TR-1 (1499583)

OTAQ Plc (OTAQ) TR-1 28-Nov-2022 / 13:55 GMT/BST Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.

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TR-1: Standard form for notification of major holdings

 
 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if 
 possible) i 
 
 
 
 1a. Identity of the issuer or the underlying issuer of existing   OTAQ PLC 
 shares to which voting rights are attached ii: 
 
 1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate) 
 
 Non-UK issuer 
 
 2. Reason for the notification (please mark the appropriate box or boxes with an "X") 
 
 An acquisition or disposal of voting rights                                                             X 
 
 An acquisition or disposal of financial instruments 
 
 An event changing the breakdown of voting rights 
 
 Other (please specify) iii: 
 
 3. Details of person subject to the notification obligation iv 
 
 Name                                                              DOWGATE CAPITAL LIMITED 
 
 City and country of registered office (if applicable)             LONDON 
 
 4. Full name of shareholder(s) (if different from 3.) v 
 
 Name 
 
 City and country of registered office (if applicable) 
 
 5. Date on which the threshold was crossed or reached vi:         9 NOVEMBER 2022 
 
 6. Date on which issuer notified (DD/MM/YYYY):                    28 NOVEMBER 2022 
 
 7. Total positions of person(s) subject to the notification obligation 
 
                                                        % of voting rights 
                                 % of voting rights     through financial     Total of both Total number of voting 
                                 attached to shares     instruments           in % (8.A +   rights held in issuer 
                                 (total of 8. A)        (total of 8.B 1 + 8.B 8.B)          (8.A + 8.B) vii 
                                                        2) 
 
 Resulting situation on the date 
 on which threshold was crossed  11.99%                                       11.99%        15,315,589 
 or reached 
 
 Position of previous 
 notification (if                5.02%                                        5.02% 
 
 applicable) 
 
 
 
 
 
 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii 
 
 A: Voting rights attached to shares 
 
 Class/type of            Number of voting rights ix        % of voting rights 
 shares 
                          Direct            Indirect        Direct                                      Indirect 
 ISIN code (if possible) 
                          (DTR5.1)           (DTR5.2.1)     (DTR5.1)                                    (DTR5.2.1) 
 
 GB00BK6JQ137                               15,315,589                                                  11.99% 
 
 
 
 
 
 SUBTOTAL 8. A            15,315,589                        11.99% 
 
 
 
 
 
 B 1: Financial Instruments according to DTR5.3.1R (1) (a) 
 
                                     Exercise/          Number of voting rights that may be acquired if 
 Type of financial        Expiration Conversion Period  the instrument is                               % of voting 
 instrument               date x     xi                                                                 rights 
                                                        exercised/converted. 
 
 
 
 
 
 
 
                                     SUBTOTAL 8. B 1 
 
 
 
 
 
 B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) 
 
                                                   Physical or 
 Type of financial      Expiration   Exercise/     cash                                                 % of voting 
 instrument             date x       Conversion                 Number of voting rights                 rights 
                                     Period xi     Settlement 
                                                   xii 
 
 
 
 
 
 
 
                                                   SUBTOTAL 
                                                   8.B.2 
 
 
 
 
 
 
 
 
 
 9. Information in relation to the person subject to the notification obligation (please mark the 
 
 applicable box with an "X") 
 
 Person subject to the notification obligation is not controlled by any natural person or legal entity 
 and does not control any other undertaking(s) holding directly or indirectly an interest in the          X 
 (underlying) issuer xiii 
 
 Full chain of controlled undertakings through which the voting rights and/or the 
 financial instruments are effectively held starting with the ultimate controlling natural person or 
 legal entity (please add additional rows as necessary) xiv 
 
               % of voting rights if it equals % of voting rights through financial          Total of both if it 
 Name xv       or is higher than the           instruments if it equals or is higher than    equals or is higher than 
               notifiable threshold            the notifiable threshold                      the notifiable threshold 
 
 
 
 
 
 
 
 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
 
 Name of the proxy holder 
 
 The number and % of voting rights held 
 
 The date until which the voting rights will 
 be held 
 
 
 
 11. Additional information xvi 
 
 
 
 
 
 
 
 Place of completion  LONDON 
 
 Date of completion   28/11/2022 
 

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ISIN:          GB00BK6JQ137 
Category Code: MSCU 
TIDM:          OTAQ 
LEI Code:      213800CZGMYB5XTUXJ52 
Sequence No.:  204514 
EQS News ID:   1499583 
 
End of Announcement  EQS News Service 
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(END) Dow Jones Newswires

November 28, 2022 08:55 ET (13:55 GMT)