  (including legal form of legal entities) 
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 Contact address 
  (registered office for legal entities) 
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 Phone number & email 
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 Other useful information 
  (at least legal representative for 
  legal persons) 
----------------------------------------------------------------------- 
 
 B: Identity of the notifier, if applicable 
----------------------------------------------------------------------- 
 Full name 
----------------------------------------------------------------------- 
 Contact address 
----------------------------------------------------------------------- 
 Phone number & email 
----------------------------------------------------------------------- 
 Other useful information 
  (e.g. functional relationship with 
  the person or legal entity subject 
  to the notification obligation) 
----------------------------------------------------------------------- 
 
 C: Additional information 
----------------------------------------------------------------------- 
 
 For notes on how to complete form TR-1 please see the FSA website. 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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