EPT Disclosure

 

TIDMNSAM 
 
RNS Number : 3802M 
UBS AG (EPT) 
28 January 2009 
 

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|                                                                                                       FORM38.5(a) | 
+-------------------------------------------------------------------------------------------------------------------+ 
|                           | 
+---------------------------+ 
|      DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY      | 
|        STATUS       DEALING IN A CLIENT-SERVING CAPACITY ( Rule 38.5(a) of the        | 
|                                    Takeover Code)                                     | 
+---------------------------------------------------------------------------------------+ 
|     | 
+-----+ 
|                           | 
+---------------------------+ 
| 1. KEY INFORMATION                                                            | 
+-------------------------------------------------------------------------------+ 
|     | 
+-----+ 
|                           | 
+---------------------------+ 
| Name of exempt principal trader               | UBS AG London Branch                                                  | 
+-----------------------------------------------+-----------------------------------------------------------------------+ 
| Company dealt in                              | HENDERON GROUP PLC                                                    | 
+-----------------------------------------------+-----------------------------------------------------------------------+ 
| Class of relevant security to which the       | 12.5 P ORDINA                                                         | 
| dealings being disclosed relate (Note         |                                                                       | 
| 1)                                            |                                                                       | 
+-----------------------------------------------+-----------------------------------------------------------------------+ 
| Date of dealing                               | 27 JANUARY 2009                                                       | 
+-----------------------------------------------+-----------------------------------------------------------------------+ 
|                           | 
+---------------------------+ 
| 2.           | (Note 2)               | 
| DEALINGS     |                        | 
+--------------+------------------------+ 
|     | 
+-----+ 
|                           | 
+---------------------------+ 
| (a) Purchases and sales                                                       | 
+-------------------------------------------------------------------------------+ 
|     | 
+-----+ 
|                           | 
+---------------------------+ 
| Total number of securities        | Highest price     | (Note 3)      | Lowest price paid         | (Note 3)          | 
| purchased                         | paid              |               |                           |                   | 
+-----------------------------------+-------------------+---------------+---------------------------+-------------------+ 
| 791862                            | 63.75 PENCE                       | 59.75 PENCE                                   | 
+-----------------------------------+-----------------------------------+-----------------------------------------------+ 
|                           | 
+---------------------------+ 
| Total number of securities        | Highest price         | (Note 3)  | Lowest price received     | (Note 3)          | 
| sold                              | received              |           |                           |                   | 
+-----------------------------------+-----------------------+-----------+---------------------------+-------------------+ 
| 128553                            | 63.5 PENCE                        | 59 PENCE                                      | 
+-----------------------------------+-----------------------------------+-----------------------------------------------+ 
|                           | 
+---------------------------+ 
| (b) Derivatives transactions (other than options)                                         | 
+-------------------------------------------------------------------------------------------+ 
|     | 
+-----+ 
|                           | 
+---------------------------+ 
| Product          | Long/short | (Note 4)          |     Number of |  (Note 5)     |    Price per unit | (Note 3)          | 
| name, e.g.       |            |                   |    securities |               |                   |                   | 
| CFD              |            |                   |               |               |                   |                   | 
+------------------+------------+-------------------+---------------+---------------+-------------------+-------------------+ 
|                  |                                |                               |                   |                   | 
+------------------+--------------------------------+-------------------------------+-------------------+-------------------+ 
|                           | 
+---------------------------+ 
| (c) Options transactions in respect of existing securities                                | 
+-------------------------------------------------------------------------------------------+ 
|     | 
+-----+ 
|                           | 
+---------------------------+ 
| (i) Writing, selling, purchasing or varying                                               | 
+-------------------------------------------------------------------------------------------+ 
|     | 
+-----+ 
|                           | 
+---------------------------+ 
|Product  |  Writing,   |    Number of      |  Exercise price   |  Type,    |    Expiry date    |  Option money paid/received   | 
|  name,  |  selling,   |  securities to    |                   |   e.g.    |                   |      per unit (Note 3)        | 
|  e.g.   |purchasing,  | which the option  |                   |American,  |                   |                               | 
|  call   |varying etc  | relates (Note 5)  |                   | European  |                   |                               | 
| option  |             |                   |                   |   etc.    |                   |                               | 
+---------+-------------+-------------------+-------------------+-----------+-------------------+-------------------------------+ 
|         |             |                   |                   |           |                   |               |               | 
+---------+-------------+-------------------+-------------------+-----------+-------------------+---------------+---------------+ 
|                           | 
+---------------------------+ 
| (ii) Exercising                                                                           | 
+-------------------------------------------------------------------------------------------+ 
|     | 
+-----+ 
|                           | 
+---------------------------+ 
| Product name, e.g. call           | Number of securities              | Exercise price per unit           | (Note 3)  | 
| option                            |                                   |                                   |           | 
+-----------------------------------+-----------------------------------+-----------------------------------+-----------+ 
|                                   |                                   |                                               | 
+-----------------------------------+-----------------------------------+-----------------------------------------------+ 
|                           | 
+---------------------------+ 
| 3. OTHER INFORMATION                                                                      | 
+-------------------------------------------------------------------------------------------+ 
|     | 
+-----+ 
|                           | 
+---------------------------+ 
| Agreements, arrangements or understandings relating to options or derivatives                                                     | 
+-----------------------------------------------------------------------------------------------------------------------------------+ 
|     | 
+-----+ 
|                           | 
+---------------------------+ 
| Full details of any agreement, arrangement or understanding between the person disclosing and any other person        | 
| relating to the voting rights of any relevant securities under any option referred to on this form or relating        | 
| to the voting rights or future acquisition or disposal of any relevant securities to which any derivative             | 
| referred to on this form is referenced. If none, this should be stated.                                               | 
+-----------------------------------------------------------------------------------------------------------------------+ 
|                                                                                                                       | 
+-----------------------------------------------------------------------------------------------------------------------+ 
|     | 
+-----+ 
|                           | 
+---------------------------+ 
| Date of disclosure                            | 28 January 2009                                                       | 
+-----------------------------------------------+-----------------------------------------------------------------------+ 
| Contact name                                  | Nimisha Sachdev                                                       | 
+-----------------------------------------------+-----------------------------------------------------------------------+ 
| Telephone number                              | [phone]                                                   | 
+-----------------------------------------------+-----------------------------------------------------------------------+ 
| Name of offeree/offeror with which            | NEW STAR ASSET MANAGEMENT                                             | 
| associated                                    |                                                                       | 
+-----------------------------------------------+-----------------------------------------------------------------------+ 
| Nature of connection (Note 6)                 | CONNECTED ADVISOR                                                     | 
+-----------------------------------------------+-----------------------------------------------------------------------+ 
| Notes                                                                                                                 | 
+-----------------------------------------------------------------------------------------------------------------------+ 
| The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at  http://www.thetakeoverpanel.org.uk/       | 
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This information is provided by RNS 
            The company news service from the London Stock Exchange 
   END 
 
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